PATHEON N V

CUSIP: N6865W105 Class: SHS

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 67,902 Value ($000) $2,368 Avg Close — Range —
Q1 2017
Shares 25,000 Value ($000) $658 Avg Close — Range —
Q4 2016
Shares 125,000 Value ($000) $3,589 Avg Close — Range —