CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value: $91.48M (100.0% shares, 0.0% debt)

Holdings (17)

— MOLECULAR TEMPLATES INC 30.6%

Value $28.02M Shares 2,107,991 Share Price $13.29 Est. Cost/Share $8.09 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 17.6%

Value $16.14M Shares 1,836,313 Share Price $8.79 Est. Cost/Share $6.04 Unrealized @ Report Date —

— SATSUMA PHARMACEUTICALS INC 14.3%

Value $13.05M Shares 606,320 Share Price $21.52 Est. Cost/Share $15.01 Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 13.7%

Value $12.5M Shares 6,612,065 Share Price $1.89 Est. Cost/Share $2.92 Unrealized @ Report Date —

— SIERRA ONCOLOGY INC 6.9%

Value $6.324M Shares 643,959 Share Price $9.82 Est. Cost/Share $9.82 Unrealized @ Report Date —

— SCYNEXIS INC 6.8%

Value $6.198M Shares 7,936,111 Share Price $0.78 Est. Cost/Share $1.12 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 3.7%

Value $3.375M Shares 8,134,926 Share Price $0.41 Est. Cost/Share $0.61 Unrealized @ Report Date —

— GARRISON CAP INC 2.2%

Value $1.979M Shares 1,164,061 Share Price $1.70 Est. Cost/Share $8.25 Unrealized @ Report Date —

— MEI PHARMA INC 1.6%

Value $1.426M Shares 885,560 Share Price $1.61 Est. Cost/Share $3.83 Unrealized @ Report Date —

— CTI BIOPHARMA CORP 0.6%

Value $567K Shares 616,695 Share Price $0.92 Est. Cost/Share $1.19 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.6%

Value $555K Shares 81,617 Share Price $6.80 Est. Cost/Share $10.26 Unrealized @ Report Date —

— FS KKR CAPITAL CORP 0.6%

Value $511K Shares 170,332 Share Price $3.00 Est. Cost/Share $4.75 Unrealized @ Report Date —

CCAP CRESCENT CAP BDC INC 0.4%

Value $332K Shares 34,405 Share Price $9.65 * Est. Cost/Share $6.95 Unrealized @ Report Date 0.0%

KURA KURA ONCOLOGY INC 0.2%

Value $222K Shares 22,302 Share Price $9.95 * Est. Cost/Share $17.68 Unrealized @ Report Date -35.3%

— CALUMET SPECIALTY PRODS PTNR 0.2%

Value $138K Shares 131,204 Share Price $1.05 Est. Cost/Share $3.65 Unrealized @ Report Date —

— ADDEX THERAPEUTICS LTD 0.1%

Value $115K Shares 17,418 Share Price $6.60 Est. Cost/Share $6.60 Unrealized @ Report Date —

— GLYCOMIMETICS INC 0.0%

Value $34,000 Shares 15,103 Share Price $2.25 Est. Cost/Share $4.33 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	MOLECULAR TEMPLATES INC	2,107,991	$28.02M	30.6%	$13.29	$8.09	—	COM	608550109
—	KALA PHARMACEUTICALS INC	1,836,313	$16.14M	17.6%	$8.79	$6.04	—	COM	483119103
—	SATSUMA PHARMACEUTICALS INC	606,320	$13.05M	14.3%	$21.52	$15.01	—	COM	80405P107
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$12.5M	13.7%	$1.89	$2.92	—	SHS USD	G85347105
—	SIERRA ONCOLOGY INC	643,959	$6.324M	6.9%	$9.82	$9.82	—	COM NEW	82640U404
—	SCYNEXIS INC	7,936,111	$6.198M	6.8%	$0.78	$1.12	—	COM	811292101
—	SUNESIS PHARMACEUTICALS INC	8,134,926	$3.375M	3.7%	$0.41	$0.61	—	COM PAR	867328700
—	GARRISON CAP INC	1,164,061	$1.979M	2.2%	$1.70	$8.25	—	COM	366554103
—	MEI PHARMA INC	885,560	$1.426M	1.6%	$1.61	$3.83	—	COM NEW	55279B202
—	CTI BIOPHARMA CORP	616,695	$567K	0.6%	$0.92	$1.19	—	COM NEW	12648L601
—	EIGER BIOPHARMACEUTICALS INC	81,617	$555K	0.6%	$6.80	$10.26	—	COM	28249U105
—	FS KKR CAPITAL CORP	170,332	$511K	0.6%	$3.00	$4.75	—	COM	302635107
CCAP	CRESCENT CAP BDC INC	34,405	$332K	0.4%	$9.65 *	$6.95	0.0%	COM	225655109
KURA	KURA ONCOLOGY INC	22,302	$222K	0.2%	$9.95 *	$17.68	-35.3%	COM	50127T109
—	CALUMET SPECIALTY PRODS PTNR	131,204	$138K	0.2%	$1.05	$3.65	—	UT LTD PARTNER	131476103
—	ADDEX THERAPEUTICS LTD	17,418	$115K	0.1%	$6.60	$6.60	—	SPONSORED ADS	00654J107
—	GLYCOMIMETICS INC	15,103	$34,000	0.0%	$2.25	$4.33	—	COM	38000Q102