Newcrest Finance Pty Ltd

Ticker: NCMAU 4.2 10/01/22 REGS CUSIP: Q66511AC2 Class: Intl Bond

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 675,000 Value ($000) $6,090 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	675,000	$6,090	—	—