CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $103,682 (100.0% shares, 0.0% debt)

Holdings (40)

— MOLECULAR TEMPLATES INC 28.2%

Value ($000) $29,270 Shares 2,092,991 Est. Cost $8.09 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 13.3%

Value ($000) $13,819 Shares 6,612,065 Est. Cost $2.92 Unrealized —

— SATSUMA PHARMACEUTICALS INC 12.5%

Value ($000) $12,974 Shares 659,252 Est. Cost $15.01 Unrealized —

— ALCENTRA CAP CORP 8.8%

Value ($000) $9,095 Shares 1,005,000 Est. Cost $7.78 Unrealized —

— SCYNEXIS INC 7.0%

Value ($000) $7,222 Shares 7,936,111 Est. Cost $1.12 Unrealized —

— GARRISON CAP INC 6.9%

Value ($000) $7,118 Shares 1,223,096 Est. Cost $8.25 Unrealized —

— KALA PHARMACEUTICALS INC 5.3%

Value ($000) $5,474 Shares 1,483,343 Est. Cost $5.38 Unrealized —

SPY SPDR S&P 500 ETF TR 4.3%

Value ($000) $4,509 Shares 14,010 Est. Cost $249.89 Unrealized —

— SUNESIS PHARMACEUTICALS INC 2.6%

Value ($000) $2,747 Shares 8,134,926 Est. Cost $0.61 Unrealized —

— MEI PHARMA INC 2.0%

Value ($000) $2,097 Shares 845,560 Est. Cost $3.94 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.9%

Value ($000) $925 Shares 62,096 Est. Cost $11.35 Unrealized —

— FS KKR CAPITAL CORP 0.7%

Value ($000) $684 Shares 111,653 Est. Cost $5.68 Unrealized —

— CALUMET SPECIALTY PRODS PTNR 0.6%

Value ($000) $621 Shares 170,149 Est. Cost $3.65 Unrealized —

— CTI BIOPHARMA CORP 0.5%

Value ($000) $514 Shares 325,610 Est. Cost $1.43 Unrealized —

CDLX CARDLYTICS INC 0.3%

Value ($000) $352 Shares 5,594 Est. Cost $48.90 Unrealized 0.0%

— ASSEMBLY BIOSCIENCES INC 0.3%

Value ($000) $340 Shares 16,615 Est. Cost $20.46 Unrealized —

— ARQULE INC 0.3%

Value ($000) $310 Shares 15,522 Est. Cost $19.97 Unrealized —

CHTR CHARTER COMMUNICATIONS INC N 0.3%

Value ($000) $309 Shares 638 Est. Cost $376.74 Unrealized +22.2%

KURA KURA ONCOLOGY INC 0.3%

Value ($000) $307 Shares 22,295 Est. Cost $17.68 Unrealized -16.2%

TDG TRANSDIGM GROUP INC 0.3%

Value ($000) $290 Shares 518 Est. Cost $309.64 Unrealized +39.3%

MA MASTERCARD INC 0.3%

Value ($000) $286 Shares 959 Est. Cost $243.00 Unrealized +12.2%

MELI MERCADOLIBRE INC 0.3%

Value ($000) $285 Shares 498 Est. Cost $422.02 Unrealized +31.1%

MCO MOODYS CORP 0.3%

Value ($000) $280 Shares 1,179 Est. Cost $180.78 Unrealized +16.8%

AMT AMERICAN TOWER CORP NEW 0.3%

Value ($000) $279 Shares 1,214 Est. Cost $149.03 Unrealized +23.4%

V VISA INC 0.3%

Value ($000) $276 Shares 1,470 Est. Cost $157.24 Unrealized +9.7%

GOOGL ALPHABET INC 0.3%

Value ($000) $269 Shares 201 Est. Cost $58.78 Unrealized +8.9%

— FAR PT ACQUISITION CORP 0.3%

Value ($000) $263 Shares 25,569 Est. Cost $9.66 Unrealized —

— WORLD WRESTLING ENTMT INC 0.3%

Value ($000) $261 Shares 4,023 Est. Cost $64.88 Unrealized —

CVNA CARVANA CO 0.2%

Value ($000) $255 Shares 2,770 Est. Cost $83.67 Unrealized 0.0%

C CITIGROUP INC 0.2%

Value ($000) $249 Shares 3,111 Est. Cost $54.15 Unrealized +9.4%

UAL UNITED AIRLINES HLDGS INC 0.2%

Value ($000) $244 Shares 2,772 Est. Cost $84.90 Unrealized +5.7%

UNP UNION PACIFIC CORP 0.2%

Value ($000) $234 Shares 1,293 Est. Cost $145.81 Unrealized +2.4%

GWRE GUIDEWIRE SOFTWARE INC 0.2%

Value ($000) $233 Shares 2,118 Est. Cost $111.86 Unrealized 0.0%

— RAYTHEON CO 0.2%

Value ($000) $230 Shares 1,045 Est. Cost $220.10 Unrealized —

LEN LENNAR CORP 0.2%

Value ($000) $230 Shares 4,118 Est. Cost $44.86 Unrealized +17.1%

WHR WHIRLPOOL CORP 0.2%

Value ($000) $223 Shares 1,509 Est. Cost $151.00 Unrealized 0.0%

GM GENERAL MTRS CO 0.2%

Value ($000) $204 Shares 5,563 Est. Cost $36.01 Unrealized -4.6%

— AT HOME GROUP INC 0.1%

Value ($000) $144 Shares 26,139 Est. Cost $5.51 Unrealized —

— GLYCOMIMETICS INC 0.1%

Value ($000) $136 Shares 25,748 Est. Cost $4.33 Unrealized —

GSM FERROGLOBE PLC 0.1%

Value ($000) $124 Shares 131,426 Est. Cost $2.22 Unrealized -67.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	MOLECULAR TEMPLATES INC	2,092,991	$29,270	28.2%	$8.09	—	COM	608550109
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$13,819	13.3%	$2.92	—	SHS USD	G85347105
—	SATSUMA PHARMACEUTICALS INC	659,252	$12,974	12.5%	$15.01	—	COM	80405P107
—	ALCENTRA CAP CORP	1,005,000	$9,095	8.8%	$7.78	—	COM	01374T102
—	SCYNEXIS INC	7,936,111	$7,222	7.0%	$1.12	—	COM	811292101
—	GARRISON CAP INC	1,223,096	$7,118	6.9%	$8.25	—	COM	366554103
—	KALA PHARMACEUTICALS INC	1,483,343	$5,474	5.3%	$5.38	—	COM	483119103
SPY	SPDR S&P 500 ETF TR	14,010	$4,509	4.3%	$249.89	—	TR UNIT	78462F103
—	SUNESIS PHARMACEUTICALS INC	8,134,926	$2,747	2.6%	$0.61	—	COM	867328700
—	MEI PHARMA INC	845,560	$2,097	2.0%	$3.94	—	COM NEW	55279B202
—	EIGER BIOPHARMACEUTICALS INC	62,096	$925	0.9%	$11.35	—	COM	28249U105
—	FS KKR CAPITAL CORP	111,653	$684	0.7%	$5.68	—	COM	302635107
—	CALUMET SPECIALTY PRODS PTNR	170,149	$621	0.6%	$3.65	—	UT LTD PARTNER	131476103
—	CTI BIOPHARMA CORP	325,610	$514	0.5%	$1.43	—	COM	12648L601
CDLX	CARDLYTICS INC	5,594	$352	0.3%	$48.90	0.0%	COM	14161W105
—	ASSEMBLY BIOSCIENCES INC	16,615	$340	0.3%	$20.46	—	COM	045396108
—	ARQULE INC	15,522	$310	0.3%	$19.97	—	COM	04269E107
CHTR	CHARTER COMMUNICATIONS INC N	638	$309	0.3%	$376.74	+22.2%	CL A	16119P108
KURA	KURA ONCOLOGY INC	22,295	$307	0.3%	$17.68	-16.2%	COM	50127T109
TDG	TRANSDIGM GROUP INC	518	$290	0.3%	$309.64	+39.3%	COM	893641100
MA	MASTERCARD INC	959	$286	0.3%	$243.00	+12.2%	CL A	57636Q104
MELI	MERCADOLIBRE INC	498	$285	0.3%	$422.02	+31.1%	COM	58733R102
MCO	MOODYS CORP	1,179	$280	0.3%	$180.78	+16.8%	COM	615369105
AMT	AMERICAN TOWER CORP NEW	1,214	$279	0.3%	$149.03	+23.4%	COM	03027X100
V	VISA INC	1,470	$276	0.3%	$157.24	+9.7%	COM CL A	92826C839
GOOGL	ALPHABET INC	201	$269	0.3%	$58.78	+8.9%	CAP STK CL A	02079K305
—	FAR PT ACQUISITION CORP	25,569	$263	0.3%	$9.66	—	COM CL A	30734W109
—	WORLD WRESTLING ENTMT INC	4,023	$261	0.3%	$64.88	—	CL A	98156Q108
CVNA	CARVANA CO	2,770	$255	0.2%	$83.67	0.0%	CL A	146869102
C	CITIGROUP INC	3,111	$249	0.2%	$54.15	+9.4%	COM NEW	172967424
UAL	UNITED AIRLINES HLDGS INC	2,772	$244	0.2%	$84.90	+5.7%	COM	910047109
UNP	UNION PACIFIC CORP	1,293	$234	0.2%	$145.81	+2.4%	COM	907818108
GWRE	GUIDEWIRE SOFTWARE INC	2,118	$233	0.2%	$111.86	0.0%	COM	40171V100
—	RAYTHEON CO	1,045	$230	0.2%	$220.10	—	COM NEW	755111507
LEN	LENNAR CORP	4,118	$230	0.2%	$44.86	+17.1%	CL A	526057104
WHR	WHIRLPOOL CORP	1,509	$223	0.2%	$151.00	0.0%	COM	963320106
GM	GENERAL MTRS CO	5,563	$204	0.2%	$36.01	-4.6%	COM	37045V100
—	AT HOME GROUP INC	26,139	$144	0.1%	$5.51	—	COM	04650Y100
—	GLYCOMIMETICS INC	25,748	$136	0.1%	$4.33	—	COM	38000Q102
GSM	FERROGLOBE PLC	131,426	$124	0.1%	$2.22	-67.3%	SHS	G33856108