PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Mar 12, 2024

Total Value ($000): $20,696 (100.0% shares, 0.0% debt)

Holdings (33)

BIL SPDR Barclays Capital 1-3 month (bil) 26.3%

Value ($000) $5,447 Shares 59,597 Est. Cost $91.39 Unrealized —

IVV S&P 500 INDX (ivv) 13.0%

Value ($000) $2,695 Shares 5,643 Est. Cost $152905.14 Unrealized —

— ProShares UltraShort S&P 500 (sds) 8.8%

Value ($000) $1,814 Shares 60,621 Est. Cost $32.84 Unrealized —

VOO Vanguard Index S&P 500 (voo) 7.5%

Value ($000) $1,553 Shares 3,555 Est. Cost $185896.14 Unrealized —

SPYM SPDR Portfolio S&P 500 ETF (splg) 6.9%

Value ($000) $1,425 Shares 25,491 Est. Cost $55.90 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 3.2%

Value ($000) $666 Shares 1,626 Est. Cost $200899.50 Unrealized —

JNJ JOHNSON & JOHNSON (jnj) 3.0%

Value ($000) $611 Shares 3,899 Est. Cost $146.92 Unrealized -2.3%

— Short QQQ ProShares (psq) 2.4%

Value ($000) $505 Shares 53,290 Est. Cost $9.48 Unrealized —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 2.1%

Value ($000) $443 Shares 10,961 Est. Cost $40.12 Unrealized —

FBIO Fortress Biotech Inc. (fbio) 1.9%

Value ($000) $396 Shares 131,490 Est. Cost $2.64 Unrealized 0.0%

— Walgreens Boots Alliance Inc. (wba) 1.8%

Value ($000) $372 Shares 14,247 Est. Cost $26.11 Unrealized —

T AT&T, Inc.(t) 1.8%

Value ($000) $370 Shares 22,043 Est. Cost $14.21 Unrealized 0.0%

ARTY iShares Robotics and AI Multisector (irbo) 1.8%

Value ($000) $368 Shares 10,661 Est. Cost $34.50 Unrealized —

RTX RTX Corporation (rtx) 1.8%

Value ($000) $366 Shares 4,353 Est. Cost $81.24 Unrealized -6.9%

SMH Vaneck Vectors Semiconductor ETF (smh) 1.7%

Value ($000) $345 Shares 1,974 Est. Cost $174.87 Unrealized —

IWM ISHARES ETF RUSSELL 2000 (iwm) 1.5%

Value ($000) $320 Shares 1,592 Est. Cost $178.11 Unrealized —

CPRX Catalyst Pharmaceuticals, Inc. (cprx) 1.4%

Value ($000) $296 Shares 17,595 Est. Cost $13.67 Unrealized 0.0%

— Checkpoint Therapeutics, Inc. (ckpt) 1.3%

Value ($000) $264 Shares 115,372 Est. Cost $2.62 Unrealized —

PNQI Invesco Nasdaq Internet ETF (pnqi) 1.2%

Value ($000) $252 Shares 6,991 Est. Cost $36.07 Unrealized —

IVW ISHARES S&P 500 ETF GROWTH (ivw) 1.2%

Value ($000) $250 Shares 3,330 Est. Cost $75.10 Unrealized —

BAX Baxter International Inc. (bax) 1.2%

Value ($000) $246 Shares 6,367 Est. Cost $39.42 Unrealized -14.8%

RCAT Red Cat Holdings, Inc. (rcat) 1.1%

Value ($000) $230 Shares 261,585 Est. Cost $0.86 Unrealized 0.0%

— MSC Income Fund Inc. (mscf) 1.1%

Value ($000) $227 Shares 29,578 Est. Cost $7.67 Unrealized —

DIS The Walt Disney Company (dis) 1.0%

Value ($000) $215 Shares 2,382 Est. Cost $86.20 Unrealized 0.0%

MRK Merck & Company Inc. (mrk) 1.0%

Value ($000) $213 Shares 1,955 Est. Cost $96.81 Unrealized 0.0%

BXSL Blackstone Secured Lending Fund (bxsl) 1.0%

Value ($000) $207 Shares 7,489 Est. Cost $21.91 Unrealized 0.0%

ISRG Intuitive Surgical Inc. (isrg) 1.0%

Value ($000) $202 Shares 599 Est. Cost $298.09 Unrealized 0.0%

BCAB BioAtla, Inc. (bcab) 0.8%

Value ($000) $161 Shares 65,335 Est. Cost $1.73 Unrealized 0.0%

— BioLineRx Ltd. (blrx) 0.5%

Value ($000) $97 Shares 61,840 Est. Cost $1.57 Unrealized —

— FS Credit Opportunities Corp. (fsco) 0.3%

Value ($000) $66 Shares 11,708 Est. Cost $4.75 Unrealized —

— Rain Oncology Inc. (rain) 0.2%

Value ($000) $36 Shares 29,750 Est. Cost $1.20 Unrealized —

MIST Milestone Pharmaceuticals Inc. (mist) 0.2%

Value ($000) $32 Shares 19,320 Est. Cost $3.46 Unrealized -21.7%

FOFA Qualis Innovations, Inc. (qlis) 0.0%

Value ($000) $7 Shares 22,284 Est. Cost $0.82 Unrealized -49.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BIL	SPDR Barclays Capital 1-3 month (bil)	59,597	$5,447	26.3%	$91.39	—	ETF	78468R663
IVV	S&P 500 INDX (ivv)	5,643	$2,695	13.0%	$152905.14	—	ETF	464287200
—	ProShares UltraShort S&P 500 (sds)	60,621	$1,814	8.8%	$32.84	—	ETF	74347G416
VOO	Vanguard Index S&P 500 (voo)	3,555	$1,553	7.5%	$185896.14	—	ETF	922908363
SPYM	SPDR Portfolio S&P 500 ETF (splg)	25,491	$1,425	6.9%	$55.90	—	ETF	78464A854
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	1,626	$666	3.2%	$200899.50	—	ETF	46090E103
JNJ	JOHNSON & JOHNSON (jnj)	3,899	$611	3.0%	$146.92	-2.3%	COM	478160104
—	Short QQQ ProShares (psq)	53,290	$505	2.4%	$9.48	—	ETF	74347B714
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	10,961	$443	2.1%	$40.12	—	ETF	78467V707
FBIO	Fortress Biotech Inc. (fbio)	131,490	$396	1.9%	$2.64	0.0%	COM	34960Q307
—	Walgreens Boots Alliance Inc. (wba)	14,247	$372	1.8%	$26.11	—	COM	931427108
T	AT&T, Inc.(t)	22,043	$370	1.8%	$14.21	0.0%	COM	00206R102
ARTY	iShares Robotics and AI Multisector (irbo)	10,661	$368	1.8%	$34.50	—	ETF	46435U556
RTX	RTX Corporation (rtx)	4,353	$366	1.8%	$81.24	-6.9%	COM	75513E101
SMH	Vaneck Vectors Semiconductor ETF (smh)	1,974	$345	1.7%	$174.87	—	ETF	92189F676
IWM	ISHARES ETF RUSSELL 2000 (iwm)	1,592	$320	1.5%	$178.11	—	ETF	464287655
CPRX	Catalyst Pharmaceuticals, Inc. (cprx)	17,595	$296	1.4%	$13.67	0.0%	COM	14888U101
—	Checkpoint Therapeutics, Inc. (ckpt)	115,372	$264	1.3%	$2.62	—	COM	162828206
PNQI	Invesco Nasdaq Internet ETF (pnqi)	6,991	$252	1.2%	$36.07	—	ETF	46137V530
IVW	ISHARES S&P 500 ETF GROWTH (ivw)	3,330	$250	1.2%	$75.10	—	ETF	464287309
BAX	Baxter International Inc. (bax)	6,367	$246	1.2%	$39.42	-14.8%	COM	071813109
RCAT	Red Cat Holdings, Inc. (rcat)	261,585	$230	1.1%	$0.86	0.0%	COM	75644T100
—	MSC Income Fund Inc. (mscf)	29,578	$227	1.1%	$7.67	—	COM	55374X109
DIS	The Walt Disney Company (dis)	2,382	$215	1.0%	$86.20	0.0%	COM	254687106
MRK	Merck & Company Inc. (mrk)	1,955	$213	1.0%	$96.81	0.0%	COM	58933Y105
BXSL	Blackstone Secured Lending Fund (bxsl)	7,489	$207	1.0%	$21.91	0.0%	COM	09261X102
ISRG	Intuitive Surgical Inc. (isrg)	599	$202	1.0%	$298.09	0.0%	COM	46120E602
BCAB	BioAtla, Inc. (bcab)	65,335	$161	0.8%	$1.73	0.0%	COM	09077B104
—	BioLineRx Ltd. (blrx)	61,840	$97	0.5%	$1.57	—	COM	09071M205
—	FS Credit Opportunities Corp. (fsco)	11,708	$66	0.3%	$4.75	—	COM	30290Y101
—	Rain Oncology Inc. (rain)	29,750	$36	0.2%	$1.20	—	COM	750CVR029
MIST	Milestone Pharmaceuticals Inc. (mist)	19,320	$32	0.2%	$3.46	-21.7%	COM	59935V107
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$7	0.0%	$0.82	-49.3%	COM	74754Q105