MML INVESTORS SERVICES, LLC Diversified Active

CIK: 0000701059 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 12, 2015

Total Value ($000): $98,525 (100.0% shares, 0.0% debt)

Holdings (44)

OEF ISHARES TR 10.4%

Value ($000) $10,295 Shares 121,436 Est. Cost $89.55 Unrealized —

EFV ISHARES TR 8.1%

Value ($000) $8,026 Shares 173,379 Est. Cost $51.13 Unrealized —

IWP ISHARES TR 7.7%

Value ($000) $7,632 Shares 86,134 Est. Cost $95.81 Unrealized —

— POWERSHARES QQQ TRUST 6.9%

Value ($000) $6,770 Shares 66,531 Est. Cost $106.24 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 6.8%

Value ($000) $6,716 Shares 91,073 Est. Cost $77.76 Unrealized —

— POWERSHARES ETF TRUST 5.4%

Value ($000) $5,291 Shares 120,843 Est. Cost $48.47 Unrealized —

— POWERSHARES ETF TRUST 5.0%

Value ($000) $4,975 Shares 54,398 Est. Cost $102.69 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 5.0%

Value ($000) $4,897 Shares 99,567 Est. Cost $53.26 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 4.7%

Value ($000) $4,608 Shares 139,265 Est. Cost $40.09 Unrealized —

EFA ISHARES TR 4.5%

Value ($000) $4,423 Shares 77,155 Est. Cost $61.36 Unrealized —

BSV VANGUARD BD INDEX FD INC 4.2%

Value ($000) $4,158 Shares 51,729 Est. Cost $80.22 Unrealized —

XLF SELECT SECTOR SPDR TR 2.4%

Value ($000) $2,340 Shares 103,268 Est. Cost $24.11 Unrealized —

VTI VANGUARD INDEX FDS 2.2%

Value ($000) $2,141 Shares 21,688 Est. Cost $107.02 Unrealized —

— SPDR SERIES TRUST 2.0%

Value ($000) $1,997 Shares 55,991 Est. Cost $38.20 Unrealized —

EEM ISHARES TR 2.0%

Value ($000) $1,977 Shares 60,302 Est. Cost $39.38 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 2.0%

Value ($000) $1,932 Shares 54,213 Est. Cost $39.64 Unrealized —

SPY SPDR S&P 500 ETF TR 1.9%

Value ($000) $1,900 Shares 9,914 Est. Cost $205.88 Unrealized —

— ISHARES 1.8%

Value ($000) $1,734 Shares 151,707 Est. Cost $11.43 Unrealized —

BND VANGUARD BD INDEX FD INC 1.7%

Value ($000) $1,645 Shares 20,075 Est. Cost $81.34 Unrealized —

KRE SPDR SERIES TRUST 1.4%

Value ($000) $1,379 Shares 33,499 Est. Cost $43.56 Unrealized —

GLD SPDR GOLD TRUST 1.3%

Value ($000) $1,269 Shares 11,880 Est. Cost $111.32 Unrealized —

BWX SPDR SERIES TRUST 1.2%

Value ($000) $1,161 Shares 22,292 Est. Cost $52.02 Unrealized —

USIG ISHARES TR 1.2%

Value ($000) $1,155 Shares 10,650 Est. Cost $108.60 Unrealized —

PFF ISHARES TR 1.2%

Value ($000) $1,150 Shares 29,784 Est. Cost $39.16 Unrealized —

IWO ISHARES TR 1.1%

Value ($000) $1,127 Shares 8,412 Est. Cost $150.06 Unrealized —

EMB ISHARES TR 0.9%

Value ($000) $855 Shares 8,038 Est. Cost $109.82 Unrealized —

MDY SPDR S&P MIDCAP 400 ETF TR 0.7%

Value ($000) $673 Shares 2,703 Est. Cost $273.07 Unrealized —

IEZ ISHARES TR 0.7%

Value ($000) $667 Shares 18,336 Est. Cost $48.01 Unrealized —

DVY ISHARES TR 0.7%

Value ($000) $649 Shares 8,922 Est. Cost $75.19 Unrealized —

IJH ISHARES TR 0.6%

Value ($000) $566 Shares 4,141 Est. Cost $149.98 Unrealized —

VXF VANGUARD INDEX FDS 0.6%

Value ($000) $556 Shares 6,812 Est. Cost $90.98 Unrealized —

TIP ISHARES TR 0.5%

Value ($000) $538 Shares 4,865 Est. Cost $112.01 Unrealized —

IWF ISHARES TR 0.5%

Value ($000) $478 Shares 5,145 Est. Cost $98.97 Unrealized —

— SPDR SERIES TRUST 0.4%

Value ($000) $412 Shares 17,083 Est. Cost $23.73 Unrealized —

VNQ VANGUARD INDEX FDS 0.4%

Value ($000) $405 Shares 5,363 Est. Cost $74.67 Unrealized —

IBB ISHARES TR 0.3%

Value ($000) $306 Shares 1,010 Est. Cost $368.26 Unrealized —

IJR ISHARES TR 0.3%

Value ($000) $277 Shares 2,600 Est. Cost $117.86 Unrealized —

EMHY ISHARES 0.3%

Value ($000) $275 Shares 6,094 Est. Cost $47.96 Unrealized —

SJNK SPDR SER TR 0.3%

Value ($000) $251 Shares 9,324 Est. Cost $28.48 Unrealized —

IDV ISHARES TR 0.2%

Value ($000) $234 Shares 8,307 Est. Cost $32.33 Unrealized —

IYH ISHARES TR 0.2%

Value ($000) $221 Shares 1,581 Est. Cost $158.76 Unrealized —

IYF ISHARES TR 0.2%

Value ($000) $221 Shares 2,628 Est. Cost $89.75 Unrealized —

— SPDR SERIES TRUST 0.2%

Value ($000) $210 Shares 8,631 Est. Cost $24.33 Unrealized —

— MANNKIND CORP 0.0%

Value ($000) $33 Shares 10,253 Est. Cost $5.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
OEF	ISHARES TR	121,436	$10,295	10.4%	$89.55	—	S&P 100 ETF	464287101
EFV	ISHARES TR	173,379	$8,026	8.1%	$51.13	—	EAFE VALUE ETF	464288877
IWP	ISHARES TR	86,134	$7,632	7.7%	$95.81	—	RUS MD CP GR ETF	464287481
—	POWERSHARES QQQ TRUST	66,531	$6,770	6.9%	$106.24	—	UNIT SER 1	73935A104
VIG	VANGUARD SPECIALIZED PORTFOL	91,073	$6,716	6.8%	$77.76	—	DIV APP ETF	921908844
—	POWERSHARES ETF TRUST	120,843	$5,291	5.4%	$48.47	—	DYNA BUYBK ACH	73935X286
—	POWERSHARES ETF TRUST	54,398	$4,975	5.0%	$102.69	—	FTSE US1500 SM	73935X567
VGK	VANGUARD INTL EQUITY INDEX F	99,567	$4,897	5.0%	$53.26	—	FTSE EUROPE ETF	922042874
VWO	VANGUARD INTL EQUITY INDEX F	139,265	$4,608	4.7%	$40.09	—	FTSE EMR MKT ETF	922042858
EFA	ISHARES TR	77,155	$4,423	4.5%	$61.36	—	MSCI EAFE ETF	464287465
BSV	VANGUARD BD INDEX FD INC	51,729	$4,158	4.2%	$80.22	—	SHORT TRM BOND	921937827
XLF	SELECT SECTOR SPDR TR	103,268	$2,340	2.4%	$24.11	—	SBI INT-FINL	81369Y605
VTI	VANGUARD INDEX FDS	21,688	$2,141	2.2%	$107.02	—	TOTAL STK MKT	922908769
—	SPDR SERIES TRUST	55,991	$1,997	2.0%	$38.20	—	BRC HGH YLD BD	78464A417
EEM	ISHARES TR	60,302	$1,977	2.0%	$39.38	—	MSCI EMG MKT ETF	464287234
VEA	VANGUARD TAX MANAGED INTL FD	54,213	$1,932	2.0%	$39.64	—	FTSE DEV MKT ETF	921943858
SPY	SPDR S&P 500 ETF TR	9,914	$1,900	1.9%	$205.88	—	TR UNIT	78462F103
—	ISHARES	151,707	$1,734	1.8%	$11.43	—	MSCI JAPAN ETF	464286848
BND	VANGUARD BD INDEX FD INC	20,075	$1,645	1.7%	$81.34	—	TOTAL BND MRKT	921937835
KRE	SPDR SERIES TRUST	33,499	$1,379	1.4%	$43.56	—	S&P REGL BKG	78464A698
GLD	SPDR GOLD TRUST	11,880	$1,269	1.3%	$111.32	—	GOLD SHS	78463V107
BWX	SPDR SERIES TRUST	22,292	$1,161	1.2%	$52.02	—	BRCLYS INTL ETF	78464A516
USIG	ISHARES TR	10,650	$1,155	1.2%	$108.60	—	CORE US CR BD	464288620
PFF	ISHARES TR	29,784	$1,150	1.2%	$39.16	—	U.S. PFD STK ETF	464288687
IWO	ISHARES TR	8,412	$1,127	1.1%	$150.06	—	RUS 2000 GRW ETF	464287648
EMB	ISHARES TR	8,038	$855	0.9%	$109.82	—	JP MOR EM MK ETF	464288281
MDY	SPDR S&P MIDCAP 400 ETF TR	2,703	$673	0.7%	$273.07	—	UTSER1 S&PDCRP	78467Y107
IEZ	ISHARES TR	18,336	$667	0.7%	$48.01	—	US OIL EQ&SV ETF	464288844
DVY	ISHARES TR	8,922	$649	0.7%	$75.19	—	SELECT DIVID ETF	464287168
IJH	ISHARES TR	4,141	$566	0.6%	$149.98	—	CORE S&P MCP ETF	464287507
VXF	VANGUARD INDEX FDS	6,812	$556	0.6%	$90.98	—	EXTEND MKT ETF	922908652
TIP	ISHARES TR	4,865	$538	0.5%	$112.01	—	TIPS BD ETF	464287176
IWF	ISHARES TR	5,145	$478	0.5%	$98.97	—	RUS 1000 GRW ETF	464287614
—	SPDR SERIES TRUST	17,083	$412	0.4%	$23.73	—	NUVN BRCLY MUNI	78464A458
VNQ	VANGUARD INDEX FDS	5,363	$405	0.4%	$74.67	—	REIT ETF	922908553
IBB	ISHARES TR	1,010	$306	0.3%	$368.26	—	NASDQ BIOTEC ETF	464287556
IJR	ISHARES TR	2,600	$277	0.3%	$117.86	—	CORE S&P SCP ETF	464287804
EMHY	ISHARES	6,094	$275	0.3%	$47.96	—	EM HGHYL BD ETF	464286285
SJNK	SPDR SER TR	9,324	$251	0.3%	$28.48	—	SHT TRM HGH YLD	78468R408
IDV	ISHARES TR	8,307	$234	0.2%	$32.33	—	INTL SEL DIV ETF	464288448
IYH	ISHARES TR	1,581	$221	0.2%	$158.76	—	US HLTHCARE ETF	464287762
IYF	ISHARES TR	2,628	$221	0.2%	$89.75	—	U.S. FINLS ETF	464287788
—	SPDR SERIES TRUST	8,631	$210	0.2%	$24.33	—	NUVN BR SHT MUNI	78464A425
—	MANNKIND CORP	10,253	$33	0.0%	$5.66	—	COM	56400P201