PIPER SANDLER & CO. Quant / Systematic

CIK: 0000724683 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $115,248 (35.4% shares, 64.6% debt)

Holdings (14)

— SALESFORCE COM INC 21.8%

Value ($000) $25,068 Shares 16,299,000 Est. Cost $1.54 Unrealized —

— NOVELLUS SYS INC 21.3%

Value ($000) $24,561 Shares 4,480,000 Est. Cost $5.48 Unrealized —

AGN 5.5 03/01/18 A ALLERGAN PLC 19.5%

Value ($000) $22,432 Shares 38,263 Est. Cost $586.26 Unrealized —

— LAM RESEARCH CORP 18.7%

Value ($000) $21,508 Shares 7,066,000 Est. Cost $3.04 Unrealized —

— ALLERGAN PLC 8.4%

Value ($000) $9,635 Shares 58,900 Est. Cost — Unrealized —

— SOUTHWESTERN ENERGY CO 6.0%

Value ($000) $6,863 Shares 576,701 Est. Cost $11.90 Unrealized —

— ANTHEM INC 2.2%

Value ($000) $2,574 Shares 835,000 Est. Cost $3.08 Unrealized —

— COUPA SOFTWARE INC 1.6%

Value ($000) $1,807 Shares 57,884 Est. Cost $31.22 Unrealized —

— INSULET CORP 0.6%

Value ($000) $745 Shares 500,000 Est. Cost $1.49 Unrealized —

— ZOSANO PHARMA CORP 0.0%

Value ($000) $20 Shares 38,927 Est. Cost $0.51 Unrealized —

RNGR RANGER ENERGY SVCS INC 0.0%

Value ($000) $16 Shares 1,700 Est. Cost $11.06 Unrealized 0.0%

— CYMABAY THERAPEUTICS INC 0.0%

Value ($000) $7 Shares 800 Est. Cost $8.75 Unrealized —

MDT MEDTRONIC PLC 0.0%

Value ($000) $6 Shares 77 Est. Cost $64.98 Unrealized 0.0%

TNDM TANDEM DIABETES CARE INC 0.0%

Value ($000) $6 Shares 2,523 Est. Cost $3.14 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SALESFORCE COM INC	16,299,000	$25,068	21.8%	$1.54	—	NOTE 0.250% 4/0	79466LAD6
—	NOVELLUS SYS INC	4,480,000	$24,561	21.3%	$5.48	—	NOTE 2.625% 5/1	670008AD3
AGN 5.5 03/01/18 A	ALLERGAN PLC	38,263	$22,432	19.5%	$586.26	—	5.5% CNV PFD A	G0177J116
—	LAM RESEARCH CORP	7,066,000	$21,508	18.7%	$3.04	—	NOTE 1.250% 5/1	512807AL2
—	ALLERGAN PLC	58,900	$9,635	8.4%	—	—	Call	G0177J108
—	SOUTHWESTERN ENERGY CO	576,701	$6,863	6.0%	$11.90	—	DEP SHS 1/20 B	845467208
—	ANTHEM INC	835,000	$2,574	2.2%	$3.08	—	NOTE 2.750%10/1	94973VBG1
—	COUPA SOFTWARE INC	57,884	$1,807	1.6%	$31.22	—	COM	22266L106
—	INSULET CORP	500,000	$745	0.6%	$1.49	—	NOTE 2.000% 6/1	45784PAD3
—	ZOSANO PHARMA CORP	38,927	$20	0.0%	$0.51	—	COM	98979H103
RNGR	RANGER ENERGY SVCS INC	1,700	$16	0.0%	$11.06	0.0%	COM CL A	75282U104
—	CYMABAY THERAPEUTICS INC	800	$7	0.0%	$8.75	—	COM	23257D103
MDT	MEDTRONIC PLC	77	$6	0.0%	$64.98	0.0%	SHS	G5960L103
TNDM	TANDEM DIABETES CARE INC	2,523	$6	0.0%	$3.14	0.0%	COM NEW	875372203