PARNELL PHARMACEUT HLDGS LTD

Ticker: PARNEUR CUSIP: Q73622104 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 78,681 Value ($000) $386,000 Avg Close — Range —
Q4 2014
Shares 122,900 Value ($000) $509,000 Avg Close — Range —
Q3 2014
Shares 140,100 Value ($000) $806,000 Avg Close — Range —