Location: New York, NY
CIK: 0001469336 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $16.8M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | 89BIO INC | 400,000 | $2.316M | 13.8% | $3.22 | — | COM | 282559103 |
| — | UNITY BIOTECHNOLOGY INC | 4,411,645 | $1.743M | 10.4% | $0.40 | — | COM | 91381U101 |
| — | FAT BRANDS INC | 281,598 | $1.453M | 8.6% | $6.71 | — | *W EXP 07/16/202 | 30258N121 |
| — | GREENWAVE TECHNOLOGY SOLUTIO | 618,844 | $1.071M | 6.4% | $1.73 | — | COM | 57630J304 |
| POLWQ | POLISHED COM INC | 7,901,165 | $988K | 5.9% | $1.05 | — | *W EXP 06/02/202 | 28252C117 |
| — | SOBR SAFE INC | 248,430 | $666K | 4.0% | $2.68 | — | COM | 833592207 |
| — | MIND MEDICINE MINDMED INC | 187,500 | $656K | 3.9% | $3.50 | — | COM | 60255C885 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 2,823,528 | $653K | 3.9% | $0.49 | — | *W EXP 02/08/202 | 87807D111 |
| SLS | SELLAS LIFE SCIENCES GROUP I | 308,466 | $623K | 3.7% | $2.93 | -5.8% | COM | 81642T209 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 589,316 | $489K | 2.9% | $1.13 | 0.0% | COM | 58490H107 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 2,778,907 | $487K | 2.9% | $0.26 | — | *W EXP 10/04/202 | 41150T124 |
| — | HAGERTY INC | 178,758 | $438K | 2.6% | $4.39 | — | *W EXP 12/02/202 | 405166117 |
| — | SURROZEN INC | 215,942 | $436K | 2.6% | $6.44 | — | COM | 86889P109 |
| — | ATHENEX INC | 1,452,103 | $391K | 2.3% | $0.27 | — | COM | 04685N103 |
| — | SURGEPAYS INC | 286,495 | $367K | 2.2% | $0.28 | — | *W EXP 10/22/202 | 86882L113 |
| — | BENITEC BIOPHARMA INC | 796,837 | $296K | 1.8% | $0.37 | — | COM | 08205P100 |
| — | WEARABLE DEVICES LTD | 1,411,600 | $295K | 1.8% | $0.21 | — | *W EXP 09/14/202 | M97838110 |
| STSSW | SHARPS TECHNOLOGY INC | 829,851 | $291K | 1.7% | $0.28 | — | *W EXP 04/13/202 | 82003F119 |
| NTRBW | NUTRIBAND INC | 69,980 | $280K | 1.7% | $3.60 | — | *W EXP 09/30/202 | 67092M125 |
| — | WEARABLE DEVICES LTD | 289,600 | $255K | 1.5% | $0.88 | — | ORDINARY SHS | M97838102 |
| BTCT | METEN HOLDING GROUP LTD | 577,231 | $208K | 1.2% | $0.36 | — | SHS | G6055H148 |
| — | CODIAK BIOSCIENCES INC | 237,943 | $186K | 1.1% | $0.78 | — | COM | 192010106 |
| — | LIGHTNING EMOTORS INC | 676,381 | $135K | 0.8% | $1.21 | — | *W EXP 05/18/202 | 53228T119 |
| ARBEW | ARBE ROBOTICS LTD | 189,904 | $123K | 0.7% | $1.19 | — | *W EXP 10/07/202 | M1R95N118 |
| CINGW | CINGULATE INC | 500,000 | $110K | 0.7% | $0.14 | — | *W EXP 12/10/202 | 17248W113 |
| PETVW | PETVIVO HOLDINGS INC | 193,290 | $84,000 | 0.5% | $0.62 | — | *W EXP 08/13/202 | 716817119 |
| — | PINEAPPLE ENERGY INC | 90,912 | $79,000 | 0.5% | $0.87 | — | COM | 72303P107 |
| BNCWW | CEA INDUSTRIES INC | 500,000 | $75,000 | 0.4% | $0.67 | — | *W EXP 02/11/202 | 86887P119 |
| — | LEXARIA BIOSCIENCE CORP | 126,215 | $74,000 | 0.4% | $1.53 | — | *W EXP 01/11/202 | 52886N117 |
| — | DIRECT DIGITAL HOLDINGS INC | 270,000 | $73,000 | 0.4% | $0.72 | — | *W EXP 02/15/202 | 25461T113 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 20,014 | $68,000 | 0.4% | $3.62 | — | *W EXP 03/17/202 | 74623V111 |
| PXSAW | PYXIS TANKERS INC | 151,865 | $67,000 | 0.4% | $0.21 | — | *W EXP 09/15/202 | Y71726122 |
| — | AUDDIA INC | 150,000 | $66,000 | 0.4% | $0.47 | — | *W EXP 10/17/202 | 05072K115 |
| — | TROIKA MEDIA GROUP INC | 182,200 | $62,000 | 0.4% | $0.34 | — | COM | 89689F305 |
| JFBRW | JEFFS BRANDS LTD | 360,577 | $60,000 | 0.4% | $0.17 | — | *W EXP 08/26/202 | M61472110 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 740,000 | $59,000 | 0.4% | $0.47 | — | *W EXP 10/01/202 | G70021111 |
| — | WORKSPORT LTD | 193,370 | $57,000 | 0.3% | $0.93 | — | *W EXP 06/01/202 | 98139Q118 |
| SVREW | SAVERONE 2014 LTD | 181,500 | $54,000 | 0.3% | $0.35 | — | *W EXP 06/02/202 | 80516T113 |
| BEATW | HEARTBEAM INC | 90,000 | $53,000 | 0.3% | $0.72 | — | *W EXP 10/31/202 | 42238H116 |
| MTEKW | MARIS TECH LTD | 297,600 | $50,000 | 0.3% | $0.30 | — | *W EXP 02/04/202 | M68057112 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 160,000 | $47,000 | 0.3% | $0.09 | — | *W EXP 11/10/202 | M74240116 |
| BFRIW | BIOFRONTERA INC | 75,000 | $45,000 | 0.3% | $3.60 | — | *W EXP 10/27/202 | 09077D118 |
| ACONW | ACLARION INC | 110,000 | $42,000 | 0.2% | $0.36 | — | *W EXP 04/21/202 | 655187110 |
| — | GOLD ROYALTY CORP | 112,000 | $42,000 | 0.2% | $1.03 | — | *W EXP 99/99/999 | 38071H114 |
| FGIWW | FGI INDUSTRIES LTD | 102,500 | $41,000 | 0.2% | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| CELUW | CELULARITY INC | 100,972 | $39,000 | 0.2% | $0.57 | — | *W EXP 07/16/202 | 151190113 |
| — | NLS PHARMACEUTICALS LTD | 150,000 | $38,000 | 0.2% | $0.25 | — | *W EXP 09/25/202 | H57830111 |
| GFAIW | GUARDFORCE AI CO LTD | 301,563 | $36,000 | 0.2% | $0.01 | — | *W EXP 10/01/202 | G4236L120 |
| — | ADARA ACQUISITION CORP | 190,431 | $36,000 | 0.2% | $0.32 | — | *W EXP 02/11/202 | 00653H110 |
| — | ASSURE HLDGS CORP | 56,264 | $36,000 | 0.2% | $0.64 | — | COM | 04625J204 |
| — | AMPLITECH GROUP INC | 71,709 | $32,000 | 0.2% | $1.27 | — | *W EXP 01/01/202 | 03211Q119 |
| — | MOUNT RAINIER ACQUISITION CO | 190,764 | $29,000 | 0.2% | $0.25 | — | *W EXP 11/27/202 | 623006111 |
| NXGLW | NEXGEL INC | 90,000 | $27,000 | 0.2% | $0.97 | — | *W EXP 12/01/202 | 65344E115 |
| — | GIGINTERNATIONAL1 INC | 297,796 | $24,000 | 0.1% | $0.61 | — | *W EXP 04/19/202 | 37518W114 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 115,814 | $23,000 | 0.1% | $0.30 | — | *W EXP 05/09/202 | 41150T116 |
| — | NEXALIN TECHNOLOGY INC | 120,000 | $22,000 | 0.1% | $0.18 | — | *W EXP 09/15/202 | 65345B110 |
| — | CYCLO THERAPEUTICS INC | 61,399 | $21,000 | 0.1% | $2.51 | — | *W EXP 11/14/202 | 23254X110 |
| — | GREENLIGHT BIOSCIENCS HLDS P | 93,837 | $21,000 | 0.1% | $0.77 | — | *W EXP 02/02/202 | 39536G113 |
| — | CC NEUBERGER PRINCIPAL HOLDN | 110,014 | $20,000 | 0.1% | $1.09 | — | *W EXP 99/99/999 | G1992N126 |
| SQLLW | SEQLL INC | 235,000 | $20,000 | 0.1% | $0.08 | — | *W EXP 08/31/202 | 81734C114 |
| ONFOW | ONFOLIO HOLDINGS INC | 100,000 | $19,000 | 0.1% | $0.19 | — | *W EXP 01/02/202 | 68277K124 |
| — | BONE BIOLOGICS CORP | 140,471 | $18,000 | 0.1% | $0.70 | — | *W EXP 10/13/202 | 098070113 |
| DRMAW | DERMATA THERAPEUTICS INC | 175,000 | $17,000 | 0.1% | $0.43 | — | *W EXP 08/13/202 | 249845116 |
| IVDAW | IVEDA SOLUTIONS INC | 100,000 | $16,000 | 0.1% | $0.23 | — | *W EXP 04/01/202 | 46583A113 |
| — | OPY ACQUISITION CORP I | 148,800 | $16,000 | 0.1% | $0.50 | — | *W EXP 09/22/202 | 671005114 |
| — | KUBIENT INC | 80,000 | $15,000 | 0.1% | $0.86 | — | *W EXP 07/09/202 | 50116V115 |
| — | BIOCARDIA INC | 18,459 | $15,000 | 0.1% | $1.08 | — | *W EXP 08/06/202 | 09060U119 |
| — | TG VENTURE ACQUISITION CORP | 238,428 | $14,000 | 0.1% | $0.42 | — | *W EXP 08/15/202 | 87251T117 |
| — | QUALTEK SERVICES INC | 41,773 | $11,000 | 0.1% | $0.57 | — | *W EXP 02/14/202 | 74760R113 |
| REVBW | REVELATION BIOSCIENCES INC | 233,382 | $10,000 | 0.1% | $0.13 | — | *W EXP 01/10/202 | 76135L119 |
| — | VELODYNE LIDAR INC | 18,968 | $8,000 | 0.0% | $0.75 | — | *W EXP 09/29/202 | 92259F119 |
| SBFMW | SUNSHINE BIOPHARMA INC | 14,986 | $7,000 | 0.0% | $0.99 | — | *W EXP 02/15/202 | 867781502 |
| — | BOA ACQUISITION CORP | 31,810 | $7,000 | 0.0% | $0.54 | — | *W EXP 02/22/202 | 05601A117 |
| CTSWF | CACTUS ACQUISITION CORP I LT | 95,459 | $7,000 | 0.0% | $0.17 | — | *W EXP 08/17/202 | G1745A124 |
| — | GOLDEN ARROW MERGER CORP | 126,665 | $7,000 | 0.0% | $0.51 | — | *W EXP 07/31/202 | 380799114 |
| BRSWF | BRUUSH ORAL CARE INC | 20,495 | $6,000 | 0.0% | $0.29 | — | *W EXP 08/03/202 | 11750K120 |
| — | ORION BIOTECH OPPORTUNTES CO | 39,700 | $5,000 | 0.0% | $1.15 | — | *W EXP 04/15/202 | G6780C117 |
| — | KASPIEN HOLDINGS INC | 3,112 | $5,000 | 0.0% | $1.61 | — | COM | 485837108 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 60,240 | $4,000 | 0.0% | $0.35 | — | *W EXP 01/20/202 | 02919L117 |
| — | TURMERIC ACQUISITION CORP | 99,999 | $3,000 | 0.0% | $0.62 | — | *W EXP 10/08/202 | G9127T124 |
| — | G SQUARED ASCEND I INC | 40,296 | $3,000 | 0.0% | $0.82 | — | *W EXP 02/01/202 | G4204R117 |
| — | LUMIRADX LTD | 23,799 | $3,000 | 0.0% | $1.72 | — | *W EXP 09/28/202 | G5709L117 |
| — | NORTHERN GENESIS ACQU CORP I | 70,656 | $2,000 | 0.0% | $0.92 | — | *W EXP 12/31/202 | 66516W115 |
| — | ROSECLIFF ACQUISITION CORP I | 33,336 | $2,000 | 0.0% | $0.77 | — | *W EXP 02/11/202 | 77732R111 |
| — | NOBLE ROCK ACQUISITION CORP | 15,961 | $1,000 | 0.0% | $0.25 | — | *W EXP 01/31/202 | G6546R119 |
| SWVLW | SWVL HOLDINGS CORP | 48,382 | $1,000 | 0.0% | $0.45 | — | *W EXP 03/31/202 | G86302117 |
| — | CLASS ACCELERATION CORP | 50,000 | $1,000 | 0.0% | $0.50 | — | *W EXP 03/31/202 | 18274B114 |
| — | MDH ACQUISITION CORP | 37,500 | $1,000 | 0.0% | $0.45 | — | *W EXP 02/02/202 | 55283P114 |