HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $98,015 (100.0% shares, 0.0% debt)

Holdings (14)

IIIV I3 VERTICALS INC 43.3%

Value ($000) $42,403 Shares 1,759,478 Est. Cost $20.92 Unrealized 0.0%

— BLUEROCK RESIDENTIAL GRW REI 12.9%

Value ($000) $12,658 Shares 1,403,000 Est. Cost $9.02 Unrealized —

— RUBICON PROJ INC 6.2%

Value ($000) $6,046 Shares 1,621,000 Est. Cost $3.73 Unrealized —

MCHX MARCHEX INC 5.4%

Value ($000) $5,288 Shares 1,995,300 Est. Cost $2.82 Unrealized 0.0%

— DASAN ZHONE SOLUTIONS INC 5.2%

Value ($000) $5,099 Shares 366,600 Est. Cost $13.91 Unrealized —

— ENZO BIOCHEM INC 4.6%

Value ($000) $4,461 Shares 1,605,000 Est. Cost $2.78 Unrealized —

— PERCEPTRON INC 4.2%

Value ($000) $4,108 Shares 504,100 Est. Cost $8.15 Unrealized —

— AMBER RD INC 3.5%

Value ($000) $3,449 Shares 419,000 Est. Cost $8.23 Unrealized —

— ECOLOGY & ENVIRONMENT INC 3.3%

Value ($000) $3,250 Shares 286,600 Est. Cost $11.34 Unrealized —

— AEROHIVE NETWORKS INC 2.9%

Value ($000) $2,802 Shares 860,000 Est. Cost $3.26 Unrealized —

— FUSION CONNECT INC 2.5%

Value ($000) $2,476 Shares 1,474,000 Est. Cost $1.68 Unrealized —

— QUMU CORP 2.5%

Value ($000) $2,408 Shares 1,267,500 Est. Cost $1.90 Unrealized —

— 1347 PPTY INS HLDGS INC 2.1%

Value ($000) $2,075 Shares 516,100 Est. Cost $4.02 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 1.5%

Value ($000) $1,492 Shares 1,841,600 Est. Cost $0.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IIIV	I3 VERTICALS INC	1,759,478	$42,403	43.3%	$20.92	0.0%	COM CL A	46571Y107
—	BLUEROCK RESIDENTIAL GRW REI	1,403,000	$12,658	12.9%	$9.02	—	COM CL A	09627J102
—	RUBICON PROJ INC	1,621,000	$6,046	6.2%	$3.73	—	COM	78112V102
MCHX	MARCHEX INC	1,995,300	$5,288	5.4%	$2.82	0.0%	CL B	56624R108
—	DASAN ZHONE SOLUTIONS INC	366,600	$5,099	5.2%	$13.91	—	COM NEW	23305L206
—	ENZO BIOCHEM INC	1,605,000	$4,461	4.6%	$2.78	—	COM	294100102
—	PERCEPTRON INC	504,100	$4,108	4.2%	$8.15	—	COM	71361F100
—	AMBER RD INC	419,000	$3,449	3.5%	$8.23	—	COM	02318Y108
—	ECOLOGY & ENVIRONMENT INC	286,600	$3,250	3.3%	$11.34	—	CL A	278878103
—	AEROHIVE NETWORKS INC	860,000	$2,802	2.9%	$3.26	—	COM	007786106
—	FUSION CONNECT INC	1,474,000	$2,476	2.5%	$1.68	—	COM	36116X102
—	QUMU CORP	1,267,500	$2,408	2.5%	$1.90	—	COM	749063103
—	1347 PPTY INS HLDGS INC	516,100	$2,075	2.1%	$4.02	—	COM	68244P107
—	STREAMLINE HEALTH SOLUTIONS	1,841,600	$1,492	1.5%	$0.81	—	COM	86323X106