CIK: 0001317267 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value ($000): $65,432 (83.1% shares, 16.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CR STRATEGIES INCM FD | 532,620 | $4,671 | 7.1% | $9.23 | — | COM SHS | 67073D102 |
| — | TESLA MTRS INC | 4,875,000 | $4,397 | 6.7% | $0.94 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | CENTRAL EUROPEAN MEDIA ENTRP | 1,304,375 | $4,187 | 6.4% | $2.86 | — | CL A NEW | G20045202 |
| — | BLACKROCK CORPOR HI YLD FD I | 353,256 | $4,027 | 6.2% | $12.26 | — | COM | 09255P107 |
| — | TESLA MTRS INC | 4,008,000 | $3,705 | 5.7% | $0.93 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| ILMN | ILLUMINA INC | 17,100 | $3,156 | 4.8% | $174.00 | +1.3% | COM | 452327109 |
| HLF | HERBALIFE LTD | 66,834 | $2,520 | 3.9% | $27.83 | -23.1% | COM USD SHS | G4412G101 |
| — | WORKDAY INC | 1,997,000 | $2,368 | 3.6% | $1.20 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| — | CITRIX SYS INC | 34,100 | $2,176 | 3.3% | $70.55 | — | COM | 177376100 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 23,800 | $2,152 | 3.3% | $65.72 | +26.5% | COM | 09061G101 |
| — | WESTERN ASSET HGH YLD DFNDFD | 130,925 | $2,065 | 3.2% | $17.53 | — | COM | 95768B107 |
| — | AMBAC FINL GROUP INC | 75,971 | $1,861 | 2.8% | $24.50 | — | COM NEW | 23139884 |
| AKAM | AKAMAI TECHNOLOGIES INC | 27,600 | $1,738 | 2.7% | $60.14 | +0.2% | COM | 00971T101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 137,467 | $1,709 | 2.6% | $14.23 | — | COM | 01879R106 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 180,917 | $1,617 | 2.5% | $9.78 | — | COM NEW | 641876800 |
| — | PRUDENTIAL SHT DURATION HG Y | 96,288 | $1,606 | 2.5% | $17.94 | — | COM | 74442F107 |
| — | SANDRIDGE ENERGY INC | 882,198 | $1,606 | 2.5% | $5.88 | — | COM | 80007P307 |
| — | MFS MULTIMARKET INCOME TR | 225,121 | $1,463 | 2.2% | $6.65 | — | SH BEN INT | 552737108 |
| — | MFS CHARTER INCOME TR | 143,428 | $1,318 | 2.0% | $9.21 | — | SH BEN INT | 552727109 |
| — | WELLS FARGO ADVANTAGE INCOME | 146,578 | $1,303 | 2.0% | $9.27 | — | COM SHS | 94987B105 |
| — | JDS UNIPHASE CORP | 93,100 | $1,277 | 2.0% | $13.72 | — | COM PAR $0.001 | 46612J507 |
| — | BLACKROCK DEBT STRAT FD INC | 334,096 | $1,243 | 1.9% | $4.10 | — | COM | 09255R103 |
| MBI | MBIA INC | 121,577 | $1,160 | 1.8% | $5.31 | -20.8% | COM | 55262C100 |
| — | WELLS FARGO ADVANTAGE MULTI | 79,865 | $1,089 | 1.7% | $14.82 | — | COM SHS | 94987D101 |
| — | WESTERN ASSET MGD HI INCM FD | 201,311 | $1,029 | 1.6% | $5.73 | — | COM | 95766L107 |
| — | NEUBERGER BERMAN HGH YLD FD | 81,429 | $1,001 | 1.5% | $13.85 | — | COM | 64128C106 |
| — | INVESCO DYNAMIC CR OPP FD | 79,184 | $938 | 1.4% | $12.95 | — | COM | 46132R104 |
| — | WESTERN ASSET HIGH INCM OPP | 141,985 | $762 | 1.2% | $6.02 | — | COM | 95766K109 |
| — | WPX ENERGY INC | 52,000 | $605 | 0.9% | $11.63 | — | COM | 98212B103 |
| — | ENERGY XXI BERMUDA LTD | 2,000,000 | $585 | 0.9% | $0.29 | — | NOTE 3.000%12/1 | 29274UAB7 |
| — | MORGAN STANLEY EM MKTS DM DE | 54,594 | $577 | 0.9% | $13.06 | — | COM | 617477104 |
| — | BLACKROCK CR ALLCTN INC TR | 40,247 | $520 | 0.8% | $12.92 | — | COM | 92508100 |
| — | PIMCO DYNAMIC CR INCOME FD | 24,136 | $498 | 0.8% | $22.50 | — | COM SHS | 72202D106 |
| GTLS | CHART INDS INC | 11,600 | $397 | 0.6% | $41.78 | 0.0% | COM PAR $0.01 | 16115Q308 |
| — | WESTERN ASSET GLOBAL CP DEFI | 21,543 | $383 | 0.6% | $18.18 | — | COM | 95790C107 |
| — | WESTERN ASSET EMRG MKT INCM | 34,770 | $381 | 0.6% | $12.94 | — | COM | 95766E103 |
| — | WESTERN ASSET EMRG MKT DEBT | 23,168 | $365 | 0.6% | $18.40 | — | COM | 95766A101 |
| — | MANAGED HIGH YIELD PLUS FD I | 202,598 | $365 | 0.6% | $2.10 | — | COM | 561911108 |
| — | LEGG MASON BW GLB INC OPP FD | 19,720 | $330 | 0.5% | $18.01 | — | COM | 52469B100 |
| — | ANADARKO PETE CORP | 4,000 | $330 | 0.5% | $82.50 | — | COM | 32511107 |
| — | FIRST TR HIGH INCOME L/S FD | 20,525 | $328 | 0.5% | $17.66 | — | COM | 33738E109 |
| RRC | RANGE RES CORP | 5,000 | $267 | 0.4% | $64.63 | 0.0% | COM | 75281A109 |
| — | APACHE CORP | 4,000 | $251 | 0.4% | $62.75 | — | COM | 37411105 |
| XPHDX | PIONEER FLOATING RATE TR | 18,549 | $211 | 0.3% | $12.47 | — | COM | 72369J102 |
| FANG | DIAMONDBACK ENERGY INC | 3,500 | $209 | 0.3% | $49.19 | 0.0% | COM | 25278X109 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 11,561 | $184 | 0.3% | $17.87 | — | COM | 74433A109 |
| — | DEUTSCHE HIGH INCOME OPPORT | 12,374 | $174 | 0.3% | $14.65 | — | COM | 25158Y102 |
| — | MAGNUM HUNTER RES CORP DEL | 38,525 | $121 | 0.2% | $3.14 | — | COM | 55973B102 |
| — | DEUTSCHE HIGH INCOME TR | 11,427 | $100 | 0.2% | $8.94 | — | SHS | 25155R100 |
| — | HALCON RES CORP | 50,000 | $89 | 0.1% | $1.78 | — | COM NEW | 40537Q209 |
| — | DENBURY RES INC | 2,264 | $18 | 0.0% | $7.95 | — | COM NEW | 247916208 |