MML INVESTORS SERVICES, LLC Diversified Active

CIK: 0000701059 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 10, 2016

Total Value ($000): $107,819 (100.0% shares, 0.0% debt)

Holdings (44)

OEF ISHARES TR 11.3%

Value ($000) $12,215 Shares 133,982 Est. Cost $89.70 Unrealized —

EFV ISHARES TR 8.6%

Value ($000) $9,305 Shares 200,031 Est. Cost $50.52 Unrealized —

IWP ISHARES TR 8.3%

Value ($000) $8,902 Shares 96,846 Est. Cost $95.38 Unrealized —

— POWERSHARES QQQ TRUST 7.5%

Value ($000) $8,062 Shares 72,075 Est. Cost $106.67 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 6.9%

Value ($000) $7,485 Shares 96,262 Est. Cost $77.76 Unrealized —

VGK VANGUARD INTL EQUITY INDEX F 5.2%

Value ($000) $5,613 Shares 112,526 Est. Cost $52.87 Unrealized —

— POWERSHARES ETF TRUST 5.1%

Value ($000) $5,461 Shares 58,165 Est. Cost $102.12 Unrealized —

EFA ISHARES TR 4.6%

Value ($000) $4,928 Shares 83,931 Est. Cost $61.14 Unrealized —

— POWERSHARES ETF TRUST 4.3%

Value ($000) $4,664 Shares 102,607 Est. Cost $48.47 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 4.2%

Value ($000) $4,526 Shares 138,377 Est. Cost $40.09 Unrealized —

BSV VANGUARD BD INDEX FD INC 4.0%

Value ($000) $4,294 Shares 53,962 Est. Cost $80.19 Unrealized —

XLF SELECT SECTOR SPDR TR 2.6%

Value ($000) $2,769 Shares 116,200 Est. Cost $24.08 Unrealized —

— SPDR SERIES TRUST 2.1%

Value ($000) $2,288 Shares 67,484 Est. Cost $37.47 Unrealized —

VTI VANGUARD INDEX FDS 2.1%

Value ($000) $2,262 Shares 21,689 Est. Cost $107.02 Unrealized —

— ISHARES 1.9%

Value ($000) $2,090 Shares 172,419 Est. Cost $11.51 Unrealized —

EEM ISHARES TR 1.7%

Value ($000) $1,849 Shares 57,439 Est. Cost $39.38 Unrealized —

SPY SPDR S&P 500 ETF TR 1.7%

Value ($000) $1,790 Shares 8,782 Est. Cost $205.88 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 1.5%

Value ($000) $1,626 Shares 44,278 Est. Cost $39.64 Unrealized —

BND VANGUARD BD INDEX FD INC 1.5%

Value ($000) $1,596 Shares 19,764 Est. Cost $81.34 Unrealized —

KRE SPDR SERIES TRUST 1.4%

Value ($000) $1,540 Shares 36,725 Est. Cost $43.42 Unrealized —

IWO ISHARES TR 1.3%

Value ($000) $1,444 Shares 10,368 Est. Cost $148.03 Unrealized —

GLD SPDR GOLD TRUST 1.2%

Value ($000) $1,313 Shares 12,945 Est. Cost $110.51 Unrealized —

IVV ISHARES TR 1.2%

Value ($000) $1,302 Shares 6,355 Est. Cost $204.88 Unrealized —

USIG ISHARES TR 1.1%

Value ($000) $1,183 Shares 11,089 Est. Cost $108.53 Unrealized —

PFF ISHARES TR 1.1%

Value ($000) $1,179 Shares 30,360 Est. Cost $39.15 Unrealized —

BWX SPDR SERIES TRUST 1.1%

Value ($000) $1,155 Shares 22,368 Est. Cost $52.02 Unrealized —

XLE SELECT SECTOR SPDR TR 0.6%

Value ($000) $631 Shares 10,464 Est. Cost $60.30 Unrealized —

DVY ISHARES TR 0.6%

Value ($000) $613 Shares 8,163 Est. Cost $75.19 Unrealized —

VXF VANGUARD INDEX FDS 0.5%

Value ($000) $571 Shares 6,812 Est. Cost $90.98 Unrealized —

MDY SPDR S&P MIDCAP 400 ETF TR 0.5%

Value ($000) $560 Shares 2,203 Est. Cost $273.07 Unrealized —

TIP ISHARES TR 0.5%

Value ($000) $547 Shares 4,986 Est. Cost $111.95 Unrealized —

IJH ISHARES TR 0.5%

Value ($000) $533 Shares 3,827 Est. Cost $149.98 Unrealized —

IWF ISHARES TR 0.5%

Value ($000) $512 Shares 5,149 Est. Cost $98.97 Unrealized —

VNQ VANGUARD INDEX FDS 0.4%

Value ($000) $456 Shares 5,721 Est. Cost $74.99 Unrealized —

— SPDR SERIES TRUST 0.3%

Value ($000) $366 Shares 15,011 Est. Cost $23.73 Unrealized —

IBB ISHARES TR 0.3%

Value ($000) $342 Shares 1,010 Est. Cost $368.26 Unrealized —

IEZ ISHARES TR 0.3%

Value ($000) $317 Shares 8,860 Est. Cost $48.01 Unrealized —

EMB ISHARES TR 0.3%

Value ($000) $304 Shares 2,875 Est. Cost $109.82 Unrealized —

IJR ISHARES TR 0.2%

Value ($000) $268 Shares 2,436 Est. Cost $117.86 Unrealized —

SJNK SPDR SER TR 0.2%

Value ($000) $267 Shares 10,375 Est. Cost $28.21 Unrealized —

IYH ISHARES TR 0.2%

Value ($000) $239 Shares 1,592 Est. Cost $158.76 Unrealized —

IYF ISHARES TR 0.2%

Value ($000) $232 Shares 2,628 Est. Cost $89.75 Unrealized —

IDV ISHARES TR 0.2%

Value ($000) $205 Shares 7,125 Est. Cost $32.33 Unrealized —

— MANNKIND CORP 0.0%

Value ($000) $15 Shares 10,253 Est. Cost $5.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
OEF	ISHARES TR	133,982	$12,215	11.3%	$89.70	—	S&P 100 ETF	464287101
EFV	ISHARES TR	200,031	$9,305	8.6%	$50.52	—	EAFE VALUE ETF	464288877
IWP	ISHARES TR	96,846	$8,902	8.3%	$95.38	—	RUS MD CP GR ETF	464287481
—	POWERSHARES QQQ TRUST	72,075	$8,062	7.5%	$106.67	—	UNIT SER 1	73935A104
VIG	VANGUARD SPECIALIZED PORTFOL	96,262	$7,485	6.9%	$77.76	—	DIV APP ETF	921908844
VGK	VANGUARD INTL EQUITY INDEX F	112,526	$5,613	5.2%	$52.87	—	FTSE EUROPE ETF	922042874
—	POWERSHARES ETF TRUST	58,165	$5,461	5.1%	$102.12	—	FTSE US1500 SM	73935X567
EFA	ISHARES TR	83,931	$4,928	4.6%	$61.14	—	MSCI EAFE ETF	464287465
—	POWERSHARES ETF TRUST	102,607	$4,664	4.3%	$48.47	—	DYNA BUYBK ACH	73935X286
VWO	VANGUARD INTL EQUITY INDEX F	138,377	$4,526	4.2%	$40.09	—	FTSE EMR MKT ETF	922042858
BSV	VANGUARD BD INDEX FD INC	53,962	$4,294	4.0%	$80.19	—	SHORT TRM BOND	921937827
XLF	SELECT SECTOR SPDR TR	116,200	$2,769	2.6%	$24.08	—	SBI INT-FINL	81369Y605
—	SPDR SERIES TRUST	67,484	$2,288	2.1%	$37.47	—	BRC HGH YLD BD	78464A417
VTI	VANGUARD INDEX FDS	21,689	$2,262	2.1%	$107.02	—	TOTAL STK MKT	922908769
—	ISHARES	172,419	$2,090	1.9%	$11.51	—	MSCI JAPAN ETF	464286848
EEM	ISHARES TR	57,439	$1,849	1.7%	$39.38	—	MSCI EMG MKT ETF	464287234
SPY	SPDR S&P 500 ETF TR	8,782	$1,790	1.7%	$205.88	—	TR UNIT	78462F103
VEA	VANGUARD TAX MANAGED INTL FD	44,278	$1,626	1.5%	$39.64	—	FTSE DEV MKT ETF	921943858
BND	VANGUARD BD INDEX FD INC	19,764	$1,596	1.5%	$81.34	—	TOTAL BND MRKT	921937835
KRE	SPDR SERIES TRUST	36,725	$1,540	1.4%	$43.42	—	S&P REGL BKG	78464A698
IWO	ISHARES TR	10,368	$1,444	1.3%	$148.03	—	RUS 2000 GRW ETF	464287648
GLD	SPDR GOLD TRUST	12,945	$1,313	1.2%	$110.51	—	GOLD SHS	78463V107
IVV	ISHARES TR	6,355	$1,302	1.2%	$204.88	—	CORE S&P500 ETF	464287200
USIG	ISHARES TR	11,089	$1,183	1.1%	$108.53	—	CORE US CR BD	464288620
PFF	ISHARES TR	30,360	$1,179	1.1%	$39.15	—	U.S. PFD STK ETF	464288687
BWX	SPDR SERIES TRUST	22,368	$1,155	1.1%	$52.02	—	BRCLYS INTL ETF	78464A516
XLE	SELECT SECTOR SPDR TR	10,464	$631	0.6%	$60.30	—	SBI INT-ENERGY	81369Y506
DVY	ISHARES TR	8,163	$613	0.6%	$75.19	—	SELECT DIVID ETF	464287168
VXF	VANGUARD INDEX FDS	6,812	$571	0.5%	$90.98	—	EXTEND MKT ETF	922908652
MDY	SPDR S&P MIDCAP 400 ETF TR	2,203	$560	0.5%	$273.07	—	UTSER1 S&PDCRP	78467Y107
TIP	ISHARES TR	4,986	$547	0.5%	$111.95	—	TIPS BD ETF	464287176
IJH	ISHARES TR	3,827	$533	0.5%	$149.98	—	CORE S&P MCP ETF	464287507
IWF	ISHARES TR	5,149	$512	0.5%	$98.97	—	RUS 1000 GRW ETF	464287614
VNQ	VANGUARD INDEX FDS	5,721	$456	0.4%	$74.99	—	REIT ETF	922908553
—	SPDR SERIES TRUST	15,011	$366	0.3%	$23.73	—	NUVN BRCLY MUNI	78464A458
IBB	ISHARES TR	1,010	$342	0.3%	$368.26	—	NASDQ BIOTEC ETF	464287556
IEZ	ISHARES TR	8,860	$317	0.3%	$48.01	—	US OIL EQ&SV ETF	464288844
EMB	ISHARES TR	2,875	$304	0.3%	$109.82	—	JP MOR EM MK ETF	464288281
IJR	ISHARES TR	2,436	$268	0.2%	$117.86	—	CORE S&P SCP ETF	464287804
SJNK	SPDR SER TR	10,375	$267	0.2%	$28.21	—	SHT TRM HGH YLD	78468R408
IYH	ISHARES TR	1,592	$239	0.2%	$158.76	—	US HLTHCARE ETF	464287762
IYF	ISHARES TR	2,628	$232	0.2%	$89.75	—	U.S. FINLS ETF	464287788
IDV	ISHARES TR	7,125	$205	0.2%	$32.33	—	INTL SEL DIV ETF	464288448
—	MANNKIND CORP	10,253	$15	0.0%	$5.66	—	COM	56400P201