PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value: $111M (22.2% shares, 77.8% debt)

Holdings (15)

— CITRIX SYS INC 44.9%

Value $49.93M Shares 35,513,000 Share Price $1.41 Est. Cost/Share $1.44 Unrealized @ Report Date —

— RED HAT INC 14.1%

Value $15.71M Shares 6,469,000 Share Price $2.43 Est. Cost/Share $2.27 Unrealized @ Report Date —

— DOMINION ENERGY INC 9.3%

Value $10.39M Shares 208,139 Share Price $49.92 Est. Cost/Share $49.64 Unrealized @ Report Date —

— ANTHEM INC 7.7%

Value $8.62M Shares 2,169,000 Share Price $3.97 Est. Cost/Share $3.92 Unrealized @ Report Date —

— VISTRA ENERGY CORP 7.4%

Value $8.26M Shares 83,809 Share Price $98.56 Est. Cost/Share $98.56 Unrealized @ Report Date —

— RENEWABLE ENERGY GROUP INC 7.3%

Value $8.145M Shares 4,913,000 Share Price $1.66 Est. Cost/Share $1.91 Unrealized @ Report Date —

— TWITTER INC 3.7%

Value $4.118M Shares 4,188,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

— U S WELL SVCS INC 3.7%

Value $4.065M Shares 509,337 Share Price $7.98 Est. Cost/Share $7.98 Unrealized @ Report Date —

— RAYONIER ADVANCED MATLS INC 1.8%

Value $1.973M Shares 20,000 Share Price $98.65 Est. Cost/Share $98.65 Unrealized @ Report Date —

FIS FIDELITY NATL INFORMATION SV 0.0%

Value $8,000 Shares 73 Share Price $109.59 * Est. Cost/Share $93.46 Unrealized @ Report Date +6.4%

BMY BRISTOL MYERS SQUIBB CO 0.0%

Value $4,000 Shares 88 Share Price $45.45 * Est. Cost/Share $38.30 Unrealized @ Report Date -4.2%

CRNX CRINETICS PHARMACEUTICALS IN 0.0%

Value $4,000 Shares 162 Share Price $24.69 * Est. Cost/Share $24.58 Unrealized @ Report Date -7.4%

SXC SUNCOKE ENERGY INC 0.0%

Value $2,000 Shares 279 Share Price $7.17 * Est. Cost/Share $9.71 Unrealized @ Report Date -12.6%

— GOLDCORP INC NEW 0.0%

Value $1,000 Shares 100 Share Price $10.00 Est. Cost/Share $10.00 Unrealized @ Report Date —

— ATENTO S A 0.0%

Value $0 Shares 100 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	CITRIX SYS INC	35,513,000	$49.93M	44.9%	$1.41	$1.44	—	NOTE 0.500% 4/1	177376AD2
—	RED HAT INC	6,469,000	$15.71M	14.1%	$2.43	$2.27	—	NOTE 0.250%10/0	756577AD4
—	DOMINION ENERGY INC	208,139	$10.39M	9.3%	$49.92	$49.64	—	UNIT 08/15/2019	25746U836
—	ANTHEM INC	2,169,000	$8.62M	7.7%	$3.97	$3.92	—	NOTE 2.750%10/1	94973VBG1
—	VISTRA ENERGY CORP	83,809	$8.26M	7.4%	$98.56	$98.56	—	UNIT 02/02/2024	92840M300
—	RENEWABLE ENERGY GROUP INC	4,913,000	$8.145M	7.3%	$1.66	$1.91	—	NOTE 2.750% 6/1	75972AAA1
—	TWITTER INC	4,188,000	$4.118M	3.7%	$0.98	$0.98	—	NOTE 0.250% 9/1	90184LAB8
—	U S WELL SVCS INC	509,337	$4.065M	3.7%	$7.98	$7.98	—	CL A	91274U101
—	RAYONIER ADVANCED MATLS INC	20,000	$1.973M	1.8%	$98.65	$98.65	—	PFD CV SER A	75508B203
FIS	FIDELITY NATL INFORMATION SV	73	$8,000	0.0%	$109.59 *	$93.46	+6.4%	COM	31620M106
BMY	BRISTOL MYERS SQUIBB CO	88	$4,000	0.0%	$45.45 *	$38.30	-4.2%	COM	110122108
CRNX	CRINETICS PHARMACEUTICALS IN	162	$4,000	0.0%	$24.69 *	$24.58	-7.4%	COM	22663K107
SXC	SUNCOKE ENERGY INC	279	$2,000	0.0%	$7.17 *	$9.71	-12.6%	COM	86722A103
—	GOLDCORP INC NEW	100	$1,000	0.0%	$10.00	$10.00	—	COM	380956409
—	ATENTO S A	100	$0	0.0%	$0.00	—	—	SHS	L0427L105