PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value: $89.41M (0.4% shares, 99.6% debt)

Holdings (13)

— TESARO INC 32.6%

Value $29.13M Shares 13,409,000 Share Price $2.17 Est. Cost/Share $2.17 Unrealized @ Report Date —

— RED HAT INC 29.5%

Value $26.37M Shares 11,450,000 Share Price $2.30 Est. Cost/Share $2.27 Unrealized @ Report Date —

— CITRIX SYS INC 19.8%

Value $17.7M Shares 12,436,000 Share Price $1.42 Est. Cost/Share $1.51 Unrealized @ Report Date —

— RENEWABLE ENERGY GROUP INC 10.3%

Value $9.2M Shares 4,800,000 Share Price $1.92 Est. Cost/Share $1.92 Unrealized @ Report Date —

— MICRON TECHNOLOGY INC 5.1%

Value $4.535M Shares 4,132,000 Share Price $1.10 Est. Cost/Share $1.55 Unrealized @ Report Date —

— DOMINION ENERGY INC 1.5%

Value $1.355M Shares 28,309 Share Price $47.86 Est. Cost/Share $47.86 Unrealized @ Report Date —

— ANTHEM INC 0.9%

Value $790K Shares 218,000 Share Price $3.62 Est. Cost/Share $3.48 Unrealized @ Report Date —

— NAVISTAR INTL CORP NEW 0.2%

Value $187K Shares 7,199 Share Price $25.98 Est. Cost/Share $25.98 Unrealized @ Report Date —

— ZIOPHARM ONCOLOGY INC 0.1%

Value $64,000 Shares 34,222 Share Price $1.87 Est. Cost/Share $1.87 Unrealized @ Report Date —

— ULTRA PETROLEUM CORP 0.1%

Value $57,000 Shares 75,000 Share Price $0.76 Est. Cost/Share $0.76 Unrealized @ Report Date —

CSCO CISCO SYS INC 0.0%

Value $14,000 Shares 316 Share Price $44.30 * Est. Cost/Share $36.91 Unrealized @ Report Date -5.3%

— AMERICAN NATL BANKSHARES INC 0.0%

Value $9,000 Shares 300 Share Price $30.00 Est. Cost/Share $30.00 Unrealized @ Report Date —

— MENLO THERAPEUTICS INC 0.0%

Value $0 Shares 8 Share Price $0.00 Est. Cost/Share $10.25 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	TESARO INC	13,409,000	$29.13M	32.6%	$2.17	$2.17	—	NOTE 3.000%10/0	881569AA5
—	RED HAT INC	11,450,000	$26.37M	29.5%	$2.30	$2.27	—	NOTE 0.250%10/0	756577AD4
—	CITRIX SYS INC	12,436,000	$17.7M	19.8%	$1.42	$1.51	—	NOTE 0.500% 4/1	177376AD2
—	RENEWABLE ENERGY GROUP INC	4,800,000	$9.2M	10.3%	$1.92	$1.92	—	NOTE 2.750% 6/1	75972AAA1
—	MICRON TECHNOLOGY INC	4,132,000	$4.535M	5.1%	$1.10	$1.55	—	NOTE 3.000%11/1	595112AY9
—	DOMINION ENERGY INC	28,309	$1.355M	1.5%	$47.86	$47.86	—	UNIT 08/15/2019	25746U836
—	ANTHEM INC	218,000	$790K	0.9%	$3.62	$3.48	—	NOTE 2.750%10/1	94973VBG1
—	NAVISTAR INTL CORP NEW	7,199	$187K	0.2%	$25.98	$25.98	—	COM	63934E108
—	ZIOPHARM ONCOLOGY INC	34,222	$64,000	0.1%	$1.87	$1.87	—	COM	98973P101
—	ULTRA PETROLEUM CORP	75,000	$57,000	0.1%	$0.76	$0.76	—	COM NEW	903914208
CSCO	CISCO SYS INC	316	$14,000	0.0%	$44.30 *	$36.91	-5.3%	COM	17275R102
—	AMERICAN NATL BANKSHARES INC	300	$9,000	0.0%	$30.00	$30.00	—	COM	027745108
—	MENLO THERAPEUTICS INC	8	$0	0.0%	$0.00	$10.25	—	COM	586858102