Assured Guaranty Muni Regs 06.40000% 12/15/20 066call Make Whole Isin #usu31745a

Ticker: AGO V6.4 12/15/66 REGS CUSIP: U31745AA7 Class: Fixed Income

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 145,000 Value ($000) $1,282 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	145,000	$1,282	—	—