PIPER SANDLER & CO. Quant / Systematic

Location: Minneapolis, MN

CIK: 0000724683 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 11, 2021

Total Value: $139M (8.9% shares, 91.1% debt)

Holdings (21)

— TESLA INC 29.9%

Value $41.5M Shares 3,682,000 Share Price $11.27 Est. Cost/Share $11.27 Unrealized @ Report Date —

— SERVICENOW INC 10.8%

Value $14.93M Shares 3,783,000 Share Price $3.95 Est. Cost/Share $3.34 Unrealized @ Report Date —

— TESLA INC 9.1%

Value $12.7M Shares 1,190,000 Share Price $10.67 Est. Cost/Share $10.67 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 8.9%

Value $12.43M Shares 12,550,000 Share Price $0.99 Est. Cost/Share $0.98 Unrealized @ Report Date —

— FIVE9 INC 8.0%

Value $11.17M Shares 2,719,000 Share Price $4.11 Est. Cost/Share $3.14 Unrealized @ Report Date —

— NOVELLUS SYS INC 6.6%

Value $9.108M Shares 613,000 Share Price $14.86 Est. Cost/Share $14.86 Unrealized @ Report Date —

STTK SHATTUCK LABS INC 4.1%

Value $5.709M Shares 108,935 Share Price $52.41 Est. Cost/Share $32.14 Unrealized @ Report Date +63.1%

— SOUTH JERSEY INDS INC 3.8%

Value $5.293M Shares 148,256 Share Price $35.70 Est. Cost/Share $41.93 Unrealized @ Report Date —

— ENCORE CAP GROUP INC 3.6%

Value $5.016M Shares 5,067,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— TESLA INC 3.4%

Value $4.722M Shares 483,000 Share Price $9.78 Est. Cost/Share $5.37 Unrealized @ Report Date —

— RINGCENTRAL INC 3.4%

Value $4.72M Shares 1,148,000 Share Price $4.11 Est. Cost/Share $3.31 Unrealized @ Report Date —

— TUTOR PERINI CORP 2.4%

Value $3.293M Shares 3,360,000 Share Price $0.98 Est. Cost/Share $0.99 Unrealized @ Report Date —

— INPHI CORP 1.3%

Value $1.868M Shares 700,000 Share Price $2.67 Est. Cost/Share $1.92 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 1.3%

Value $1.828M Shares 1,800,000 Share Price $1.02 Est. Cost/Share $1.01 Unrealized @ Report Date —

— NICE SYS INC 1.2%

Value $1.699M Shares 500,000 Share Price $3.40 Est. Cost/Share $3.40 Unrealized @ Report Date —

— HUBSPOT INC 1.1%

Value $1.549M Shares 395,000 Share Price $3.92 Est. Cost/Share $3.92 Unrealized @ Report Date —

— FG NEW AMER ACQUISITION CORP 0.5%

Value $631K Shares 59,437 Share Price $10.62 Est. Cost/Share $10.04 Unrealized @ Report Date —

— AYTU BIOSCIENCE INC 0.2%

Value $297K Shares 49,590 Share Price $5.99 Est. Cost/Share $5.99 Unrealized @ Report Date —

— US WELL SERVICES INC 0.2%

Value $209K Shares 509,337 Share Price $0.41 Est. Cost/Share $7.98 Unrealized @ Report Date —

RBB RBB BANCORP 0.1%

Value $166K Shares 10,777 Share Price $15.40 Est. Cost/Share $17.91 Unrealized @ Report Date -14.2%

— EATON VANCE CORP 0.0%

Value $34,000 Shares 500 Share Price $68.00 Est. Cost/Share $68.00 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	TESLA INC	3,682,000	$41.5M	29.9%	$11.27	$11.27	—	NOTE 2.000% 5/1	88160RAG6
—	SERVICENOW INC	3,783,000	$14.93M	10.8%	$3.95	$3.34	—	NOTE 6/0	81762PAC6
—	TESLA INC	1,190,000	$12.7M	9.1%	$10.67	$10.67	—	NOTE 2.375% 3/1	88160RAD3
—	TEVA PHARMACEUTICAL FIN LLC	12,550,000	$12.43M	8.9%	$0.99	$0.98	—	DBCV 0.250% 2/0	88163VAE9
—	FIVE9 INC	2,719,000	$11.17M	8.0%	$4.11	$3.14	—	NOTE 0.125% 5/0	338307AB7
—	NOVELLUS SYS INC	613,000	$9.108M	6.6%	$14.86	$14.86	—	NOTE 2.625% 5/1	670008AD3
STTK	SHATTUCK LABS INC	108,935	$5.709M	4.1%	$52.41	$32.14	+63.1%	COM	82024L103
—	SOUTH JERSEY INDS INC	148,256	$5.293M	3.8%	$35.70	$41.93	—	UNIT 99/99/9999	838518116
—	ENCORE CAP GROUP INC	5,067,000	$5.016M	3.6%	$0.99	$0.99	—	NOTE 2.875% 3/1	292554AH5
—	TESLA INC	483,000	$4.722M	3.4%	$9.78	$5.37	—	NOTE 1.250% 3/0	88160RAC5
—	RINGCENTRAL INC	1,148,000	$4.72M	3.4%	$4.11	$3.31	—	NOTE 3/1	76680RAD9
—	TUTOR PERINI CORP	3,360,000	$3.293M	2.4%	$0.98	$0.99	—	NOTE 2.875% 6/1	901109AD0
—	INPHI CORP	700,000	$1.868M	1.3%	$2.67	$1.92	—	NOTE 0.750% 9/0	45772FAC1
—	SPIRIT RLTY CAP INC NEW	1,800,000	$1.828M	1.3%	$1.02	$1.01	—	NOTE 3.750% 5/1	84860WAB8
—	NICE SYS INC	500,000	$1.699M	1.2%	$3.40	$3.40	—	NOTE 1.250% 1/1	65366HAB9
—	HUBSPOT INC	395,000	$1.549M	1.1%	$3.92	$3.92	—	NOTE 0.250% 6/0	443573AB6
—	FG NEW AMER ACQUISITION CORP	59,437	$631K	0.5%	$10.62	$10.04	—	UNIT 08/31/2027	30259V205
—	AYTU BIOSCIENCE INC	49,590	$297K	0.2%	$5.99	$5.99	—	COM	054754874
—	US WELL SERVICES INC	509,337	$209K	0.2%	$0.41	$7.98	—	CL A	91274U101
RBB	RBB BANCORP	10,777	$166K	0.1%	$15.40	$17.91	-14.2%	COM	74930B105
—	EATON VANCE CORP	500	$34,000	0.0%	$68.00	$68.00	—	COM NON VTG	278265103