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CUSIP: n90064101 Class: COM

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,570 Value ($000) $113 Avg Close — Range —
Q3 2019
Shares 1,170 Value ($000) $46 Avg Close — Range —