CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value: $104M (100.0% shares, 0.0% debt)

Holdings (40)

— MOLECULAR TEMPLATES INC 28.2%

Value $29.27M Shares 2,092,991 Share Price $13.98 Est. Cost/Share $8.09 Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 13.3%

Value $13.82M Shares 6,612,065 Share Price $2.09 Est. Cost/Share $2.92 Unrealized @ Report Date —

— SATSUMA PHARMACEUTICALS INC 12.5%

Value $12.97M Shares 659,252 Share Price $19.68 Est. Cost/Share $15.01 Unrealized @ Report Date —

— ALCENTRA CAP CORP 8.8%

Value $9.095M Shares 1,005,000 Share Price $9.05 Est. Cost/Share $7.78 Unrealized @ Report Date —

— SCYNEXIS INC 7.0%

Value $7.222M Shares 7,936,111 Share Price $0.91 Est. Cost/Share $1.12 Unrealized @ Report Date —

— GARRISON CAP INC 6.9%

Value $7.118M Shares 1,223,096 Share Price $5.82 Est. Cost/Share $8.25 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 5.3%

Value $5.474M Shares 1,483,343 Share Price $3.69 Est. Cost/Share $5.38 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 4.3%

Value $4.509M Shares 14,010 Share Price $321.84 Est. Cost/Share $249.89 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 2.6%

Value $2.747M Shares 8,134,926 Share Price $0.34 Est. Cost/Share $0.61 Unrealized @ Report Date —

— MEI PHARMA INC 2.0%

Value $2.097M Shares 845,560 Share Price $2.48 Est. Cost/Share $3.94 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.9%

Value $925K Shares 62,096 Share Price $14.90 Est. Cost/Share $11.35 Unrealized @ Report Date —

— FS KKR CAPITAL CORP 0.7%

Value $684K Shares 111,653 Share Price $6.13 Est. Cost/Share $5.68 Unrealized @ Report Date —

— CALUMET SPECIALTY PRODS PTNR 0.6%

Value $621K Shares 170,149 Share Price $3.65 Est. Cost/Share $3.65 Unrealized @ Report Date —

— CTI BIOPHARMA CORP 0.5%

Value $514K Shares 325,610 Share Price $1.58 Est. Cost/Share $1.43 Unrealized @ Report Date —

CDLX CARDLYTICS INC 0.3%

Value $352K Shares 5,594 Share Price $62.92 * Est. Cost/Share $48.90 Unrealized @ Report Date 0.0%

— ASSEMBLY BIOSCIENCES INC 0.3%

Value $340K Shares 16,615 Share Price $20.46 Est. Cost/Share $20.46 Unrealized @ Report Date —

— ARQULE INC 0.3%

Value $310K Shares 15,522 Share Price $19.97 Est. Cost/Share $19.97 Unrealized @ Report Date —

CHTR CHARTER COMMUNICATIONS INC N 0.3%

Value $309K Shares 638 Share Price $484.33 * Est. Cost/Share $376.74 Unrealized @ Report Date +22.2%

KURA KURA ONCOLOGY INC 0.3%

Value $307K Shares 22,295 Share Price $13.77 * Est. Cost/Share $17.68 Unrealized @ Report Date -16.2%

TDG TRANSDIGM GROUP INC 0.3%

Value $290K Shares 518 Share Price $559.85 * Est. Cost/Share $309.64 Unrealized @ Report Date +39.3%

MA MASTERCARD INC 0.3%

Value $286K Shares 959 Share Price $298.23 * Est. Cost/Share $243.00 Unrealized @ Report Date +12.2%

MELI MERCADOLIBRE INC 0.3%

Value $285K Shares 498 Share Price $572.29 * Est. Cost/Share $422.02 Unrealized @ Report Date +31.1%

MCO MOODYS CORP 0.3%

Value $280K Shares 1,179 Share Price $237.49 * Est. Cost/Share $180.78 Unrealized @ Report Date +16.8%

AMT AMERICAN TOWER CORP NEW 0.3%

Value $279K Shares 1,214 Share Price $229.82 * Est. Cost/Share $149.03 Unrealized @ Report Date +23.4%

V VISA INC 0.3%

Value $276K Shares 1,470 Share Price $187.76 * Est. Cost/Share $157.24 Unrealized @ Report Date +9.7%

GOOGL ALPHABET INC 0.3%

Value $269K Shares 201 Share Price $1338.31 * Est. Cost/Share $58.78 Unrealized @ Report Date +8.9%

— FAR PT ACQUISITION CORP 0.3%

Value $263K Shares 25,569 Share Price $10.29 Est. Cost/Share $9.66 Unrealized @ Report Date —

— WORLD WRESTLING ENTMT INC 0.3%

Value $261K Shares 4,023 Share Price $64.88 Est. Cost/Share $64.88 Unrealized @ Report Date —

CVNA CARVANA CO 0.2%

Value $255K Shares 2,770 Share Price $92.06 * Est. Cost/Share $83.67 Unrealized @ Report Date 0.0%

C CITIGROUP INC 0.2%

Value $249K Shares 3,111 Share Price $80.04 * Est. Cost/Share $54.15 Unrealized @ Report Date +9.4%

UAL UNITED AIRLINES HLDGS INC 0.2%

Value $244K Shares 2,772 Share Price $88.02 Est. Cost/Share $84.90 Unrealized @ Report Date +5.7%

UNP UNION PACIFIC CORP 0.2%

Value $234K Shares 1,293 Share Price $180.97 * Est. Cost/Share $145.81 Unrealized @ Report Date +2.4%

GWRE GUIDEWIRE SOFTWARE INC 0.2%

Value $233K Shares 2,118 Share Price $110.01 Est. Cost/Share $111.86 Unrealized @ Report Date 0.0%

— RAYTHEON CO 0.2%

Value $230K Shares 1,045 Share Price $220.10 Est. Cost/Share $220.10 Unrealized @ Report Date —

LEN LENNAR CORP 0.2%

Value $230K Shares 4,118 Share Price $55.85 * Est. Cost/Share $44.86 Unrealized @ Report Date +17.1%

WHR WHIRLPOOL CORP 0.2%

Value $223K Shares 1,509 Share Price $147.78 * Est. Cost/Share $151.00 Unrealized @ Report Date 0.0%

GM GENERAL MTRS CO 0.2%

Value $204K Shares 5,563 Share Price $36.67 * Est. Cost/Share $36.01 Unrealized @ Report Date -4.6%

— AT HOME GROUP INC 0.1%

Value $144K Shares 26,139 Share Price $5.51 Est. Cost/Share $5.51 Unrealized @ Report Date —

— GLYCOMIMETICS INC 0.1%

Value $136K Shares 25,748 Share Price $5.28 Est. Cost/Share $4.33 Unrealized @ Report Date —

GSM FERROGLOBE PLC 0.1%

Value $124K Shares 131,426 Share Price $0.94 * Est. Cost/Share $2.22 Unrealized @ Report Date -67.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	MOLECULAR TEMPLATES INC	2,092,991	$29.27M	28.2%	$13.98	$8.09	—	COM	608550109
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$13.82M	13.3%	$2.09	$2.92	—	SHS USD	G85347105
—	SATSUMA PHARMACEUTICALS INC	659,252	$12.97M	12.5%	$19.68	$15.01	—	COM	80405P107
—	ALCENTRA CAP CORP	1,005,000	$9.095M	8.8%	$9.05	$7.78	—	COM	01374T102
—	SCYNEXIS INC	7,936,111	$7.222M	7.0%	$0.91	$1.12	—	COM	811292101
—	GARRISON CAP INC	1,223,096	$7.118M	6.9%	$5.82	$8.25	—	COM	366554103
—	KALA PHARMACEUTICALS INC	1,483,343	$5.474M	5.3%	$3.69	$5.38	—	COM	483119103
SPY	SPDR S&P 500 ETF TR	14,010	$4.509M	4.3%	$321.84	$249.89	—	TR UNIT	78462F103
—	SUNESIS PHARMACEUTICALS INC	8,134,926	$2.747M	2.6%	$0.34	$0.61	—	COM	867328700
—	MEI PHARMA INC	845,560	$2.097M	2.0%	$2.48	$3.94	—	COM NEW	55279B202
—	EIGER BIOPHARMACEUTICALS INC	62,096	$925K	0.9%	$14.90	$11.35	—	COM	28249U105
—	FS KKR CAPITAL CORP	111,653	$684K	0.7%	$6.13	$5.68	—	COM	302635107
—	CALUMET SPECIALTY PRODS PTNR	170,149	$621K	0.6%	$3.65	$3.65	—	UT LTD PARTNER	131476103
—	CTI BIOPHARMA CORP	325,610	$514K	0.5%	$1.58	$1.43	—	COM	12648L601
CDLX	CARDLYTICS INC	5,594	$352K	0.3%	$62.92 *	$48.90	0.0%	COM	14161W105
—	ASSEMBLY BIOSCIENCES INC	16,615	$340K	0.3%	$20.46	$20.46	—	COM	045396108
—	ARQULE INC	15,522	$310K	0.3%	$19.97	$19.97	—	COM	04269E107
CHTR	CHARTER COMMUNICATIONS INC N	638	$309K	0.3%	$484.33 *	$376.74	+22.2%	CL A	16119P108
KURA	KURA ONCOLOGY INC	22,295	$307K	0.3%	$13.77 *	$17.68	-16.2%	COM	50127T109
TDG	TRANSDIGM GROUP INC	518	$290K	0.3%	$559.85 *	$309.64	+39.3%	COM	893641100
MA	MASTERCARD INC	959	$286K	0.3%	$298.23 *	$243.00	+12.2%	CL A	57636Q104
MELI	MERCADOLIBRE INC	498	$285K	0.3%	$572.29 *	$422.02	+31.1%	COM	58733R102
MCO	MOODYS CORP	1,179	$280K	0.3%	$237.49 *	$180.78	+16.8%	COM	615369105
AMT	AMERICAN TOWER CORP NEW	1,214	$279K	0.3%	$229.82 *	$149.03	+23.4%	COM	03027X100
V	VISA INC	1,470	$276K	0.3%	$187.76 *	$157.24	+9.7%	COM CL A	92826C839
GOOGL	ALPHABET INC	201	$269K	0.3%	$1338.31 *	$58.78	+8.9%	CAP STK CL A	02079K305
—	FAR PT ACQUISITION CORP	25,569	$263K	0.3%	$10.29	$9.66	—	COM CL A	30734W109
—	WORLD WRESTLING ENTMT INC	4,023	$261K	0.3%	$64.88	$64.88	—	CL A	98156Q108
CVNA	CARVANA CO	2,770	$255K	0.2%	$92.06 *	$83.67	0.0%	CL A	146869102
C	CITIGROUP INC	3,111	$249K	0.2%	$80.04 *	$54.15	+9.4%	COM NEW	172967424
UAL	UNITED AIRLINES HLDGS INC	2,772	$244K	0.2%	$88.02	$84.90	+5.7%	COM	910047109
UNP	UNION PACIFIC CORP	1,293	$234K	0.2%	$180.97 *	$145.81	+2.4%	COM	907818108
GWRE	GUIDEWIRE SOFTWARE INC	2,118	$233K	0.2%	$110.01	$111.86	0.0%	COM	40171V100
—	RAYTHEON CO	1,045	$230K	0.2%	$220.10	$220.10	—	COM NEW	755111507
LEN	LENNAR CORP	4,118	$230K	0.2%	$55.85 *	$44.86	+17.1%	CL A	526057104
WHR	WHIRLPOOL CORP	1,509	$223K	0.2%	$147.78 *	$151.00	0.0%	COM	963320106
GM	GENERAL MTRS CO	5,563	$204K	0.2%	$36.67 *	$36.01	-4.6%	COM	37045V100
—	AT HOME GROUP INC	26,139	$144K	0.1%	$5.51	$5.51	—	COM	04650Y100
—	GLYCOMIMETICS INC	25,748	$136K	0.1%	$5.28	$4.33	—	COM	38000Q102
GSM	FERROGLOBE PLC	131,426	$124K	0.1%	$0.94 *	$2.22	-67.3%	SHS	G33856108