Location: New York, NY
CIK: 0001469336 · Show all filings
Period: Q4 2021 (Next →)
Filing Date: Feb 11, 2022
Total Value: $47.91M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| POLWQ | 1847 GOEDEKER INC | 8,449,255 | $8.872M | 18.5% | $1.05 | — | *W EXP 99/99/999 | 28252C117 |
| — | SURROZEN INC | 580,700 | $3.74M | 7.8% | $6.44 | — | COM | 86889P109 |
| — | ISPECIMEN INC | 466,333 | $3.642M | 7.6% | $7.81 | — | COM | 45032V108 |
| — | NISUN INTERNATIONAL ENTERPRISE DEVELOPMENT GROUP CO LTD | 990,155 | $3.178M | 6.6% | $3.21 | — | COM CL A | G6593L106 |
| — | OPY ACQUISITION CORP I | 300,000 | $2.961M | 6.2% | $9.87 | — | COM CL A | 671005106 |
| — | AMPIO PHARMACEUTICALS INC | 4,262,409 | $2.43M | 5.1% | $0.57 | — | COM | 03209T109 |
| — | MOUNT RAINIER ACQUISITION CORP | 200,000 | $2.034M | 4.2% | $10.17 | — | UNIT 11/27/2026 | 623006202 |
| CTSUF | CACTUS ACQUISITION COP I LTD | 200,000 | $2.02M | 4.2% | $10.10 | — | UNIT 08/17/2028 | G1745A116 |
| — | FAT BRANDS INC | 300,000 | $2.013M | 4.2% | $6.71 | — | *W EXP 07/16/202 | 30258N121 |
| TOI | ONCOLOGY INSTITUTE INC | 200,000 | $1.95M | 4.1% | $8.92 | 0.0% | COM | 68236X100 |
| — | REGULUS THERAPEUTICS INC | 5,074,251 | $1.598M | 3.3% | $0.31 | — | COM | 75915K200 |
| — | ALSET EHOME INTERNATIONAL INC | 2,594,480 | $1.448M | 3.0% | $0.56 | — | COM | 02116A104 |
| SWAG | STRAN & COMPANY INC | 201,208 | $1.217M | 2.5% | $5.06 | 0.0% | COM | 86260J102 |
| CNTX | CONTEXT THERAPEUTICS INC | 358,617 | $954K | 2.0% | $4.98 | 0.0% | COM | 21077P108 |
| — | LIGHTNING EMOTORS INC | 695,652 | $842K | 1.8% | $1.21 | — | *W EXP 08/18/202 | 53228T119 |
| — | HAGERTY INC | 187,500 | $823K | 1.7% | $4.39 | — | *W EXP 99/99/999 | 405166117 |
| — | HARBOR CUSTOM DEVELOPMENT INC | 3,000,000 | $765K | 1.6% | $0.26 | — | *W EXP 10/04/202 | 41150T124 |
| — | MUSCLE MAKER INC | 928,889 | $669K | 1.4% | $0.72 | — | COM | 627333107 |
| — | LONGEVERON INC | 54,352 | $656K | 1.4% | $12.07 | — | COM | 54303L104 |
| VGFCQ | THE VERY GOOD FOOD CO INC | 687,745 | $507K | 1.1% | $1.42 | 0.0% | COM | 88340B109 |
| RFL | RAFAEL HOLDINGS INC | 80,000 | $408K | 0.9% | $13.45 | 0.0% | COM CL B | 75062E106 |
| — | PEPPERLIME HEALTH ACQUISITION CORP | 742,500 | $349K | 0.7% | $0.47 | — | *W EXP 10/01/202 | G70021111 |
| NTRBW | NUTRIBAND INC | 80,000 | $288K | 0.6% | $3.60 | — | *W EXP 09/30/202 | 67092M125 |
| BFRIW | BIOFRONTERA INC | 75,000 | $270K | 0.6% | $3.60 | — | *W EXP 10/27/202 | 09077D118 |
| — | ENOVIX CORP | 17,045 | $268K | 0.6% | $15.72 | — | *W EXP 11/30/202 | 293594115 |
| SCYX | SCYNEXIS INC | 43,294 | $264K | 0.6% | $6.15 | 0.0% | COM | 811292200 |
| ARBEW | ARBE ROBOTICS LTD | 200,000 | $238K | 0.5% | $1.19 | — | *W EXP 10/07/202 | M1R95N118 |
| LMPX | LMP AUTOMOTIVE HOLDINGS INC | 33,671 | $235K | 0.5% | $0.01 | 0.0% | COM | 53952P101 |
| — | LEXARIA BIOSCIENCE CORP | 133,333 | $204K | 0.4% | $1.53 | — | *W EXP 01/11/202 | 52886N117 |
| — | SILVERBOX ENGAGED MERGER CORP I | 133,333 | $187K | 0.4% | $1.40 | — | *W EXP 06/02/202 | 82836L119 |
| — | WORKSPORT LTD | 200,000 | $185K | 0.4% | $0.93 | — | *W EXP 06/01/202 | 98139Q118 |
| — | GIGINTERNATIONAL1 INC | 299,999 | $183K | 0.4% | $0.61 | — | *W EXP 04/19/202 | 37518W114 |
| — | CYCLO THERAPEUTICS INC | 65,000 | $163K | 0.3% | $2.51 | — | *W EXP 11/14/202 | 23254X110 |
| — | KINGSWOOD ACQUISITION CORP | 319,125 | $139K | 0.3% | $0.44 | — | *W EXP 05/01/202 | 496861113 |
| — | PETRA ACQUISITION INC | 250,000 | $135K | 0.3% | $0.54 | — | *W EXP 05/25/202 | 716421110 |
| — | CC NEUBERGER PRINCIPAL HOLDINGS III | 116,776 | $127K | 0.3% | $1.09 | — | *W EXP 99/99/999 | G1992N126 |
| PETVW | PETVIVO HOLDINGS INC | 200,000 | $124K | 0.3% | $0.62 | — | *W EXP 08/13/202 | 716817119 |
| — | ENVIRONMENTAL IMPACT ACQUISITION CORP | 100,000 | $120K | 0.3% | $1.20 | — | *W EXP 09/30/202 | 29408N114 |
| — | GOLD ROYALTY CORP | 112,000 | $115K | 0.2% | $1.03 | — | *W EXP 99/99/999 | 38071H114 |
| — | TG VENTURE ACQUISITION CORP | 250,000 | $106K | 0.2% | $0.42 | — | *W EXP 08/15/202 | 87251T117 |
| — | BONE BIOLOGICS CORP | 142,857 | $100K | 0.2% | $0.70 | — | *W EXP 10/13/202 | 098070113 |
| — | AMPLITECH GROUP INC | 75,000 | $95,000 | 0.2% | $1.27 | — | *W EXP 01/01/202 | 03211Q119 |
| NXGLW | NEXGEL INC | 90,000 | $87,000 | 0.2% | $0.97 | — | *W EXP 12/01/202 | 65344E115 |
| — | SURGEPAYS INC | 300,000 | $85,000 | 0.2% | $0.28 | — | *W EXP 10/22/202 | 86882L113 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 22,373 | $81,000 | 0.2% | $3.62 | — | *W EXP 03/17/202 | 74623V111 |
| — | OPY ACQUISITION CORP I | 150,000 | $75,000 | 0.2% | $0.50 | — | *W EXP 09/22/202 | 671005114 |
| DRMAW | DERMATA THERAPEUTICS INC | 175,000 | $75,000 | 0.2% | $0.43 | — | *W EXP 08/13/202 | 249845116 |
| — | AUDDIA INC | 150,000 | $71,000 | 0.1% | $0.47 | — | *W EXP 10/17/202 | 05072K115 |
| — | KUBIENT INC | 80,000 | $69,000 | 0.1% | $0.86 | — | *W EXP 07/09/202 | 50116V115 |
| — | NORTHERN GENESIS ACQUISITION III CORP | 74,998 | $69,000 | 0.1% | $0.92 | — | *W EXP 12/31/202 | 66516W115 |
| CINGW | CINGULATE INC | 500,000 | $69,000 | 0.1% | $0.14 | — | *W EXP 12/03/202 | 17248W113 |
| BEATW | HEARTBEAM INC | 90,000 | $65,000 | 0.1% | $0.72 | — | *W EXP 10/31/202 | 42238H116 |
| — | GOLDEN ARROW MERGER CORP | 126,665 | $64,000 | 0.1% | $0.51 | — | *W EXP 07/31/202 | 380799114 |
| — | TURMERIC ACQUISITION CORP | 99,999 | $62,000 | 0.1% | $0.62 | — | *W EXP 10/08/202 | G9127T124 |
| — | ROTH CH ACQUISITION III CO | 43,750 | $47,000 | 0.1% | $1.07 | — | *W EXP 02/26/202 | 77867Q110 |
| — | ORION BIOTECH OPPORTUNITIES CORP | 40,000 | $46,000 | 0.1% | $1.15 | — | *W EXP 04/15/202 | G6780C117 |
| — | LUMIRADX LIMITED | 25,000 | $43,000 | 0.1% | $1.72 | — | *W EXP 09/28/202 | G5709L117 |
| — | HARBOR CUSTOM DEVELOPMENT INC | 120,000 | $36,000 | 0.1% | $0.30 | — | *W EXP 05/09/202 | 41150T116 |
| — | G SQUARED ASCEND I INC | 42,773 | $35,000 | 0.1% | $0.82 | — | *W EXP 02/01/202 | G4204R117 |
| — | QUEEN'S GAMBIT GROWTH CAPITAL | 50,000 | $32,000 | 0.1% | $0.64 | — | *W EXP 01/19/202 | G7315C119 |
| — | ROSECLIFF ACQUISITION CORP I | 34,998 | $27,000 | 0.1% | $0.77 | — | *W EXP 02/11/202 | 77732R111 |
| — | CLASS ACCELERATION CORP | 50,000 | $25,000 | 0.1% | $0.50 | — | *W EXP 03/31/202 | 18274B114 |
| — | IMMURON LTD | 47,634 | $22,000 | 0.0% | $0.46 | — | *W EXP 05/12/202 | Q4867H223 |
| — | BIOCARDIA INC | 18,459 | $20,000 | 0.0% | $1.08 | — | *W EXP 08/06/202 | 09060U119 |
| SQLLW | SEQLL INC | 235,000 | $19,000 | 0.0% | $0.08 | — | *W EXP 08/31/202 | 81734C114 |
| — | BOA ACQUISITION CORP | 33,332 | $18,000 | 0.0% | $0.54 | — | *W EXP 02/22/202 | 05601A117 |
| — | MDH ACQUISITION CORP | 37,500 | $17,000 | 0.0% | $0.45 | — | *W EXP 02/02/202 | 55283P114 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 160,000 | $15,000 | 0.0% | $0.09 | — | *W EXP 99/99/999 | M74240116 |
| — | VELODYNE LIDAR INC | 20,000 | $15,000 | 0.0% | $0.75 | — | *W EXP 09/29/202 | 92259F119 |
| GFAIW | GUARDFORCE AI CO LTD | 315,000 | $4,000 | 0.0% | $0.01 | — | *W EXP 09/01/202 | G4236L120 |