BALTIC TRADING LIMITED

CUSIP: Y0553W103 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 10,704 Value ($000) $16 Avg Close — Range —
Q4 2014
Shares 10,206 Value ($000) $26 Avg Close — Range —