PVG ASSET MANAGEMENT CORP Quant / Systematic

Location: Golden, CO

CIK: 0000820434 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 27, 2023

Total Value: $14.67M (100.0% shares, 0.0% debt)

Holdings (25)

— ProShares Short S&P500 (sh) 18.9%

Value $2.773M Shares 191,665 Share Price $14.47 Est. Cost/Share $14.41 Unrealized @ Report Date —

IVV S&P 500 INDX (ivv) 17.9%

Value $2.632M Shares 6,128 Share Price $429.43 Est. Cost/Share $285.54 Unrealized @ Report Date +50.4%

VOO Vanguard Index S&P 500 (voo) 10.8%

Value $1.58M Shares 4,023 Share Price $392.70 Est. Cost/Share $220.93 Unrealized @ Report Date +77.8%

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 10.3%

Value $1.51M Shares 37,494 Share Price $40.27 Est. Cost/Share $40.03 Unrealized @ Report Date +0.6%

— ProShares UltraShort S&P 500 (sds) 6.2%

Value $912K Shares 24,580 Share Price $37.11 Est. Cost/Share $37.11 Unrealized @ Report Date —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.5%

Value $654K Shares 1,826 Share Price $358.27 Est. Cost/Share $300.12 Unrealized @ Report Date +19.4%

IWM ISHARES ETF RUSSELL 2000 (iwm) 3.5%

Value $520K Shares 2,941 Share Price $176.74 Est. Cost/Share $184.74 Unrealized @ Report Date -4.3%

JNJ JOHNSON & JOHNSON (jnj) 3.2%

Value $471K Shares 3,027 Share Price $155.75 * Est. Cost/Share $147.89 Unrealized @ Report Date -1.7%

— PureFunds ISE Cyber Security ETF (hack) 2.9%

Value $425K Shares 8,229 Share Price $51.60 Est. Cost/Share $51.60 Unrealized @ Report Date —

CVX Chevron Corporation (cvx) 2.7%

Value $397K Shares 2,354 Share Price $168.62 * Est. Cost/Share $148.45 Unrealized @ Report Date +3.0%

BAX Baxter International Inc. (bax) 2.6%

Value $383K Shares 10,147 Share Price $37.74 * Est. Cost/Share $39.42 Unrealized @ Report Date -9.3%

RTX Raytheon Technologies Corp (rtx) 2.4%

Value $351K Shares 4,882 Share Price $71.97 * Est. Cost/Share $81.24 Unrealized @ Report Date -15.6%

AMZN Amazon.Com Inc (amzn) 1.9%

Value $275K Shares 2,166 Share Price $127.12 Est. Cost/Share $134.00 Unrealized @ Report Date -5.1%

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 1.8%

Value $257K Shares 753 Share Price $341.26 * Est. Cost/Share $65.94 Unrealized @ Report Date +3.5%

BSX Boston Scientific Corp. (bsx) 1.7%

Value $254K Shares 4,820 Share Price $52.80 Est. Cost/Share $52.45 Unrealized @ Report Date +0.7%

DNVYX Davis New York Venture Fund (dnvyx) 1.6%

Value $232K Shares 9,009 Share Price $25.72 Est. Cost/Share $25.72 Unrealized @ Report Date —

XLC Communication Services SPDR ETF (xlc) 1.6%

Value $228K Shares 3,480 Share Price $65.57 Est. Cost/Share $66.70 Unrealized @ Report Date -1.7%

RPG Invesco S&P 500 Pure Growth ETF (rpg) 1.5%

Value $226K Shares 7,512 Share Price $30.15 Est. Cost/Share $30.98 Unrealized @ Report Date -2.7%

VEU Vanguard FTSE All World ETF (veu) 1.5%

Value $225K Shares 4,332 Share Price $51.87 Est. Cost/Share $54.20 Unrealized @ Report Date -4.3%

— Checkpoint Therapeutics, Inc. (ckpt) 1.3%

Value $189K Shares 111,025 Share Price $1.70 Est. Cost/Share $2.63 Unrealized @ Report Date —

— FS Credit Opportunities Corp. (fsco) 0.4%

Value $63,457 Shares 11,708 Share Price $5.42 Est. Cost/Share $4.75 Unrealized @ Report Date —

MIST Milestone Pharmaceuticals Inc. (mist) 0.3%

Value $47,755 Shares 15,405 Share Price $3.10 Est. Cost/Share $3.66 Unrealized @ Report Date -15.2%

— Rain Oncology Inc. (rain) 0.3%

Value $40,952 Shares 47,520 Share Price $0.86 Est. Cost/Share $0.94 Unrealized @ Report Date —

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value $12,952 Shares 58,610 Share Price $0.22 Est. Cost/Share $0.90 Unrealized @ Report Date —

FOFA Qualis Innovations, Inc. (qlis) 0.1%

Value $12,401 Shares 22,284 Share Price $0.56 * Est. Cost/Share $0.82 Unrealized @ Report Date -43.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ProShares Short S&P500 (sh)	191,665	$2.773M	18.9%	$14.47	$14.41	—	ETF	74347B425
IVV	S&P 500 INDX (ivv)	6,128	$2.632M	17.9%	$429.43	$285.54	+50.4%	ETF	464287200
VOO	Vanguard Index S&P 500 (voo)	4,023	$1.58M	10.8%	$392.70	$220.93	+77.8%	ETF	922908363
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	37,494	$1.51M	10.3%	$40.27	$40.03	+0.6%	ETF	78467V707
—	ProShares UltraShort S&P 500 (sds)	24,580	$912K	6.2%	$37.11	$37.11	—	ETF	74347G416
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	1,826	$654K	4.5%	$358.27	$300.12	+19.4%	ETF	46090E103
IWM	ISHARES ETF RUSSELL 2000 (iwm)	2,941	$520K	3.5%	$176.74	$184.74	-4.3%	ETF	464287655
JNJ	JOHNSON & JOHNSON (jnj)	3,027	$471K	3.2%	$155.75 *	$147.89	-1.7%	COM	478160104
—	PureFunds ISE Cyber Security ETF (hack)	8,229	$425K	2.9%	$51.60	$51.60	—	ETF	26924G201
CVX	Chevron Corporation (cvx)	2,354	$397K	2.7%	$168.62 *	$148.45	+3.0%	COM	166764100
BAX	Baxter International Inc. (bax)	10,147	$383K	2.6%	$37.74 *	$39.42	-9.3%	COM	071813109
RTX	Raytheon Technologies Corp (rtx)	4,882	$351K	2.4%	$71.97 *	$81.24	-15.6%	COM	75513E101
AMZN	Amazon.Com Inc (amzn)	2,166	$275K	1.9%	$127.12	$134.00	-5.1%	COM	023135106
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	753	$257K	1.8%	$341.26 *	$65.94	+3.5%	ETF	464287515
BSX	Boston Scientific Corp. (bsx)	4,820	$254K	1.7%	$52.80	$52.45	+0.7%	COM	101137107
DNVYX	Davis New York Venture Fund (dnvyx)	9,009	$232K	1.6%	$25.72	$25.72	—	COM	239080401
XLC	Communication Services SPDR ETF (xlc)	3,480	$228K	1.6%	$65.57	$66.70	-1.7%	ETF	81369Y852
RPG	Invesco S&P 500 Pure Growth ETF (rpg)	7,512	$226K	1.5%	$30.15	$30.98	-2.7%	ETF	46137V266
VEU	Vanguard FTSE All World ETF (veu)	4,332	$225K	1.5%	$51.87	$54.20	-4.3%	ETF	922042775
—	Checkpoint Therapeutics, Inc. (ckpt)	111,025	$189K	1.3%	$1.70	$2.63	—	COM	162828206
—	FS Credit Opportunities Corp. (fsco)	11,708	$63,457	0.4%	$5.42	$4.75	—	COM	30290Y101
MIST	Milestone Pharmaceuticals Inc. (mist)	15,405	$47,755	0.3%	$3.10	$3.66	-15.2%	COM	59935V107
—	Rain Oncology Inc. (rain)	47,520	$40,952	0.3%	$0.86	$0.94	—	COM	75082Q105
—	Outlook Therapeutics, Inc. (otlk)	58,610	$12,952	0.1%	$0.22	$0.90	—	COM	69012T206
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$12,401	0.1%	$0.56 *	$0.82	-43.0%	COM	74754Q105