PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value: $75.78M (74.5% shares, 25.5% debt)

Holdings (18)

— DOMINION ENERGY INC 37.9%

Value $28.71M Shares 574,128 Share Price $50.01 Est. Cost/Share $49.88 Unrealized @ Report Date —

— VISTRA ENERGY CORP 23.8%

Value $18.07M Shares 195,582 Share Price $92.38 Est. Cost/Share $95.03 Unrealized @ Report Date —

— ELECTRONICS FOR IMAGING INC 9.1%

Value $6.93M Shares 7,000,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— TWITTER INC 8.8%

Value $6.701M Shares 6,769,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— NEXTERA ENERGY INC 7.5%

Value $5.707M Shares 87,898 Share Price $64.93 Est. Cost/Share $64.93 Unrealized @ Report Date —

— RWT HLDGS INC 5.3%

Value $4.01M Shares 4,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— U S WELL SVCS INC 3.2%

Value $2.455M Shares 509,337 Share Price $4.82 Est. Cost/Share $7.98 Unrealized @ Report Date —

— RED HAT INC 2.2%

Value $1.653M Shares 650,000 Share Price $2.54 Est. Cost/Share $2.27 Unrealized @ Report Date —

TMDX TRANSMEDICS GROUP INC 1.1%

Value $870K Shares 30,000 Share Price $29.00 Est. Cost/Share $27.30 Unrealized @ Report Date +6.2%

— SEELOS THERAPEUTICS INC 0.5%

Value $361K Shares 164,778 Share Price $2.19 Est. Cost/Share $2.19 Unrealized @ Report Date —

— GLOBAL BLOOD THERAPEUTICS IN 0.4%

Value $288K Shares 5,484 Share Price $52.52 Est. Cost/Share $52.52 Unrealized @ Report Date —

— GLOBAL BRASS & COPPR HLDGS I 0.0%

Value $9,000 Shares 200 Share Price $45.00 Est. Cost/Share $45.00 Unrealized @ Report Date —

— GRUBHUB INC 0.0%

Value $6,000 Shares 71 Share Price $84.51 Est. Cost/Share $84.51 Unrealized @ Report Date —

CRM SALESFORCE COM INC 0.0%

Value $6,000 Shares 38 Share Price $157.89 * Est. Cost/Share $154.83 Unrealized @ Report Date -3.2%

GOOGL ALPHABET INC 0.0%

Value $3,000 Shares 3 Share Price $1000.00 * Est. Cost/Share $57.46 Unrealized @ Report Date -6.5%

— MOTUS GI HLDGS INC 0.0%

Value $2,000 Shares 695 Share Price $2.88 Est. Cost/Share $2.88 Unrealized @ Report Date —

— REALM THERAPEUTICS PLC 0.0%

Value $2,000 Shares 611 Share Price $3.27 Est. Cost/Share $3.27 Unrealized @ Report Date —

— INTERMOLECULAR INC 0.0%

Value $1,000 Shares 1,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	DOMINION ENERGY INC	574,128	$28.71M	37.9%	$50.01	$49.88	—	UNIT 08/15/2019	25746U836
—	VISTRA ENERGY CORP	195,582	$18.07M	23.8%	$92.38	$95.03	—	UNIT 02/02/2024	92840M300
—	ELECTRONICS FOR IMAGING INC	7,000,000	$6.93M	9.1%	$0.99	$0.99	—	NOTE 0.750% 9/0	286082AC6
—	TWITTER INC	6,769,000	$6.701M	8.8%	$0.99	$0.99	—	NOTE 0.250% 9/1	90184LAB8
—	NEXTERA ENERGY INC	87,898	$5.707M	7.5%	$64.93	$64.93	—	UNIT 09/01/2019	65339F820
—	RWT HLDGS INC	4,000,000	$4.01M	5.3%	$1.00	$1.00	—	NOTE 5.625%11/1	749772AB5
—	U S WELL SVCS INC	509,337	$2.455M	3.2%	$4.82	$7.98	—	CL A	91274U101
—	RED HAT INC	650,000	$1.653M	2.2%	$2.54	$2.27	—	NOTE 0.250%10/0	756577AD4
TMDX	TRANSMEDICS GROUP INC	30,000	$870K	1.1%	$29.00	$27.30	+6.2%	COM	89377M109
—	SEELOS THERAPEUTICS INC	164,778	$361K	0.5%	$2.19	$2.19	—	COM	81577F109
—	GLOBAL BLOOD THERAPEUTICS IN	5,484	$288K	0.4%	$52.52	$52.52	—	COM	37890U108
—	GLOBAL BRASS & COPPR HLDGS I	200	$9,000	0.0%	$45.00	$45.00	—	COM	37953G103
—	GRUBHUB INC	71	$6,000	0.0%	$84.51	$84.51	—	COM	400110102
CRM	SALESFORCE COM INC	38	$6,000	0.0%	$157.89 *	$154.83	-3.2%	COM	79466L302
GOOGL	ALPHABET INC	3	$3,000	0.0%	$1000.00 *	$57.46	-6.5%	CAP STK CL A	02079K305
—	MOTUS GI HLDGS INC	695	$2,000	0.0%	$2.88	$2.88	—	COM	62014P108
—	REALM THERAPEUTICS PLC	611	$2,000	0.0%	$3.27	$3.27	—	SPONSORED ADS	75606L103
—	INTERMOLECULAR INC	1,000	$1,000	0.0%	$1.00	$1.00	—	COM	45882D109