PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 27, 2023

Total Value ($000): $14,672 (100.0% shares, 0.0% debt)

Holdings (25)

— ProShares Short S&P500 (sh) 18.9%

Value ($000) $2,773 Shares 191,665 Est. Cost $14.41 Unrealized —

IVV S&P 500 INDX (ivv) 17.9%

Value ($000) $2,632 Shares 6,128 Est. Cost $152905.14 Unrealized —

VOO Vanguard Index S&P 500 (voo) 10.8%

Value ($000) $1,580 Shares 4,023 Est. Cost $185896.14 Unrealized —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 10.3%

Value ($000) $1,510 Shares 37,494 Est. Cost $40.12 Unrealized —

— ProShares UltraShort S&P 500 (sds) 6.2%

Value ($000) $912 Shares 24,580 Est. Cost $37.11 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.5%

Value ($000) $654 Shares 1,826 Est. Cost $200899.50 Unrealized —

IWM ISHARES ETF RUSSELL 2000 (iwm) 3.5%

Value ($000) $520 Shares 2,941 Est. Cost $178.11 Unrealized —

JNJ JOHNSON & JOHNSON (jnj) 3.2%

Value ($000) $471 Shares 3,027 Est. Cost $147.89 Unrealized +3.6%

— PureFunds ISE Cyber Security ETF (hack) 2.9%

Value ($000) $425 Shares 8,229 Est. Cost $51.60 Unrealized —

CVX Chevron Corporation (cvx) 2.7%

Value ($000) $397 Shares 2,354 Est. Cost $148.45 Unrealized -1.8%

BAX Baxter International Inc. (bax) 2.6%

Value ($000) $383 Shares 10,147 Est. Cost $39.42 Unrealized +1.8%

RTX Raytheon Technologies Corp (rtx) 2.4%

Value ($000) $351 Shares 4,882 Est. Cost $81.24 Unrealized 0.0%

AMZN Amazon.Com Inc (amzn) 1.9%

Value ($000) $275 Shares 2,166 Est. Cost $134.00 Unrealized 0.0%

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 1.8%

Value ($000) $257 Shares 753 Est. Cost $149685.64 Unrealized —

BSX Boston Scientific Corp. (bsx) 1.7%

Value ($000) $254 Shares 4,820 Est. Cost $52.45 Unrealized 0.0%

DNVYX Davis New York Venture Fund (dnvyx) 1.6%

Value ($000) $232 Shares 9,009 Est. Cost $25.72 Unrealized —

XLC Communication Services SPDR ETF (xlc) 1.6%

Value ($000) $228 Shares 3,480 Est. Cost $65.57 Unrealized —

RPG Invesco S&P 500 Pure Growth ETF (rpg) 1.5%

Value ($000) $226 Shares 7,512 Est. Cost $30.15 Unrealized —

VEU Vanguard FTSE All World ETF (veu) 1.5%

Value ($000) $225 Shares 4,332 Est. Cost $54.41 Unrealized —

— Checkpoint Therapeutics, Inc. (ckpt) 1.3%

Value ($000) $189 Shares 111,025 Est. Cost $2.63 Unrealized —

— FS Credit Opportunities Corp. (fsco) 0.4%

Value ($000) $63 Shares 11,708 Est. Cost $4.75 Unrealized —

MIST Milestone Pharmaceuticals Inc. (mist) 0.3%

Value ($000) $48 Shares 15,405 Est. Cost $3.66 Unrealized -15.0%

— Rain Oncology Inc. (rain) 0.3%

Value ($000) $41 Shares 47,520 Est. Cost $0.94 Unrealized —

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value ($000) $13 Shares 58,610 Est. Cost $365.66 Unrealized —

FOFA Qualis Innovations, Inc. (qlis) 0.1%

Value ($000) $12 Shares 22,284 Est. Cost $0.82 Unrealized -43.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ProShares Short S&P500 (sh)	191,665	$2,773	18.9%	$14.41	—	ETF	74347B425
IVV	S&P 500 INDX (ivv)	6,128	$2,632	17.9%	$152905.14	—	ETF	464287200
VOO	Vanguard Index S&P 500 (voo)	4,023	$1,580	10.8%	$185896.14	—	ETF	922908363
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	37,494	$1,510	10.3%	$40.12	—	ETF	78467V707
—	ProShares UltraShort S&P 500 (sds)	24,580	$912	6.2%	$37.11	—	ETF	74347G416
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	1,826	$654	4.5%	$200899.50	—	ETF	46090E103
IWM	ISHARES ETF RUSSELL 2000 (iwm)	2,941	$520	3.5%	$178.11	—	ETF	464287655
JNJ	JOHNSON & JOHNSON (jnj)	3,027	$471	3.2%	$147.89	+3.6%	COM	478160104
—	PureFunds ISE Cyber Security ETF (hack)	8,229	$425	2.9%	$51.60	—	ETF	26924G201
CVX	Chevron Corporation (cvx)	2,354	$397	2.7%	$148.45	-1.8%	COM	166764100
BAX	Baxter International Inc. (bax)	10,147	$383	2.6%	$39.42	+1.8%	COM	071813109
RTX	Raytheon Technologies Corp (rtx)	4,882	$351	2.4%	$81.24	0.0%	COM	75513E101
AMZN	Amazon.Com Inc (amzn)	2,166	$275	1.9%	$134.00	0.0%	COM	023135106
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	753	$257	1.8%	$149685.64	—	ETF	464287515
BSX	Boston Scientific Corp. (bsx)	4,820	$254	1.7%	$52.45	0.0%	COM	101137107
DNVYX	Davis New York Venture Fund (dnvyx)	9,009	$232	1.6%	$25.72	—	COM	239080401
XLC	Communication Services SPDR ETF (xlc)	3,480	$228	1.6%	$65.57	—	ETF	81369Y852
RPG	Invesco S&P 500 Pure Growth ETF (rpg)	7,512	$226	1.5%	$30.15	—	ETF	46137V266
VEU	Vanguard FTSE All World ETF (veu)	4,332	$225	1.5%	$54.41	—	ETF	922042775
—	Checkpoint Therapeutics, Inc. (ckpt)	111,025	$189	1.3%	$2.63	—	COM	162828206
—	FS Credit Opportunities Corp. (fsco)	11,708	$63	0.4%	$4.75	—	COM	30290Y101
MIST	Milestone Pharmaceuticals Inc. (mist)	15,405	$48	0.3%	$3.66	-15.0%	COM	59935V107
—	Rain Oncology Inc. (rain)	47,520	$41	0.3%	$0.94	—	COM	75082Q105
—	Outlook Therapeutics, Inc. (otlk)	58,610	$13	0.1%	$365.66	—	COM	69012T206
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$12	0.1%	$0.82	-43.0%	COM	74754Q105