BROADWOOD CAPITAL INC Long-Term Concentrated

CIK: 0001278387 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $1,076,478 (100.0% shares, 0.0% debt)

Holdings (9)

STAA STAAR SURGICAL CO 48.4%

Value ($000) $521,049 Shares 10,855,179 Est. Cost $8.21 Unrealized +398.7%

MNST MONSTER BEVERAGE CORP NEW 25.8%

Value ($000) $278,212 Shares 4,773,708 Est. Cost $22.71 Unrealized +32.5%

IWM ISHARES TR 6.6%

Value ($000) $70,791 Shares 420,000 Est. Cost $109.78 Unrealized —

— BIOTIME INC 6.5%

Value ($000) $70,433 Shares 29,971,561 Est. Cost $3.37 Unrealized —

AXON AXON ENTERPRISE INC 4.8%

Value ($000) $52,011 Shares 760,062 Est. Cost $27.50 Unrealized +145.4%

MNST MONSTER BEVERAGE CORP NEW 4.3%

Value ($000) $46,624 Shares 800,000 Est. Cost $22.71 Unrealized +32.5%

— ONCOCYTE CORPORATION 1.8%

Value ($000) $18,912 Shares 7,564,934 Est. Cost $3.90 Unrealized —

DAL DELTA AIR LINES INC DEL 1.1%

Value ($000) $11,566 Shares 200,000 Est. Cost — Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 0.6%

Value ($000) $6,880 Shares 5,292,156 Est. Cost $3.30 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
STAA	STAAR SURGICAL CO	10,855,179	$521,049	48.4%	$8.21	+398.7%	COM PAR $0.01	852312305
MNST	MONSTER BEVERAGE CORP NEW	4,773,708	$278,212	25.8%	$22.71	+32.5%	COM	61174X109
IWM	ISHARES TR	420,000	$70,791	6.6%	$109.78	—	RUSSELL 2000 ETF	464287655
—	BIOTIME INC	29,971,561	$70,433	6.5%	$3.37	—	COM	09066L105
AXON	AXON ENTERPRISE INC	760,062	$52,011	4.8%	$27.50	+145.4%	COM	05464C101
MNST	MONSTER BEVERAGE CORP NEW	800,000	$46,624	4.3%	$22.71	+32.5%	Put	61174X109
—	ONCOCYTE CORPORATION	7,564,934	$18,912	1.8%	$3.90	—	COM	68235C107
DAL	DELTA AIR LINES INC DEL	200,000	$11,566	1.1%	—	—	Put	247361702
—	ASTERIAS BIOTHERAPEUTICS INC	5,292,156	$6,880	0.6%	$3.30	—	COM SER A	04624N107