PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value: $51.3M (3.2% shares, 96.8% debt)

Holdings (14)

— LAM RESEARCH CORP 44.9%

Value $23.04M Shares 6,812,000 Share Price $3.38 Est. Cost/Share $3.04 Unrealized @ Report Date —

— LIGAND PHARMACEUTICALS INC 27.8%

Value $14.27M Shares 6,489,000 Share Price $2.20 Est. Cost/Share $2.20 Unrealized @ Report Date —

— VERISIGN INC 13.4%

Value $6.893M Shares 2,000,000 Share Price $3.45 Est. Cost/Share $3.45 Unrealized @ Report Date —

— SHUTTERFLY INC 7.5%

Value $3.865M Shares 3,085,082 Share Price $1.25 Est. Cost/Share $1.25 Unrealized @ Report Date —

— INSULET CORP 3.0%

Value $1.564M Shares 850,000 Share Price $1.84 Est. Cost/Share $1.63 Unrealized @ Report Date —

IWO ISHARES TR 2.3%

Value $1.172M Shares 6,150 Share Price $190.57 Est. Cost/Share $192.03 Unrealized @ Report Date -0.8%

— ANADARKO PETE CORP 0.3%

Value $172K Shares 5,763 Share Price $29.85 Est. Cost/Share $29.85 Unrealized @ Report Date —

— STERICYCLE INC 0.3%

Value $145K Shares 3,209 Share Price $45.19 Est. Cost/Share $45.19 Unrealized @ Report Date —

— SHUTTERFLY INC 0.2%

Value $101K Shares 1,246 Share Price $81.06 Est. Cost/Share $81.06 Unrealized @ Report Date —

FATE FATE THERAPEUTICS INC 0.1%

Value $61,000 Shares 6,217 Share Price $9.81 Est. Cost/Share $9.58 Unrealized @ Report Date +1.9%

— TEEKAY TANKERS LTD 0.0%

Value $12,000 Shares 10,132 Share Price $1.18 Est. Cost/Share $1.18 Unrealized @ Report Date —

— MOMENTA PHARMACEUTICALS INC 0.0%

Value $2,000 Shares 100 Share Price $20.00 Est. Cost/Share $20.00 Unrealized @ Report Date —

SGMO SANGAMO THERAPEUTICS INC 0.0%

Value $1,000 Shares 75 Share Price $13.33 * Est. Cost/Share $21.38 Unrealized @ Report Date 0.0%

— APTEVO THERAPEUTICS INC 0.0%

Value $1,000 Shares 181 Share Price $5.52 Est. Cost/Share $5.52 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	LAM RESEARCH CORP	6,812,000	$23.04M	44.9%	$3.38	$3.04	—	NOTE 1.250% 5/1	512807AL2
—	LIGAND PHARMACEUTICALS INC	6,489,000	$14.27M	27.8%	$2.20	$2.20	—	NOTE 0.750% 8/1	53220KAD0
—	VERISIGN INC	2,000,000	$6.893M	13.4%	$3.45	$3.45	—	SDCV 3.250% 8/1	92343EAD4
—	SHUTTERFLY INC	3,085,082	$3.865M	7.5%	$1.25	$1.25	—	NOTE 0.250% 5/1	82568PAB2
—	INSULET CORP	850,000	$1.564M	3.0%	$1.84	$1.63	—	NOTE 2.000% 6/1	45784PAD3
IWO	ISHARES TR	6,150	$1.172M	2.3%	$190.57	$192.03	-0.8%	RUS 2000 GRW ETF	464287648
—	ANADARKO PETE CORP	5,763	$172K	0.3%	$29.85	$29.85	—	UNIT 99/99/9999	032511404
—	STERICYCLE INC	3,209	$145K	0.3%	$45.19	$45.19	—	DEP PFD A 1/10	858912207
—	SHUTTERFLY INC	1,246	$101K	0.2%	$81.06	$81.06	—	COM	82568P304
FATE	FATE THERAPEUTICS INC	6,217	$61,000	0.1%	$9.81	$9.58	+1.9%	COM	31189P102
—	TEEKAY TANKERS LTD	10,132	$12,000	0.0%	$1.18	$1.18	—	CL A	Y8565N102
—	MOMENTA PHARMACEUTICALS INC	100	$2,000	0.0%	$20.00	$20.00	—	COM	60877T100
SGMO	SANGAMO THERAPEUTICS INC	75	$1,000	0.0%	$13.33 *	$21.38	0.0%	COM	800677106
—	APTEVO THERAPEUTICS INC	181	$1,000	0.0%	$5.52	$5.52	—	COM	03835L108