AUST & NZ BANK GRP

CUSIP: Q09504137 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 1,500 Value ($000) $47 Avg Close — Range —
Q1 2014
Shares 1,500 Value ($000) $46 Avg Close — Range —
Q4 2013
Shares 1,500 Value ($000) $43 Avg Close — Range —