PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value: $23.27M (100.0% shares, 0.0% debt)

Holdings (10)

SPY SPDR S&P 500 ETF TR 81.8%

Value $19.04M Shares 90,900 Share Price $209.47 Est. Cost/Share — Unrealized @ Report Date —

— VTV THERAPEUTICS INC 11.0%

Value $2.558M Shares 441,006 Share Price $5.80 Est. Cost/Share $6.52 Unrealized @ Report Date —

XLE SELECT SECTOR SPDR TR 2.9%

Value $682K Shares 10,000 Share Price $68.20 Est. Cost/Share — Unrealized @ Report Date —

NTRS NORTHERN TR CORP 2.3%

Value $532K Shares 8,022 Share Price $66.32 * Est. Cost/Share $53.49 Unrealized @ Report Date -4.5%

— ECLIPSE RES CORP 1.8%

Value $418K Shares 125,000 Share Price $3.34 Est. Cost/Share $3.34 Unrealized @ Report Date —

— CALLIDUS SOFTWARE INC 0.1%

Value $20,000 Shares 1,000 Share Price $20.00 Est. Cost/Share $20.00 Unrealized @ Report Date —

— VENAXIS INC 0.0%

Value $9,000 Shares 2,500 Share Price $3.60 Est. Cost/Share $3.60 Unrealized @ Report Date —

PDEX PRO-DEX INC COLO 0.0%

Value $5,000 Shares 973 Share Price $5.14 * Est. Cost/Share $4.09 Unrealized @ Report Date +35.9%

CHMI CHERRY HILL MTG INVT CORP 0.0%

Value $1,000 Shares 40 Share Price $25.00 Est. Cost/Share $25.00 Unrealized @ Report Date —

PBT PERMIAN BASIN RTY TR 0.0%

Value $0 Shares 1 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	90,900	$19.04M	81.8%	$209.47	—	—	Put	78462F103
—	VTV THERAPEUTICS INC	441,006	$2.558M	11.0%	$5.80	$6.52	—	CL A	918385105
XLE	SELECT SECTOR SPDR TR	10,000	$682K	2.9%	$68.20	—	—	Put	81369Y506
NTRS	NORTHERN TR CORP	8,022	$532K	2.3%	$66.32 *	$53.49	-4.5%	COM	665859104
—	ECLIPSE RES CORP	125,000	$418K	1.8%	$3.34	$3.34	—	COM	27890G100
—	CALLIDUS SOFTWARE INC	1,000	$20,000	0.1%	$20.00	$20.00	—	COM	13123E500
—	VENAXIS INC	2,500	$9,000	0.0%	$3.60	$3.60	—	COM NEW	92262A206
PDEX	PRO-DEX INC COLO	973	$5,000	0.0%	$5.14 *	$4.09	+35.9%	COM NEW	74265M205
CHMI	CHERRY HILL MTG INVT CORP	40	$1,000	0.0%	$25.00	$25.00	—	COM	164651101
PBT	PERMIAN BASIN RTY TR	1	$0	0.0%	$0.00	—	—	UNIT BEN INT	714236106