CIK: 0001317267 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $104,317 (76.6% shares, 23.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA MTRS INC | 17,633,000 | $16,751 | 16.1% | $0.93 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | BLACKROCK CORPOR HI YLD FD I | 496,749 | $5,877 | 5.6% | $12.26 | — | COM | 09255P107 |
| — | NUVEEN CR STRATEGIES INCM FD | 655,057 | $5,850 | 5.6% | $9.23 | — | COM SHS | 67073D102 |
| — | SANDRIDGE ENERGY INC | 1,296,683 | $5,563 | 5.3% | $5.88 | — | COM | 80007P307 |
| — | WORKDAY INC | 3,997,000 | $4,783 | 4.6% | $1.20 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| OSG | AMBAC FINL GROUP INC | 213,259 | $4,713 | 4.5% | $25.96 | -9.4% | COM NEW | 023139884 |
| AAL | AMERICAN AIRLS GROUP INC | 119,672 | $4,246 | 4.1% | $35.74 | +4.0% | COM | 02376R102 |
| — | CENTRAL EUROPEAN MEDIA ENTRP | 1,526,280 | $3,434 | 3.3% | $2.86 | — | CL A NEW | G20045202 |
| — | OCWEN FINL CORP | 117,027 | $3,064 | 2.9% | $33.11 | — | COM NEW | 675746309 |
| — | TESLA MTRS INC | 2,500,000 | $2,375 | 2.3% | $0.97 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | WESTERN ASSET HGH YLD DFNDFD | 140,095 | $2,327 | 2.2% | $17.53 | — | COM | 95768B107 |
| — | CITRIX SYS INC | 30,500 | $2,176 | 2.1% | $71.34 | — | COM | 177376100 |
| — | PRUDENTIAL SHT DURATION HG Y | 127,732 | $2,137 | 2.0% | $17.94 | — | COM | 74442F107 |
| HLF | HERBALIFE LTD | 47,100 | $2,061 | 2.0% | $30.52 | -12.5% | COM USD SHS | G4412G101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 146,862 | $1,997 | 1.9% | $14.23 | — | COM | 01879R106 |
| — | MFS MULTIMARKET INCOME TR | 308,023 | $1,978 | 1.9% | $6.65 | — | SH BEN INT | 552737108 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 27,200 | $1,963 | 1.9% | $65.72 | 0.0% | COM | 09061G101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 193,650 | $1,822 | 1.7% | $9.78 | — | COM NEW | 641876800 |
| — | WELLS FARGO ADVANTAGE INCOME | 180,318 | $1,632 | 1.6% | $9.27 | — | COM SHS | 94987B105 |
| CRM | SALESFORCE COM INC | 27,600 | $1,588 | 1.5% | $55.64 | 0.0% | COM | 79466L302 |
| — | BLACKROCK CR ALLCTN INC TR | 117,447 | $1,563 | 1.5% | $13.70 | — | COM | 092508100 |
| — | ABERDEEN ASIA PACIFIC INCOM | 248,219 | $1,464 | 1.4% | $6.28 | — | COM | 003009107 |
| — | BLACKROCK DEBT STRAT FD INC | 381,876 | $1,459 | 1.4% | $4.10 | — | COM | 09255R103 |
| — | WESTERN ASSET MGD HI INCM FD | 263,184 | $1,455 | 1.4% | $5.73 | — | COM | 95766L107 |
| MBI | MBIA INC | 156,577 | $1,437 | 1.4% | $5.31 | -19.3% | COM | 55262C100 |
| — | BLACKSTONE GSO STRATEGIC CR | 85,019 | $1,427 | 1.4% | $17.71 | — | COM SHS BEN IN | 09257R101 |
| AKAM | AKAMAI TECHNOLOGIES INC | 23,200 | $1,387 | 1.3% | $60.11 | 0.0% | COM | 00971T101 |
| — | MFS CHARTER INCOME TR | 149,728 | $1,327 | 1.3% | $9.21 | — | SH BEN INT | 552727109 |
| — | CORNERSTONE ONDEMAND INC | 35,100 | $1,208 | 1.2% | $34.42 | — | COM | 21925Y103 |
| — | WELLS FARGO ADVANTAGE MULTI | 85,401 | $1,192 | 1.1% | $14.82 | — | COM SHS | 94987D101 |
| — | NEUBERGER BERMAN HGH YLD FD | 84,776 | $1,094 | 1.0% | $13.85 | — | COM | 64128C106 |
| — | INVESCO DYNAMIC CR OPP FD | 88,289 | $1,090 | 1.0% | $12.95 | — | COM | 46132R104 |
| — | PIMCO DYNAMIC CR INCOME FD | 47,135 | $1,059 | 1.0% | $22.50 | — | COM SHS | 72202D106 |
| — | WESTERN ASSET HIGH INCM OPP | 172,429 | $998 | 1.0% | $6.02 | — | COM | 95766K109 |
| — | WESTERN ASSET GLOBAL CP DEFI | 47,320 | $861 | 0.8% | $18.18 | — | COM | 95790C107 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 42,998 | $709 | 0.7% | $17.87 | — | COM | 74433A109 |
| XPHDX | PIONEER FLOATING RATE TR | 60,168 | $707 | 0.7% | $12.47 | — | COM | 72369J102 |
| — | DOUBLELINE INCOME SOLUTIONS | 32,337 | $700 | 0.7% | $22.33 | — | COM | 258622109 |
| ILMN | ILLUMINA INC | 4,200 | $688 | 0.7% | $167.17 | 0.0% | COM | 452327109 |
| — | MORGAN STANLEY EM MKTS DM DE | 57,004 | $673 | 0.6% | $13.06 | — | COM | 617477104 |
| — | ARES DYNAMIC CR ALLOCATION F | 35,960 | $613 | 0.6% | $17.98 | — | COM | 04014F102 |
| — | HEALTH CARE REIT INC | 10,000 | $572 | 0.5% | $57.70 | — | PFD PER CON I | 42217K601 |
| — | DEUTSCHE HIGH INCOME OPPORT | 37,819 | $554 | 0.5% | $14.65 | — | COM | 25158Y102 |
| — | MOLYCORP INC DEL | 1,500,000 | $529 | 0.5% | $0.94 | — | NOTE 5.500% 2/0 | 608753AH2 |
| — | WESTERN ASSET EMRG MKT INCM | 38,640 | $465 | 0.4% | $12.94 | — | COM | 95766E103 |
| — | WESTERN ASSET EMRG MKT DEBT | 25,927 | $444 | 0.4% | $18.40 | — | COM | 95766A101 |
| — | MANAGED HIGH YIELD PLUS FD I | 211,848 | $422 | 0.4% | $2.10 | — | COM | 561911108 |
| — | LEGG MASON BW GLB INC OPP FD | 23,490 | $397 | 0.4% | $18.01 | — | COM | 52469B100 |
| — | ABERDEEN GLOBAL INCOME FD IN | 36,835 | $394 | 0.4% | $11.93 | — | COM | 003013109 |
| — | FIRST TR HIGH INCOME L/S FD | 21,425 | $366 | 0.4% | $17.66 | — | COM | 33738E109 |
| — | DEUTSCHE HIGH INCOME TR | 28,299 | $253 | 0.2% | $8.94 | — | SHS | 25155R100 |
| — | BLACKROCK LTD DURATION INC T | 12,616 | $204 | 0.2% | $17.28 | — | COM SHS | 09249W101 |
| — | BLACKROCK CORE BD TR | 14,324 | $192 | 0.2% | $13.90 | — | SHS BEN INT | 09249E101 |
| — | BLACKROCK INCOME OPP TRUST I | 7,468 | $77 | 0.1% | $10.87 | — | COM | 092475102 |