BALTIC TRADING LIMITED

CUSIP: Y0553W103 Class: CMN

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 1,223,600 Value ($000) $1,823 Avg Close — Range —
Q4 2014
Shares 1,128,600 Value ($000) $2,833 Avg Close — Range —
Q3 2014
Shares 1,143,800 Value ($000) $4,735 Avg Close — Range —
Q2 2014
Shares 1,143,800 Value ($000) $6,840 Avg Close — Range —
Q1 2014
Shares 1,147,900 Value ($000) $7,243 Avg Close — Range —
Q4 2013
Shares 1,055,025 Value ($000) $6,794 Avg Close — Range —
Q3 2013
Shares 376,000 Value ($000) $1,839 Avg Close — Range —