CC NEUBERGER PRINCIPAL HOLDN

CUSIP: G1992N126 Class: *W EXP

Empery Asset Management, LP's Holding History (CIK: 0001469336)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 110,014 Value ($000) $20 Avg Close — Range —
Q2 2022
Shares 110,014 Value ($000) $33 Avg Close — Range —
Q1 2022
Shares 110,014 Value ($000) $68 Avg Close — Range —
Q4 2021
Shares 116,776 Value ($000) $127 Avg Close — Range —