PVG ASSET MANAGEMENT CORP Quant / Systematic

Location: Golden, CO

CIK: 0000820434 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Mar 12, 2024

Total Value: $20.7M (100.0% shares, 0.0% debt)

Holdings (33)

BIL SPDR Barclays Capital 1-3 month (bil) 26.3%

Value $5.447M Shares 59,597 Share Price $91.39 Est. Cost/Share $91.57 Unrealized @ Report Date -0.2%

IVV S&P 500 INDX (ivv) 13.0%

Value $2.695M Shares 5,643 Share Price $477.63 Est. Cost/Share $285.54 Unrealized @ Report Date +67.3%

— ProShares UltraShort S&P 500 (sds) 8.8%

Value $1.814M Shares 60,621 Share Price $29.92 Est. Cost/Share $32.84 Unrealized @ Report Date —

VOO Vanguard Index S&P 500 (voo) 7.5%

Value $1.553M Shares 3,555 Share Price $436.80 Est. Cost/Share $220.93 Unrealized @ Report Date +97.7%

SPYM SPDR Portfolio S&P 500 ETF (splg) 6.9%

Value $1.425M Shares 25,491 Share Price $55.90 Est. Cost/Share $52.39 Unrealized @ Report Date +6.7%

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 3.2%

Value $666K Shares 1,626 Share Price $409.52 Est. Cost/Share $300.12 Unrealized @ Report Date +36.5%

JNJ JOHNSON & JOHNSON (jnj) 3.0%

Value $611K Shares 3,899 Share Price $156.74 * Est. Cost/Share $146.92 Unrealized @ Report Date +0.3%

— Short QQQ ProShares (psq) 2.4%

Value $505K Shares 53,290 Share Price $9.48 Est. Cost/Share $9.48 Unrealized @ Report Date —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 2.1%

Value $443K Shares 10,961 Share Price $40.38 Est. Cost/Share $40.03 Unrealized @ Report Date +0.9%

FBIO Fortress Biotech Inc. (fbio) 1.9%

Value $396K Shares 131,490 Share Price $3.01 Est. Cost/Share $2.64 Unrealized @ Report Date +13.9%

— Walgreens Boots Alliance Inc. (wba) 1.8%

Value $372K Shares 14,247 Share Price $26.11 Est. Cost/Share $26.11 Unrealized @ Report Date —

T AT&T, Inc.(t) 1.8%

Value $370K Shares 22,043 Share Price $16.78 * Est. Cost/Share $14.21 Unrealized @ Report Date +6.4%

ARTY iShares Robotics and AI Multisector (irbo) 1.8%

Value $368K Shares 10,661 Share Price $34.50 Est. Cost/Share $31.67 Unrealized @ Report Date +8.9%

RTX RTX Corporation (rtx) 1.8%

Value $366K Shares 4,353 Share Price $84.14 * Est. Cost/Share $81.24 Unrealized @ Report Date -0.7%

SMH Vaneck Vectors Semiconductor ETF (smh) 1.7%

Value $345K Shares 1,974 Share Price $174.87 Est. Cost/Share $156.53 Unrealized @ Report Date +11.7%

IWM ISHARES ETF RUSSELL 2000 (iwm) 1.5%

Value $320K Shares 1,592 Share Price $200.71 Est. Cost/Share $184.74 Unrealized @ Report Date +8.6%

CPRX Catalyst Pharmaceuticals, Inc. (cprx) 1.4%

Value $296K Shares 17,595 Share Price $16.81 Est. Cost/Share $13.67 Unrealized @ Report Date +23.0%

— Checkpoint Therapeutics, Inc. (ckpt) 1.3%

Value $264K Shares 115,372 Share Price $2.29 Est. Cost/Share $2.62 Unrealized @ Report Date —

PNQI Invesco Nasdaq Internet ETF (pnqi) 1.2%

Value $252K Shares 6,991 Share Price $36.07 Est. Cost/Share $32.92 Unrealized @ Report Date +9.6%

IVW ISHARES S&P 500 ETF GROWTH (ivw) 1.2%

Value $250K Shares 3,330 Share Price $75.10 Est. Cost/Share $71.18 Unrealized @ Report Date +5.5%

BAX Baxter International Inc. (bax) 1.2%

Value $246K Shares 6,367 Share Price $38.66 * Est. Cost/Share $39.42 Unrealized @ Report Date -6.4%

RCAT Red Cat Holdings, Inc. (rcat) 1.1%

Value $230K Shares 261,585 Share Price $0.88 Est. Cost/Share $0.86 Unrealized @ Report Date +2.6%

— MSC Income Fund Inc. (mscf) 1.1%

Value $227K Shares 29,578 Share Price $7.67 Est. Cost/Share $7.67 Unrealized @ Report Date —

DIS The Walt Disney Company (dis) 1.0%

Value $215K Shares 2,382 Share Price $90.29 Est. Cost/Share $86.20 Unrealized @ Report Date +2.7%

MRK Merck & Company Inc. (mrk) 1.0%

Value $213K Shares 1,955 Share Price $109.02 * Est. Cost/Share $96.81 Unrealized @ Report Date +5.7%

BXSL Blackstone Secured Lending Fund (bxsl) 1.0%

Value $207K Shares 7,489 Share Price $27.64 * Est. Cost/Share $21.91 Unrealized @ Report Date +2.8%

ISRG Intuitive Surgical Inc. (isrg) 1.0%

Value $202K Shares 599 Share Price $337.36 Est. Cost/Share $298.09 Unrealized @ Report Date +13.2%

BCAB BioAtla, Inc. (bcab) 0.8%

Value $161K Shares 65,335 Share Price $2.46 * Est. Cost/Share $1.73 Unrealized @ Report Date 0.0%

— BioLineRx Ltd. (blrx) 0.5%

Value $97,088 Shares 61,840 Share Price $1.57 Est. Cost/Share $1.57 Unrealized @ Report Date —

— FS Credit Opportunities Corp. (fsco) 0.3%

Value $66,384 Shares 11,708 Share Price $5.67 Est. Cost/Share $4.75 Unrealized @ Report Date —

— Rain Oncology Inc. (rain) 0.2%

Value $35,700 Shares 29,750 Share Price $1.20 Est. Cost/Share $1.20 Unrealized @ Report Date —

MIST Milestone Pharmaceuticals Inc. (mist) 0.2%

Value $32,264 Shares 19,320 Share Price $1.67 Est. Cost/Share $3.46 Unrealized @ Report Date -51.8%

FOFA Qualis Innovations, Inc. (qlis) 0.0%

Value $6,687 Shares 22,284 Share Price $0.30 * Est. Cost/Share $0.82 Unrealized @ Report Date -49.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
BIL	SPDR Barclays Capital 1-3 month (bil)	59,597	$5.447M	26.3%	$91.39	$91.57	-0.2%	ETF	78468R663
IVV	S&P 500 INDX (ivv)	5,643	$2.695M	13.0%	$477.63	$285.54	+67.3%	ETF	464287200
—	ProShares UltraShort S&P 500 (sds)	60,621	$1.814M	8.8%	$29.92	$32.84	—	ETF	74347G416
VOO	Vanguard Index S&P 500 (voo)	3,555	$1.553M	7.5%	$436.80	$220.93	+97.7%	ETF	922908363
SPYM	SPDR Portfolio S&P 500 ETF (splg)	25,491	$1.425M	6.9%	$55.90	$52.39	+6.7%	ETF	78464A854
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	1,626	$666K	3.2%	$409.52	$300.12	+36.5%	ETF	46090E103
JNJ	JOHNSON & JOHNSON (jnj)	3,899	$611K	3.0%	$156.74 *	$146.92	+0.3%	COM	478160104
—	Short QQQ ProShares (psq)	53,290	$505K	2.4%	$9.48	$9.48	—	ETF	74347B714
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	10,961	$443K	2.1%	$40.38	$40.03	+0.9%	ETF	78467V707
FBIO	Fortress Biotech Inc. (fbio)	131,490	$396K	1.9%	$3.01	$2.64	+13.9%	COM	34960Q307
—	Walgreens Boots Alliance Inc. (wba)	14,247	$372K	1.8%	$26.11	$26.11	—	COM	931427108
T	AT&T, Inc.(t)	22,043	$370K	1.8%	$16.78 *	$14.21	+6.4%	COM	00206R102
ARTY	iShares Robotics and AI Multisector (irbo)	10,661	$368K	1.8%	$34.50	$31.67	+8.9%	ETF	46435U556
RTX	RTX Corporation (rtx)	4,353	$366K	1.8%	$84.14 *	$81.24	-0.7%	COM	75513E101
SMH	Vaneck Vectors Semiconductor ETF (smh)	1,974	$345K	1.7%	$174.87	$156.53	+11.7%	ETF	92189F676
IWM	ISHARES ETF RUSSELL 2000 (iwm)	1,592	$320K	1.5%	$200.71	$184.74	+8.6%	ETF	464287655
CPRX	Catalyst Pharmaceuticals, Inc. (cprx)	17,595	$296K	1.4%	$16.81	$13.67	+23.0%	COM	14888U101
—	Checkpoint Therapeutics, Inc. (ckpt)	115,372	$264K	1.3%	$2.29	$2.62	—	COM	162828206
PNQI	Invesco Nasdaq Internet ETF (pnqi)	6,991	$252K	1.2%	$36.07	$32.92	+9.6%	ETF	46137V530
IVW	ISHARES S&P 500 ETF GROWTH (ivw)	3,330	$250K	1.2%	$75.10	$71.18	+5.5%	ETF	464287309
BAX	Baxter International Inc. (bax)	6,367	$246K	1.2%	$38.66 *	$39.42	-6.4%	COM	071813109
RCAT	Red Cat Holdings, Inc. (rcat)	261,585	$230K	1.1%	$0.88	$0.86	+2.6%	COM	75644T100
—	MSC Income Fund Inc. (mscf)	29,578	$227K	1.1%	$7.67	$7.67	—	COM	55374X109
DIS	The Walt Disney Company (dis)	2,382	$215K	1.0%	$90.29	$86.20	+2.7%	COM	254687106
MRK	Merck & Company Inc. (mrk)	1,955	$213K	1.0%	$109.02 *	$96.81	+5.7%	COM	58933Y105
BXSL	Blackstone Secured Lending Fund (bxsl)	7,489	$207K	1.0%	$27.64 *	$21.91	+2.8%	COM	09261X102
ISRG	Intuitive Surgical Inc. (isrg)	599	$202K	1.0%	$337.36	$298.09	+13.2%	COM	46120E602
BCAB	BioAtla, Inc. (bcab)	65,335	$161K	0.8%	$2.46 *	$1.73	0.0%	COM	09077B104
—	BioLineRx Ltd. (blrx)	61,840	$97,088	0.5%	$1.57	$1.57	—	COM	09071M205
—	FS Credit Opportunities Corp. (fsco)	11,708	$66,384	0.3%	$5.67	$4.75	—	COM	30290Y101
—	Rain Oncology Inc. (rain)	29,750	$35,700	0.2%	$1.20	$1.20	—	COM	750CVR029
MIST	Milestone Pharmaceuticals Inc. (mist)	19,320	$32,264	0.2%	$1.67	$3.46	-51.8%	COM	59935V107
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$6,687	0.0%	$0.30 *	$0.82	-49.3%	COM	74754Q105