INDUSTRIAL & COML BK CHINA L

Ticker: ICBCAS V6 PERP regs CUSIP: Y39656AA4 Class: PRFD 6.000%12/3

PRUDENTIAL FINANCIAL INC's Holding History (CIK: 0001137774)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 200,000 Value ($000) $211 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	200,000	$211	—	—