Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $115M (35.4% shares, 64.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SALESFORCE COM INC | 16,299,000 | $25.07M | 21.8% | $1.54 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | NOVELLUS SYS INC | 4,480,000 | $24.56M | 21.3% | $5.48 | — | NOTE 2.625% 5/1 | 670008AD3 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 38,263 | $22.43M | 19.5% | $586.26 | — | 5.5% CNV PFD A | G0177J116 |
| — | LAM RESEARCH CORP | 7,066,000 | $21.51M | 18.7% | $3.04 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | ALLERGAN PLC | 58,900 | $9.635M | 8.4% | — | — | Call | G0177J108 |
| — | SOUTHWESTERN ENERGY CO | 576,701 | $6.863M | 6.0% | $11.90 | — | DEP SHS 1/20 B | 845467208 |
| — | ANTHEM INC | 835,000 | $2.574M | 2.2% | $3.08 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | COUPA SOFTWARE INC | 57,884 | $1.807M | 1.6% | $31.22 | — | COM | 22266L106 |
| — | INSULET CORP | 500,000 | $745K | 0.6% | $1.49 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | ZOSANO PHARMA CORP | 38,927 | $20,000 | 0.0% | $0.51 | — | COM | 98979H103 |
| RNGR | RANGER ENERGY SVCS INC | 1,700 | $16,000 | 0.0% | $11.06 | 0.0% | COM CL A | 75282U104 |
| — | CYMABAY THERAPEUTICS INC | 800 | $7,000 | 0.0% | $8.75 | — | COM | 23257D103 |
| MDT | MEDTRONIC PLC | 77 | $6,000 | 0.0% | $64.98 | 0.0% | SHS | G5960L103 |
| TNDM | TANDEM DIABETES CARE INC | 2,523 | $6,000 | 0.0% | $3.14 | 0.0% | COM NEW | 875372203 |