PIPER SANDLER & CO. Quant / Systematic

CIK: 0000724683 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $52,145 (6.0% shares, 94.0% debt)

Holdings (15)

— INTEGRA LIFESCIENCES HLDGS C 50.2%

Value ($000) $26,186 Shares 16,759,000 Est. Cost $1.56 Unrealized —

— GENCORP INC 27.5%

Value ($000) $14,342 Shares 7,350,000 Est. Cost $1.95 Unrealized —

— AIRTRAN HLDGS INC 10.5%

Value ($000) $5,475 Shares 2,000,000 Est. Cost $2.74 Unrealized —

— TAKE-TWO INTERACTIVE SOFTWAR 5.8%

Value ($000) $3,022 Shares 1,282,000 Est. Cost $2.36 Unrealized —

— VTV THERAPEUTICS INC 2.5%

Value ($000) $1,310 Shares 182,211 Est. Cost $6.52 Unrealized —

NTNX NUTANIX INC 1.8%

Value ($000) $962 Shares 26,000 Est. Cost $37.00 Unrealized 0.0%

— CARDCONNECT CORP 1.0%

Value ($000) $524 Shares 53,602 Est. Cost $9.78 Unrealized —

IBKR INTERACTIVE BROKERS GROUP IN 0.2%

Value ($000) $127 Shares 3,600 Est. Cost $8.30 Unrealized 0.0%

— CALLIDUS SOFTWARE INC 0.2%

Value ($000) $110 Shares 6,009 Est. Cost $18.59 Unrealized —

TCMD TACTILE SYS TECHNOLOGY INC 0.1%

Value ($000) $68 Shares 3,623 Est. Cost $15.35 Unrealized 0.0%

EGRX EAGLE PHARMACEUTICALS INC 0.0%

Value ($000) $7 Shares 100 Est. Cost $55.40 Unrealized 0.0%

— NEOPHOTONICS CORP 0.0%

Value ($000) $5 Shares 300 Est. Cost $16.67 Unrealized —

— TRANSOCEAN PARTNERS LLC 0.0%

Value ($000) $4 Shares 300 Est. Cost $13.33 Unrealized —

— TASER INTL INC 0.0%

Value ($000) $3 Shares 100 Est. Cost $30.00 Unrealized —

VISN COMMSCOPE HLDG CO INC 0.0%

Value ($000) $0 Shares 5 Est. Cost $30.16 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEGRA LIFESCIENCES HLDGS C	16,759,000	$26,186	50.2%	$1.56	—	NOTE 1.625%12/1	457985AK5
—	GENCORP INC	7,350,000	$14,342	27.5%	$1.95	—	SDCV 4.062%12/3	368682AN0
—	AIRTRAN HLDGS INC	2,000,000	$5,475	10.5%	$2.74	—	NOTE 5.250%11/0	00949PAD0
—	TAKE-TWO INTERACTIVE SOFTWAR	1,282,000	$3,022	5.8%	$2.36	—	NOTE 1.750%12/0	874054AC3
—	VTV THERAPEUTICS INC	182,211	$1,310	2.5%	$6.52	—	CL A	918385105
NTNX	NUTANIX INC	26,000	$962	1.8%	$37.00	0.0%	CL A	67059N108
—	CARDCONNECT CORP	53,602	$524	1.0%	$9.78	—	COM	14141X108
IBKR	INTERACTIVE BROKERS GROUP IN	3,600	$127	0.2%	$8.30	0.0%	COM	45841N107
—	CALLIDUS SOFTWARE INC	6,009	$110	0.2%	$18.59	—	COM	13123E500
TCMD	TACTILE SYS TECHNOLOGY INC	3,623	$68	0.1%	$15.35	0.0%	COM	87357P100
EGRX	EAGLE PHARMACEUTICALS INC	100	$7	0.0%	$55.40	0.0%	COM	269796108
—	NEOPHOTONICS CORP	300	$5	0.0%	$16.67	—	COM	64051T100
—	TRANSOCEAN PARTNERS LLC	300	$4	0.0%	$13.33	—	COM UNIT RP LT	Y8977Y100
—	TASER INTL INC	100	$3	0.0%	$30.00	—	COM	87651B104
VISN	COMMSCOPE HLDG CO INC	5	$0	0.0%	$30.16	0.0%	COM	20337X109