PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $52.15M (6.0% shares, 94.0% debt)

Holdings (15)

— INTEGRA LIFESCIENCES HLDGS C 50.2%

Value $26.19M Shares 16,759,000 Share Price $1.56 Est. Cost/Share $1.56 Unrealized @ Report Date —

— GENCORP INC 27.5%

Value $14.34M Shares 7,350,000 Share Price $1.95 Est. Cost/Share $1.95 Unrealized @ Report Date —

— AIRTRAN HLDGS INC 10.5%

Value $5.475M Shares 2,000,000 Share Price $2.74 Est. Cost/Share $2.74 Unrealized @ Report Date —

— TAKE-TWO INTERACTIVE SOFTWAR 5.8%

Value $3.022M Shares 1,282,000 Share Price $2.36 Est. Cost/Share $2.36 Unrealized @ Report Date —

— VTV THERAPEUTICS INC 2.5%

Value $1.31M Shares 182,211 Share Price $7.19 Est. Cost/Share $6.52 Unrealized @ Report Date —

NTNX NUTANIX INC 1.8%

Value $962K Shares 26,000 Share Price $37.00 Est. Cost/Share $37.00 Unrealized @ Report Date 0.0%

— CARDCONNECT CORP 1.0%

Value $524K Shares 53,602 Share Price $9.78 Est. Cost/Share $9.78 Unrealized @ Report Date —

IBKR INTERACTIVE BROKERS GROUP IN 0.2%

Value $127K Shares 3,600 Share Price $35.28 * Est. Cost/Share $8.30 Unrealized @ Report Date -0.2%

— CALLIDUS SOFTWARE INC 0.2%

Value $110K Shares 6,009 Share Price $18.31 Est. Cost/Share $18.59 Unrealized @ Report Date —

TCMD TACTILE SYS TECHNOLOGY INC 0.1%

Value $68,000 Shares 3,623 Share Price $18.77 Est. Cost/Share $15.35 Unrealized @ Report Date +21.8%

EGRX EAGLE PHARMACEUTICALS INC 0.0%

Value $7,000 Shares 100 Share Price $70.00 Est. Cost/Share $55.40 Unrealized @ Report Date +26.3%

— NEOPHOTONICS CORP 0.0%

Value $5,000 Shares 300 Share Price $16.67 Est. Cost/Share $16.67 Unrealized @ Report Date —

— TRANSOCEAN PARTNERS LLC 0.0%

Value $4,000 Shares 300 Share Price $13.33 Est. Cost/Share $13.33 Unrealized @ Report Date —

— TASER INTL INC 0.0%

Value $3,000 Shares 100 Share Price $30.00 Est. Cost/Share $30.00 Unrealized @ Report Date —

VISN COMMSCOPE HLDG CO INC 0.0%

Value $0 Shares 5 Share Price $0.00 Est. Cost/Share $30.16 Unrealized @ Report Date -0.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INTEGRA LIFESCIENCES HLDGS C	16,759,000	$26.19M	50.2%	$1.56	$1.56	—	NOTE 1.625%12/1	457985AK5
—	GENCORP INC	7,350,000	$14.34M	27.5%	$1.95	$1.95	—	SDCV 4.062%12/3	368682AN0
—	AIRTRAN HLDGS INC	2,000,000	$5.475M	10.5%	$2.74	$2.74	—	NOTE 5.250%11/0	00949PAD0
—	TAKE-TWO INTERACTIVE SOFTWAR	1,282,000	$3.022M	5.8%	$2.36	$2.36	—	NOTE 1.750%12/0	874054AC3
—	VTV THERAPEUTICS INC	182,211	$1.31M	2.5%	$7.19	$6.52	—	CL A	918385105
NTNX	NUTANIX INC	26,000	$962K	1.8%	$37.00	$37.00	0.0%	CL A	67059N108
—	CARDCONNECT CORP	53,602	$524K	1.0%	$9.78	$9.78	—	COM	14141X108
IBKR	INTERACTIVE BROKERS GROUP IN	3,600	$127K	0.2%	$35.28 *	$8.30	-0.2%	COM	45841N107
—	CALLIDUS SOFTWARE INC	6,009	$110K	0.2%	$18.31	$18.59	—	COM	13123E500
TCMD	TACTILE SYS TECHNOLOGY INC	3,623	$68,000	0.1%	$18.77	$15.35	+21.8%	COM	87357P100
EGRX	EAGLE PHARMACEUTICALS INC	100	$7,000	0.0%	$70.00	$55.40	+26.3%	COM	269796108
—	NEOPHOTONICS CORP	300	$5,000	0.0%	$16.67	$16.67	—	COM	64051T100
—	TRANSOCEAN PARTNERS LLC	300	$4,000	0.0%	$13.33	$13.33	—	COM UNIT RP LT	Y8977Y100
—	TASER INTL INC	100	$3,000	0.0%	$30.00	$30.00	—	COM	87651B104
VISN	COMMSCOPE HLDG CO INC	5	$0	0.0%	$0.00	$30.16	-0.2%	COM	20337X109