Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 11, 2023
Total Value: $146M (3.0% shares, 97.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HOPE BANCORP INC | 17,335,000 | $16.77M | 11.5% | $0.96 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | DIGITALBRIDGE GROUP INC | 16,754,000 | $16.75M | 11.5% | $0.99 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | SILICON LABORATORIES INC | 10,000,000 | $14.96M | 10.2% | $1.50 | — | NOTE 0.625% 6/1 | 826919AD4 |
| — | IQIYI INC | 14,689,000 | $14.69M | 10.1% | $1.00 | — | NOTE 2.000% 4/0 | 46267XAD0 |
| — | KKR REAL ESTATE FIN TR INC | 13,246,000 | $13.11M | 9.0% | $0.98 | — | NOTE 6.125% 5/1 | 48251KAB6 |
| — | PURE STORAGE INC | 10,000,000 | $9.975M | 6.8% | $1.00 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | APOLLO COML REAL ESTATE FIN | 9,993,000 | $9.681M | 6.6% | $0.97 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | WESTERN DIGITAL CORP. | 8,982,000 | $8.682M | 5.9% | $0.97 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | TERADYNE INC | 2,300,000 | $7.147M | 4.9% | $2.80 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | SUPERNUS PHARMACEUTICALS | 6,695,000 | $6.694M | 4.6% | $0.98 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | TILRAY BRANDS INC | 4,962,000 | $4.882M | 3.3% | $0.98 | — | NOTE 5.000%10/0 | 88688TAB6 |
| — | REDWOOD TRUST INC | 5,003,000 | $4.865M | 3.3% | $0.97 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | SPLUNK INC | 4,757,000 | $4.639M | 3.2% | $0.98 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | NICE SYS INC | 1,535,000 | $3.699M | 2.5% | $2.41 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | HERBALIFE NUTRITION LTD | 3,000,000 | $2.842M | 1.9% | $0.95 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| HOPE | HOPE BANCORP INC | 288,800 | $2.836M | 1.9% | — | — | Put | 43940T109 |
| — | INTERCEPT PHARMACEUTICALS IN | 1,162,000 | $1.16M | 0.8% | $0.98 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | ILLUMINA INC | 1,040,000 | $1.014M | 0.7% | $0.96 | — | NOTE 8/1 | 452327AK5 |
| — | BECTON DICKINSON & CO | 5,510 | $274K | 0.2% | $49.72 | — | 6% DP CONV PFD B | 075887406 |
| — | TWO | 25,003 | $256K | 0.2% | $9.80 | — | COM CL A | G9152V101 |
| — | COLOMBIER ACQUISITION CORP | 25,000 | $253K | 0.2% | $9.68 | — | CL A | 19533H108 |
| — | DA32 LIFE SCNCE TEC ACQSTN C | 25,003 | $253K | 0.2% | $9.76 | — | CLASS A COM | 23312M106 |
| OPFI | OPPFI INC | 59,438 | $122K | 0.1% | $4.24 | -50.4% | COM CL A | 68386H103 |
| STTK | SHATTUCK LABS INC | 39,467 | $116K | 0.1% | $27.08 | -86.9% | COM | 82024L103 |
| — | NEW RELIC INC | 110,000 | $109K | 0.1% | $0.98 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| ACDC | PROFRAC HLDG CORP | 8,164 | $103K | 0.1% | $22.09 | -11.9% | CLASS A COM | 74319N100 |
| — | LIGAND PHARMACEUTICALS INC | 73,000 | $72,290 | 0.0% | $0.99 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| REEWF | CARTESIAN GROWTH CORP II | 402,500 | $64,440 | 0.0% | $0.12 | — | *W EXP 07/12/202 | G19305120 |
| ISTR | INVESTAR HLDG CORP | 2,222 | $31,019 | 0.0% | $19.27 | 0.0% | COM | 46134L105 |
| OPFI/WS | OPPFI INC | 29,719 | $2,648 | 0.0% | $0.50 | — | *W EXP 07/20/202 | 68386H111 |