Location: Grand Cayman, Cayman Islands
CIK: 0001515070 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $548M (48.8% shares, 51.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PALO ALTO NETWORKS INC | 25,000,000 | $58.94M | 10.7% | $1.40 | — | NOTE 0.375% 6/0 | 697435AF2 |
| PATH | UIPATH INC | 3,300,000 | $56.46M | 10.3% | $21.10 | -21.1% | CL A | 90364P105 |
| LYFT | LYFT INC | 3,400,000 | $35.84M | 6.5% | $18.67 | -40.3% | CL A COM | 55087P104 |
| — | CYTOKINETICS INC | 35,000,000 | $30.1M | 5.5% | $0.86 | — | NOTE 3.500% 7/0 | 23282WAC4 |
| TAK | TAKEDA PHARMACEUTICAL CO LTD | 1,903,662 | $29.45M | 5.4% | $16.23 | — | SPONSORED ADS | 874060205 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 12,000,000 | $27.96M | 5.1% | $5.11 | — | SPON ADS | 05280R100 |
| — | NICE SYS INC | 13,495,000 | $27.52M | 5.0% | $2.07 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| CXM | SPRINKLR INC | 1,900,000 | $26.3M | 4.8% | $11.31 | +26.6% | CL A | 85208T107 |
| — | LITHIUM AMERS CORP NEW | 26,000,000 | $19.4M | 3.5% | $0.78 | — | NOTE 1.750% 1/1 | 53680QAA6 |
| — | CHART INDS INC | 6,602,000 | $19.25M | 3.5% | $2.18 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | ALTERYX INC | 500,000 | $18.84M | 3.4% | $45.77 | — | COM CL A | 02156B103 |
| CRWD | CROWDSTRIKE HLDGS INC | 110,000 | $18.41M | 3.4% | $155.35 | +0.1% | CL A | 22788C105 |
| — | MICROSTRATEGY INC | 17,000,000 | $18.4M | 3.4% | $1.55 | — | NOTE 0.750%12/1 | 594972AC5 |
| — | NCL CORP LTD | 13,312,000 | $17.97M | 3.3% | $2.33 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| — | BALLYS CORPORATION | 1,100,000 | $14.42M | 2.6% | $35.33 | — | COM | 05875B106 |
| — | CUTERA INC | 23,000,000 | $13.73M | 2.5% | $0.63 | — | NOTE 2.250% 6/0 | 232109AD0 |
| — | OATLY GROUP AB | 17,000,000 | $12.93M | 2.4% | $1.03 | — | DEBT 9.250% 9/1 | 67421JAB4 |
| — | GUARDANT HEALTH INC | 17,614,000 | $12.15M | 2.2% | $0.84 | — | NOTE 11/1 | 40131MAB5 |
| TARS | TARSUS PHARMACEUTICALS INC | 615,000 | $10.93M | 2.0% | $17.21 | +2.8% | COM | 87650L103 |
| — | ATI INC | 4,000,000 | $10.81M | 2.0% | $1.83 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | INFORMATICA INC | 483,554 | $10.19M | 1.9% | $17.14 | — | COM CL A | 45674M101 |
| — | EAGLE BULK SHIPPING INC | 7,031,000 | $9.884M | 1.8% | $1.42 | — | NOTE 5.000% 8/0 | 269442AB5 |
| — | CORENERGY INFRASTRUCTURE TR | 9,773,000 | $8.168M | 1.5% | $0.75 | — | NOTE 5.875% 8/1 | 21870UAC0 |
| HYG | ISHARES TR | 94,480 | $6.965M | 1.3% | $73.67 | — | IBOXX HI YD ETF | 464288513 |
| — | SPOTIFY USA INC | 7,275,000 | $6.196M | 1.1% | $0.86 | — | NOTE 3/1 | 84921RAB6 |
| — | BRIDGEBIO PHARMA INC | 5,850,000 | $5.622M | 1.0% | $1.65 | — | NOTE 2.500% 3/1 | 10806XAB8 |
| — | CUTERA INC | 7,750,000 | $5.549M | 1.0% | $2.17 | — | NOTE 2.250% 3/1 | 232109AB4 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 725,064 | $4.437M | 0.8% | $10.17 | — | *W EXP 06/30/205 | 42806J148 |
| — | 2U INC | 6,000,000 | $3.634M | 0.7% | $1.65 | — | NOTE 2.250% 5/0 | 90214JAB7 |
| — | OATLY GROUP AB | 2,088,892 | $1.872M | 0.3% | $2.36 | — | SPONSORED ADS | 67421J108 |
| SNOW | SNOWFLAKE INC | 10,000 | $1.528M | 0.3% | $209.17 | -22.2% | CL A | 833445109 |
| TECK | TECK RESOURCES LTD | 27,520 | $1.186M | 0.2% | $35.66 | +16.2% | CL B | 878742204 |
| — | FREELINE THERAPEUTICS HLDGS | 266,666 | $1.147M | 0.2% | $2.58 | — | SPONSORED ADS | 35655L206 |
| ALB | ALBEMARLE CORP | 4,897 | $833K | 0.2% | $221.03 | -13.5% | COM | 012653101 |
| — | INSEEGO CORP | 1,000,000 | $421K | 0.1% | $1.06 | — | NOTE 3.250% 5/0 | 45782BAD6 |
| — | SENSEONICS HLDGS INC | 597,171 | $361K | 0.1% | $0.76 | — | COM | 81727U105 |
| — | LIVENT CORP | 15,600 | $287K | 0.1% | $25.35 | — | COM | 53814L108 |
| — | CAZOO GROUP LTD | 409,949 | $223K | 0.0% | $2.49 | — | CL A | G2007L204 |
| — | Allego NV | 24,328 | $10,229 | 0.0% | $1.07 | — | *W EXP 03/16/202 | N0796A118 |
| — | ROSS ACQUISITION CORP II | 50,164 | $5,593 | 0.0% | $0.96 | — | *W EXP 02/01/202 | G7641C114 |
| SKILW | SKILLSOFT CORP | 450,630 | $5,002 | 0.0% | $1.85 | — | *W EXP 06/11/202 | 83066P119 |
| — | SLAM CORP | 25,020 | $3,140 | 0.0% | $1.08 | — | *W EXP 02/23/202 | G8210L121 |
| — | APOLLO STRATEGIC GRWT CPTL I | 29,824 | $2,341 | 0.0% | $1.31 | — | *W EXP 02/12/202 | G0412A128 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 24,121 | $965 | 0.0% | $1.24 | — | *W EXP 01/30/202 | G50737124 |
| BLUAW | BLUERIVER ACQUISITION CORP | 16,639 | $890 | 0.0% | $0.96 | — | *W EXP 01/04/202 | G1261Q115 |
| SONWQ | SONDER HOLDINGS INC | 18,898 | $302 | 0.0% | $0.74 | — | *W EXP 01/18/202 | 83542D110 |