PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 14, 2021

Total Value: $120M (8.7% shares, 91.3% debt)

Holdings (18)

— NICE SYS INC 26.5%

Value $31.92M Shares 11,995,000 Share Price $2.66 Est. Cost/Share $2.69 Unrealized @ Report Date —

— TESLA INC 17.8%

Value $21.42M Shares 2,000,000 Share Price $10.71 Est. Cost/Share $11.27 Unrealized @ Report Date —

— SERVICENOW INC 14.9%

Value $17.92M Shares 5,004,000 Share Price $3.58 Est. Cost/Share $3.40 Unrealized @ Report Date —

— NOVELLUS SYS INC 7.0%

Value $8.383M Shares 444,000 Share Price $18.88 Est. Cost/Share $14.86 Unrealized @ Report Date —

— TWITTER INC 6.2%

Value $7.46M Shares 7,184,000 Share Price $1.04 Est. Cost/Share $1.04 Unrealized @ Report Date —

— SOUTH JERSEY INDS INC 5.1%

Value $6.093M Shares 158,256 Share Price $38.50 Est. Cost/Share $41.71 Unrealized @ Report Date —

— DOCUSIGN INC 3.8%

Value $4.635M Shares 1,598,000 Share Price $2.90 Est. Cost/Share $2.90 Unrealized @ Report Date —

— INPHI CORP 3.3%

Value $3.928M Shares 1,270,000 Share Price $3.09 Est. Cost/Share $2.45 Unrealized @ Report Date —

— FIVE9 INC 3.2%

Value $3.827M Shares 1,000,000 Share Price $3.83 Est. Cost/Share $3.14 Unrealized @ Report Date —

— TUTOR PERINI CORP 3.1%

Value $3.738M Shares 3,722,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

STTK SHATTUCK LABS INC 2.6%

Value $3.185M Shares 108,935 Share Price $29.24 Est. Cost/Share $32.14 Unrealized @ Report Date -9.0%

— WELLPOINT INC 2.3%

Value $2.771M Shares 553,000 Share Price $5.01 Est. Cost/Share $5.01 Unrealized @ Report Date —

— VERINT SYS INC 1.6%

Value $1.908M Shares 1,698,000 Share Price $1.12 Est. Cost/Share $1.12 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 1.1%

Value $1.278M Shares 1,249,000 Share Price $1.02 Est. Cost/Share $1.01 Unrealized @ Report Date —

— HUBSPOT INC 0.6%

Value $766K Shares 160,000 Share Price $4.79 Est. Cost/Share $3.92 Unrealized @ Report Date —

— FG NEW AMER ACQUISITION CORP 0.5%

Value $659K Shares 59,437 Share Price $11.09 Est. Cost/Share $10.04 Unrealized @ Report Date —

— US WELL SERVICES INC 0.4%

Value $530K Shares 509,337 Share Price $1.04 Est. Cost/Share $7.98 Unrealized @ Report Date —

— DUDDELL STREET ACQUISITN COR 0.0%

Value $29,000 Shares 2,793 Share Price $10.38 Est. Cost/Share $10.38 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	NICE SYS INC	11,995,000	$31.92M	26.5%	$2.66	$2.69	—	NOTE 1.250% 1/1	65366HAB9
—	TESLA INC	2,000,000	$21.42M	17.8%	$10.71	$11.27	—	NOTE 2.000% 5/1	88160RAG6
—	SERVICENOW INC	5,004,000	$17.92M	14.9%	$3.58	$3.40	—	NOTE 6/0	81762PAC6
—	NOVELLUS SYS INC	444,000	$8.383M	7.0%	$18.88	$14.86	—	NOTE 2.625% 5/1	670008AD3
—	TWITTER INC	7,184,000	$7.46M	6.2%	$1.04	$1.04	—	NOTE 1.000% 9/1	90184LAD4
—	SOUTH JERSEY INDS INC	158,256	$6.093M	5.1%	$38.50	$41.71	—	UNIT 99/99/9999	838518116
—	DOCUSIGN INC	1,598,000	$4.635M	3.8%	$2.90	$2.90	—	NOTE 0.500% 9/1	256163AB2
—	INPHI CORP	1,270,000	$3.928M	3.3%	$3.09	$2.45	—	NOTE 0.750% 9/0	45772FAC1
—	FIVE9 INC	1,000,000	$3.827M	3.2%	$3.83	$3.14	—	NOTE 0.125% 5/0	338307AB7
—	TUTOR PERINI CORP	3,722,000	$3.738M	3.1%	$1.00	$0.99	—	NOTE 2.875% 6/1	901109AD0
STTK	SHATTUCK LABS INC	108,935	$3.185M	2.6%	$29.24	$32.14	-9.0%	COM	82024L103
—	WELLPOINT INC	553,000	$2.771M	2.3%	$5.01	$5.01	—	NOTE 2.750%10/1	94973VBG1
—	VERINT SYS INC	1,698,000	$1.908M	1.6%	$1.12	$1.12	—	NOTE 1.500% 6/0	92343XAA8
—	SPIRIT RLTY CAP INC NEW	1,249,000	$1.278M	1.1%	$1.02	$1.01	—	NOTE 3.750% 5/1	84860WAB8
—	HUBSPOT INC	160,000	$766K	0.6%	$4.79	$3.92	—	NOTE 0.250% 6/0	443573AB6
—	FG NEW AMER ACQUISITION CORP	59,437	$659K	0.5%	$11.09	$10.04	—	UNIT 08/31/2027	30259V205
—	US WELL SERVICES INC	509,337	$530K	0.4%	$1.04	$7.98	—	CL A	91274U101
—	DUDDELL STREET ACQUISITN COR	2,793	$29,000	0.0%	$10.38	$10.38	—	UNIT 10/21/2025	G28553124