CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value ($000): $91,477 (100.0% shares, 0.0% debt)

Holdings (17)

— MOLECULAR TEMPLATES INC 30.6%

Value ($000) $28,015 Shares 2,107,991 Est. Cost $8.09 Unrealized —

— KALA PHARMACEUTICALS INC 17.6%

Value ($000) $16,141 Shares 1,836,313 Est. Cost $6.04 Unrealized —

— SATSUMA PHARMACEUTICALS INC 14.3%

Value ($000) $13,048 Shares 606,320 Est. Cost $15.01 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 13.7%

Value ($000) $12,497 Shares 6,612,065 Est. Cost $2.92 Unrealized —

— SIERRA ONCOLOGY INC 6.9%

Value ($000) $6,324 Shares 643,959 Est. Cost $9.82 Unrealized —

— SCYNEXIS INC 6.8%

Value ($000) $6,198 Shares 7,936,111 Est. Cost $1.12 Unrealized —

— SUNESIS PHARMACEUTICALS INC 3.7%

Value ($000) $3,375 Shares 8,134,926 Est. Cost $0.61 Unrealized —

— GARRISON CAP INC 2.2%

Value ($000) $1,979 Shares 1,164,061 Est. Cost $8.25 Unrealized —

— MEI PHARMA INC 1.6%

Value ($000) $1,426 Shares 885,560 Est. Cost $3.83 Unrealized —

— CTI BIOPHARMA CORP 0.6%

Value ($000) $567 Shares 616,695 Est. Cost $1.19 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.6%

Value ($000) $555 Shares 81,617 Est. Cost $10.26 Unrealized —

— FS KKR CAPITAL CORP 0.6%

Value ($000) $511 Shares 170,332 Est. Cost $4.75 Unrealized —

CCAP CRESCENT CAP BDC INC 0.4%

Value ($000) $332 Shares 34,405 Est. Cost $6.95 Unrealized 0.0%

KURA KURA ONCOLOGY INC 0.2%

Value ($000) $222 Shares 22,302 Est. Cost $17.68 Unrealized -35.3%

— CALUMET SPECIALTY PRODS PTNR 0.2%

Value ($000) $138 Shares 131,204 Est. Cost $3.65 Unrealized —

— ADDEX THERAPEUTICS LTD 0.1%

Value ($000) $115 Shares 17,418 Est. Cost $6.60 Unrealized —

— GLYCOMIMETICS INC 0.0%

Value ($000) $34 Shares 15,103 Est. Cost $4.33 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MOLECULAR TEMPLATES INC	2,107,991	$28,015	30.6%	$8.09	—	COM	608550109
—	KALA PHARMACEUTICALS INC	1,836,313	$16,141	17.6%	$6.04	—	COM	483119103
—	SATSUMA PHARMACEUTICALS INC	606,320	$13,048	14.3%	$15.01	—	COM	80405P107
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$12,497	13.7%	$2.92	—	SHS USD	G85347105
—	SIERRA ONCOLOGY INC	643,959	$6,324	6.9%	$9.82	—	COM NEW	82640U404
—	SCYNEXIS INC	7,936,111	$6,198	6.8%	$1.12	—	COM	811292101
—	SUNESIS PHARMACEUTICALS INC	8,134,926	$3,375	3.7%	$0.61	—	COM PAR	867328700
—	GARRISON CAP INC	1,164,061	$1,979	2.2%	$8.25	—	COM	366554103
—	MEI PHARMA INC	885,560	$1,426	1.6%	$3.83	—	COM NEW	55279B202
—	CTI BIOPHARMA CORP	616,695	$567	0.6%	$1.19	—	COM NEW	12648L601
—	EIGER BIOPHARMACEUTICALS INC	81,617	$555	0.6%	$10.26	—	COM	28249U105
—	FS KKR CAPITAL CORP	170,332	$511	0.6%	$4.75	—	COM	302635107
CCAP	CRESCENT CAP BDC INC	34,405	$332	0.4%	$6.95	0.0%	COM	225655109
KURA	KURA ONCOLOGY INC	22,302	$222	0.2%	$17.68	-35.3%	COM	50127T109
—	CALUMET SPECIALTY PRODS PTNR	131,204	$138	0.2%	$3.65	—	UT LTD PARTNER	131476103
—	ADDEX THERAPEUTICS LTD	17,418	$115	0.1%	$6.60	—	SPONSORED ADS	00654J107
—	GLYCOMIMETICS INC	15,103	$34	0.0%	$4.33	—	COM	38000Q102