Enercoal Resources Pte Ltd Note 9.25000% 08/05/20 014isin #xs044320797 1 Sedol #

CUSIP: ZZC4YY7S5 Class: Interm. Bond

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,485,000 Value ($000) $4,473 Avg Close — Range —