Arena Capital Advisors, LLC- CA Diversified Active

Location: Los Angeles, CA

CIK: 0001833078 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Nov 13, 2025

Total Value: $241M (19.7% shares, 80.3% debt)

Holdings (25)

— DRAFTKINGS INC NEW 17.1%

Value $41.16M Shares 45,729,000 Share Price $0.90 Est. Cost/Share $0.90 Unrealized @ Report Date —

— PG&E CORP 16.8%

Value $40.34M Shares 39,790,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

DBD DIEBOLD NIXDORF INC 14.5%

Value $34.87M Shares 611,495 Share Price $57.03 Est. Cost/Share $18.98 Unrealized @ Report Date +200.5%

— HERBALIFE LTD 11.8%

Value $28.43M Shares 30,500,000 Share Price $0.93 Est. Cost/Share $0.93 Unrealized @ Report Date —

— PEABODY ENGR CORP 10.5%

Value $25.34M Shares 16,879,000 Share Price $1.50 Est. Cost/Share $1.50 Unrealized @ Report Date —

— ALARM COM HLDGS INC 10.5%

Value $25.19M Shares 26,200,000 Share Price $0.96 Est. Cost/Share $0.96 Unrealized @ Report Date —

— EVOLENT HEALTH INC 7.3%

Value $17.45M Shares 17,370,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— CSG SYS INTL INC 3.7%

Value $8.906M Shares 8,000,000 Share Price $1.11 Est. Cost/Share $1.11 Unrealized @ Report Date —

UNIT UNITI GROUP LLC 3.0%

Value $7.177M Shares 1,172,703 Share Price $6.12 Est. Cost/Share $7.16 Unrealized @ Report Date -14.5%

— XEROX HOLDINGS CORP 1.8%

Value $4.37M Shares 9,500,000 Share Price $0.46 Est. Cost/Share $0.46 Unrealized @ Report Date —

— SPECTRUM BRANDS INC 0.8%

Value $2.03M Shares 2,179,000 Share Price $0.93 Est. Cost/Share $0.93 Unrealized @ Report Date —

PL PLANET LABS PBC 0.8%

Value $2.005M Shares 154,431 Share Price $12.98 Est. Cost/Share $9.47 Unrealized @ Report Date +37.0%

GSM FERROGLOBE PLC 0.4%

Value $910K Shares 200,000 Share Price $4.55 Est. Cost/Share $4.60 Unrealized @ Report Date -1.4%

VATE INNOVATE CORP 0.3%

Value $626K Shares 127,934 Share Price $4.89 Est. Cost/Share $5.20 Unrealized @ Report Date -5.9%

HLF HERBALIFE LTD 0.2%

Value $598K Shares 70,910 Share Price $8.44 Est. Cost/Share $11.79 Unrealized @ Report Date -28.4%

VSCO VICTORIAS SECRET AND CO 0.2%

Value $543K Shares 20,000 Share Price $27.14 Est. Cost/Share $29.40 Unrealized @ Report Date -7.7%

PCG PG&E CORP 0.1%

Value $222K Shares 14,750 Share Price $15.08 Est. Cost/Share $16.16 Unrealized @ Report Date -7.0%

TBLA TABOOLA.COM LTD 0.1%

Value $177K Shares 51,973 Share Price $3.41 Est. Cost/Share $4.01 Unrealized @ Report Date -14.9%

NIOBW NIOCORP DEVS LTD 0.1%

Value $144K Shares 78,035 Share Price $1.84 Est. Cost/Share $0.70 Unrealized @ Report Date —

ALVOW ALVOTECH 0.0%

Value $92,212 Shares 60,714 Share Price $1.52 Est. Cost/Share $0.84 Unrealized @ Report Date —

MOBXW MOBIX LABS INC 0.0%

Value $33,750 Shares 375,000 Share Price $0.09 Est. Cost/Share $0.15 Unrealized @ Report Date —

AUROW AURORA INNOVATION INC 0.0%

Value $11,767 Shares 20,288 Share Price $0.58 Est. Cost/Share $3.11 Unrealized @ Report Date —

LIMNW LIMINATUS PHARMA INC 0.0%

Value $4,315 Shares 29,166 Share Price $0.15 Est. Cost/Share $0.24 Unrealized @ Report Date —

ECXWW ECARX HOLDINGS INC 0.0%

Value $2,931 Shares 48,842 Share Price $0.06 Est. Cost/Share $0.10 Unrealized @ Report Date —

BNZIW BANZAI INTERNATIONAL INC 0.0%

Value $1,042 Shares 39,028 Share Price $0.03 Est. Cost/Share $0.05 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	DRAFTKINGS INC NEW	45,729,000	$41.16M	17.1%	$0.90	$0.90	—	NOTE 3/1	26142RAB0
—	PG&E CORP	39,790,000	$40.34M	16.8%	$1.01	$1.01	—	NOTE 4.250%12/0	69331CAL2
DBD	DIEBOLD NIXDORF INC	611,495	$34.87M	14.5%	$57.03	$18.98	+200.5%	COM SHS	253651202
—	HERBALIFE LTD	30,500,000	$28.43M	11.8%	$0.93	$0.93	—	NOTE 4.250% 6/1	42703MAF0
—	PEABODY ENGR CORP	16,879,000	$25.34M	10.5%	$1.50	$1.50	—	NOTE 3.250% 3/0	704551AD2
—	ALARM COM HLDGS INC	26,200,000	$25.19M	10.5%	$0.96	$0.96	—	NOTE 2.250% 6/0	011642AD7
—	EVOLENT HEALTH INC	17,370,000	$17.45M	7.3%	$1.00	$1.00	—	DEBT 4.500% 8/1	30050BAJ0
—	CSG SYS INTL INC	8,000,000	$8.906M	3.7%	$1.11	$1.11	—	NOTE 3.875% 9/1	126349AH2
UNIT	UNITI GROUP LLC	1,172,703	$7.177M	3.0%	$6.12	$7.16	-14.5%	COM SHS	912932100
—	XEROX HOLDINGS CORP	9,500,000	$4.37M	1.8%	$0.46	$0.46	—	NOTE 3.750% 3/1	98421MAE6
—	SPECTRUM BRANDS INC	2,179,000	$2.03M	0.8%	$0.93	$0.93	—	NOTE 3.375% 6/0	84762LAZ8
PL	PLANET LABS PBC	154,431	$2.005M	0.8%	$12.98	$9.47	+37.0%	COM CL A	72703X106
GSM	FERROGLOBE PLC	200,000	$910K	0.4%	$4.55	$4.60	-1.4%	SHS	G33856108
VATE	INNOVATE CORP	127,934	$626K	0.3%	$4.89	$5.20	-5.9%	COM NEW	45784J303
HLF	HERBALIFE LTD	70,910	$598K	0.2%	$8.44	$11.79	-28.4%	COM SHS	G4412G101
VSCO	VICTORIAS SECRET AND CO	20,000	$543K	0.2%	$27.14	$29.40	-7.7%	COMMON STOCK	926400102
PCG	PG&E CORP	14,750	$222K	0.1%	$15.08	$16.16	-7.0%	COM	69331C108
TBLA	TABOOLA.COM LTD	51,973	$177K	0.1%	$3.41	$4.01	-14.9%	ORD SHS	M8744T106
NIOBW	NIOCORP DEVS LTD	78,035	$144K	0.1%	$1.84	$0.70	—	*W EXP 03/17/202	654484153
ALVOW	ALVOTECH	60,714	$92,212	0.0%	$1.52	$0.84	—	*W EXP 99/99/999	L01800116
MOBXW	MOBIX LABS INC	375,000	$33,750	0.0%	$0.09	$0.15	—	*W EXP 99/99/999	60743G118
AUROW	AURORA INNOVATION INC	20,288	$11,767	0.0%	$0.58	$3.11	—	*W EXP 11/03/202	051774115
LIMNW	LIMINATUS PHARMA INC	29,166	$4,315	0.0%	$0.15	$0.24	—	*W EXP 04/30/203	53271X116
ECXWW	ECARX HOLDINGS INC	48,842	$2,931	0.0%	$0.06	$0.10	—	*W EXP 99/99/999	G29201111
BNZIW	BANZAI INTERNATIONAL INC	39,028	$1,042	0.0%	$0.03	$0.05	—	*W EXP 12/14/202	06682J118