PATHEON N V

CUSIP: N6865W105 Class: SHS

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 10,468 Value ($000) $276 Avg Close — Range —
Q4 2016
Shares 11,300 Value ($000) $324 Avg Close — Range —