HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value: $98.02M (100.0% shares, 0.0% debt)

Holdings (14)

IIIV I3 VERTICALS INC 43.3%

Value $42.4M Shares 1,759,478 Share Price $24.10 * Est. Cost/Share $20.92 Unrealized @ Report Date 0.0%

— BLUEROCK RESIDENTIAL GRW REI 12.9%

Value $12.66M Shares 1,403,000 Share Price $9.02 Est. Cost/Share $9.02 Unrealized @ Report Date —

— RUBICON PROJ INC 6.2%

Value $6.046M Shares 1,621,000 Share Price $3.73 Est. Cost/Share $3.73 Unrealized @ Report Date —

MCHX MARCHEX INC 5.4%

Value $5.288M Shares 1,995,300 Share Price $2.65 * Est. Cost/Share $2.82 Unrealized @ Report Date 0.0%

— DASAN ZHONE SOLUTIONS INC 5.2%

Value $5.099M Shares 366,600 Share Price $13.91 Est. Cost/Share $13.91 Unrealized @ Report Date —

— ENZO BIOCHEM INC 4.6%

Value $4.461M Shares 1,605,000 Share Price $2.78 Est. Cost/Share $2.78 Unrealized @ Report Date —

— PERCEPTRON INC 4.2%

Value $4.108M Shares 504,100 Share Price $8.15 Est. Cost/Share $8.15 Unrealized @ Report Date —

— AMBER RD INC 3.5%

Value $3.449M Shares 419,000 Share Price $8.23 Est. Cost/Share $8.23 Unrealized @ Report Date —

— ECOLOGY & ENVIRONMENT INC 3.3%

Value $3.25M Shares 286,600 Share Price $11.34 Est. Cost/Share $11.34 Unrealized @ Report Date —

— AEROHIVE NETWORKS INC 2.9%

Value $2.802M Shares 860,000 Share Price $3.26 Est. Cost/Share $3.26 Unrealized @ Report Date —

— FUSION CONNECT INC 2.5%

Value $2.476M Shares 1,474,000 Share Price $1.68 Est. Cost/Share $1.68 Unrealized @ Report Date —

— QUMU CORP 2.5%

Value $2.408M Shares 1,267,500 Share Price $1.90 Est. Cost/Share $1.90 Unrealized @ Report Date —

— 1347 PPTY INS HLDGS INC 2.1%

Value $2.075M Shares 516,100 Share Price $4.02 Est. Cost/Share $4.02 Unrealized @ Report Date —

— STREAMLINE HEALTH SOLUTIONS 1.5%

Value $1.492M Shares 1,841,600 Share Price $0.81 Est. Cost/Share $0.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IIIV	I3 VERTICALS INC	1,759,478	$42.4M	43.3%	$24.10 *	$20.92	0.0%	COM CL A	46571Y107
—	BLUEROCK RESIDENTIAL GRW REI	1,403,000	$12.66M	12.9%	$9.02	$9.02	—	COM CL A	09627J102
—	RUBICON PROJ INC	1,621,000	$6.046M	6.2%	$3.73	$3.73	—	COM	78112V102
MCHX	MARCHEX INC	1,995,300	$5.288M	5.4%	$2.65 *	$2.82	0.0%	CL B	56624R108
—	DASAN ZHONE SOLUTIONS INC	366,600	$5.099M	5.2%	$13.91	$13.91	—	COM NEW	23305L206
—	ENZO BIOCHEM INC	1,605,000	$4.461M	4.6%	$2.78	$2.78	—	COM	294100102
—	PERCEPTRON INC	504,100	$4.108M	4.2%	$8.15	$8.15	—	COM	71361F100
—	AMBER RD INC	419,000	$3.449M	3.5%	$8.23	$8.23	—	COM	02318Y108
—	ECOLOGY & ENVIRONMENT INC	286,600	$3.25M	3.3%	$11.34	$11.34	—	CL A	278878103
—	AEROHIVE NETWORKS INC	860,000	$2.802M	2.9%	$3.26	$3.26	—	COM	007786106
—	FUSION CONNECT INC	1,474,000	$2.476M	2.5%	$1.68	$1.68	—	COM	36116X102
—	QUMU CORP	1,267,500	$2.408M	2.5%	$1.90	$1.90	—	COM	749063103
—	1347 PPTY INS HLDGS INC	516,100	$2.075M	2.1%	$4.02	$4.02	—	COM	68244P107
—	STREAMLINE HEALTH SOLUTIONS	1,841,600	$1.492M	1.5%	$0.81	$0.81	—	COM	86323X106