HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value: $102M (100.0% shares, 0.0% debt)

Holdings (15)

IIIV I3 VERTICALS INC 41.5%

Value $42.26M Shares 1,759,478 Share Price $24.02 * Est. Cost/Share $20.92 Unrealized @ Report Date +11.2%

— BLUEROCK RESIDENTIAL GRW REI 12.6%

Value $12.78M Shares 1,185,600 Share Price $10.78 Est. Cost/Share $9.02 Unrealized @ Report Date —

— ENZO BIOCHEM INC 8.1%

Value $8.281M Shares 3,033,641 Share Price $2.73 Est. Cost/Share $2.76 Unrealized @ Report Date —

MCHX MARCHEX INC 5.5%

Value $5.611M Shares 1,186,200 Share Price $4.73 * Est. Cost/Share $2.82 Unrealized @ Report Date +45.1%

— RUBICON PROJ INC 4.6%

Value $4.705M Shares 773,900 Share Price $6.08 Est. Cost/Share $3.73 Unrealized @ Report Date —

— PERCEPTRON INC 3.7%

Value $3.781M Shares 504,100 Share Price $7.50 Est. Cost/Share $8.15 Unrealized @ Report Date —

— AMBER RD INC 3.6%

Value $3.633M Shares 419,000 Share Price $8.67 Est. Cost/Share $8.23 Unrealized @ Report Date —

— DASAN ZHONE SOLUTIONS INC 3.6%

Value $3.626M Shares 339,200 Share Price $10.69 Est. Cost/Share $13.91 Unrealized @ Report Date —

— AEROHIVE NETWORKS INC 3.5%

Value $3.585M Shares 791,300 Share Price $4.53 Est. Cost/Share $3.26 Unrealized @ Report Date —

— ECOLOGY & ENVIRONMENT INC 3.1%

Value $3.153M Shares 286,600 Share Price $11.00 Est. Cost/Share $11.34 Unrealized @ Report Date —

— QUMU CORP 3.1%

Value $3.105M Shares 1,267,500 Share Price $2.45 Est. Cost/Share $1.90 Unrealized @ Report Date —

— 1347 PPTY INS HLDGS INC 2.7%

Value $2.715M Shares 516,100 Share Price $5.26 Est. Cost/Share $4.02 Unrealized @ Report Date —

— STREAMLINE HEALTH SOLUTIONS 1.9%

Value $1.934M Shares 1,841,600 Share Price $1.05 Est. Cost/Share $0.81 Unrealized @ Report Date —

— FUSION CONNECT INC 1.7%

Value $1.68M Shares 1,282,600 Share Price $1.31 Est. Cost/Share $1.68 Unrealized @ Report Date —

ASYS AMTECH SYS INC 0.9%

Value $877K Shares 164,600 Share Price $5.33 * Est. Cost/Share $4.94 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IIIV	I3 VERTICALS INC	1,759,478	$42.26M	41.5%	$24.02 *	$20.92	+11.2%	COM CL A	46571Y107
—	BLUEROCK RESIDENTIAL GRW REI	1,185,600	$12.78M	12.6%	$10.78	$9.02	—	COM CL A	09627J102
—	ENZO BIOCHEM INC	3,033,641	$8.281M	8.1%	$2.73	$2.76	—	COM	294100102
MCHX	MARCHEX INC	1,186,200	$5.611M	5.5%	$4.73 *	$2.82	+45.1%	CL B	56624R108
—	RUBICON PROJ INC	773,900	$4.705M	4.6%	$6.08	$3.73	—	COM	78112V102
—	PERCEPTRON INC	504,100	$3.781M	3.7%	$7.50	$8.15	—	COM	71361F100
—	AMBER RD INC	419,000	$3.633M	3.6%	$8.67	$8.23	—	COM	02318Y108
—	DASAN ZHONE SOLUTIONS INC	339,200	$3.626M	3.6%	$10.69	$13.91	—	COM NEW	23305L206
—	AEROHIVE NETWORKS INC	791,300	$3.585M	3.5%	$4.53	$3.26	—	COM	007786106
—	ECOLOGY & ENVIRONMENT INC	286,600	$3.153M	3.1%	$11.00	$11.34	—	CL A	278878103
—	QUMU CORP	1,267,500	$3.105M	3.1%	$2.45	$1.90	—	COM	749063103
—	1347 PPTY INS HLDGS INC	516,100	$2.715M	2.7%	$5.26	$4.02	—	COM	68244P107
—	STREAMLINE HEALTH SOLUTIONS	1,841,600	$1.934M	1.9%	$1.05	$0.81	—	COM	86323X106
—	FUSION CONNECT INC	1,282,600	$1.68M	1.7%	$1.31	$1.68	—	COM	36116X102
ASYS	AMTECH SYS INC	164,600	$877K	0.9%	$5.33 *	$4.94	0.0%	COM PAR $0.01N	032332504