PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $115M (35.4% shares, 64.6% debt)

Holdings (14)

— SALESFORCE COM INC 21.8%

Value $25.07M Shares 16,299,000 Share Price $1.54 Est. Cost/Share $1.54 Unrealized @ Report Date —

— NOVELLUS SYS INC 21.3%

Value $24.56M Shares 4,480,000 Share Price $5.48 Est. Cost/Share $5.48 Unrealized @ Report Date —

AGN 5.5 03/01/18 A ALLERGAN PLC 19.5%

Value $22.43M Shares 38,263 Share Price $586.26 Est. Cost/Share $586.26 Unrealized @ Report Date —

— LAM RESEARCH CORP 18.7%

Value $21.51M Shares 7,066,000 Share Price $3.04 Est. Cost/Share $3.04 Unrealized @ Report Date —

— ALLERGAN PLC 8.4%

Value $9.635M Shares 58,900 Share Price $163.58 Est. Cost/Share — Unrealized @ Report Date —

— SOUTHWESTERN ENERGY CO 6.0%

Value $6.863M Shares 576,701 Share Price $11.90 Est. Cost/Share $11.90 Unrealized @ Report Date —

— ANTHEM INC 2.2%

Value $2.574M Shares 835,000 Share Price $3.08 Est. Cost/Share $3.08 Unrealized @ Report Date —

— COUPA SOFTWARE INC 1.6%

Value $1.807M Shares 57,884 Share Price $31.22 Est. Cost/Share $31.22 Unrealized @ Report Date —

— INSULET CORP 0.6%

Value $745K Shares 500,000 Share Price $1.49 Est. Cost/Share $1.49 Unrealized @ Report Date —

— ZOSANO PHARMA CORP 0.0%

Value $20,000 Shares 38,927 Share Price $0.51 Est. Cost/Share $0.51 Unrealized @ Report Date —

RNGR RANGER ENERGY SVCS INC 0.0%

Value $16,000 Shares 1,700 Share Price $9.41 Est. Cost/Share $11.06 Unrealized @ Report Date -16.6%

— CYMABAY THERAPEUTICS INC 0.0%

Value $7,000 Shares 800 Share Price $8.75 Est. Cost/Share $8.75 Unrealized @ Report Date —

MDT MEDTRONIC PLC 0.0%

Value $6,000 Shares 77 Share Price $77.92 * Est. Cost/Share $64.98 Unrealized @ Report Date +1.4%

TNDM TANDEM DIABETES CARE INC 0.0%

Value $6,000 Shares 2,523 Share Price $2.38 Est. Cost/Share $3.14 Unrealized @ Report Date -24.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	SALESFORCE COM INC	16,299,000	$25.07M	21.8%	$1.54	$1.54	—	NOTE 0.250% 4/0	79466LAD6
—	NOVELLUS SYS INC	4,480,000	$24.56M	21.3%	$5.48	$5.48	—	NOTE 2.625% 5/1	670008AD3
AGN 5.5 03/01/18 A	ALLERGAN PLC	38,263	$22.43M	19.5%	$586.26	$586.26	—	5.5% CNV PFD A	G0177J116
—	LAM RESEARCH CORP	7,066,000	$21.51M	18.7%	$3.04	$3.04	—	NOTE 1.250% 5/1	512807AL2
—	ALLERGAN PLC	58,900	$9.635M	8.4%	$163.58	—	—	Call	G0177J108
—	SOUTHWESTERN ENERGY CO	576,701	$6.863M	6.0%	$11.90	$11.90	—	DEP SHS 1/20 B	845467208
—	ANTHEM INC	835,000	$2.574M	2.2%	$3.08	$3.08	—	NOTE 2.750%10/1	94973VBG1
—	COUPA SOFTWARE INC	57,884	$1.807M	1.6%	$31.22	$31.22	—	COM	22266L106
—	INSULET CORP	500,000	$745K	0.6%	$1.49	$1.49	—	NOTE 2.000% 6/1	45784PAD3
—	ZOSANO PHARMA CORP	38,927	$20,000	0.0%	$0.51	$0.51	—	COM	98979H103
RNGR	RANGER ENERGY SVCS INC	1,700	$16,000	0.0%	$9.41	$11.06	-16.6%	COM CL A	75282U104
—	CYMABAY THERAPEUTICS INC	800	$7,000	0.0%	$8.75	$8.75	—	COM	23257D103
MDT	MEDTRONIC PLC	77	$6,000	0.0%	$77.92 *	$64.98	+1.4%	SHS	G5960L103
TNDM	TANDEM DIABETES CARE INC	2,523	$6,000	0.0%	$2.38	$3.14	-24.9%	COM NEW	875372203