HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 13, 2020

Total Value: $87.81M (100.0% shares, 0.0% debt)

Holdings (22)

IIIV I3 VERTICALS INC 24.1%

Value $21.16M Shares 699,672 Est. Cost $20.92 Unrealized +21.4%

— ENZO BIOCHEM INC 14.3%

Value $12.59M Shares 5,620,681 Est. Cost $3.06 Unrealized —

— QUMU CORP 5.6%

Value $4.909M Shares 1,367,522 Est. Cost $1.95 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 5.1%

Value $4.444M Shares 3,341,637 Est. Cost $1.07 Unrealized —

ALCO ALICO INC 4.8%

Value $4.179M Shares 134,104 Est. Cost $29.41 Unrealized -11.0%

— GLOBAL INDTY LTD CAYMAN 4.7%

Value $4.136M Shares 172,766 Est. Cost $24.62 Unrealized —

MCHX MARCHEX INC 4.6%

Value $4.017M Shares 2,542,311 Est. Cost $2.95 Unrealized -48.7%

SITE SITEONE LANDSCAPE SUPPLY INC 4.5%

Value $3.989M Shares 35,000 Est. Cost — Unrealized —

ASYS AMTECH SYS INC 4.5%

Value $3.986M Shares 818,501 Est. Cost $5.74 Unrealized -13.8%

FOXF FOX FACTORY HLDG CORP 4.2%

Value $3.717M Shares 45,000 Est. Cost — Unrealized —

— PERCEPTRON INC 3.7%

Value $3.267M Shares 987,091 Est. Cost $6.34 Unrealized —

BC BRUNSWICK CORP 3.6%

Value $3.201M Shares 50,000 Est. Cost — Unrealized —

— AVID TECHNOLOGY INC 3.4%

Value $2.977M Shares 409,428 Est. Cost $6.73 Unrealized —

LFCR LANDEC CORP 2.8%

Value $2.465M Shares 309,612 Est. Cost $10.79 Unrealized -4.4%

BKLN INVESCO EXCHANGE-TRADED FD T 2.6%

Value $2.316M Shares 108,500 Est. Cost — Unrealized —

TACT TRANSACT TECHNOLOGIES INC 2.4%

Value $2.083M Shares 454,698 Est. Cost $10.88 Unrealized -61.4%

MZTI LANCASTER COLONY CORP 2.2%

Value $1.937M Shares 12,500 Est. Cost — Unrealized —

HYG ISHARES TR 0.9%

Value $775K Shares 9,500 Est. Cost $77.05 Unrealized —

HUM HUMANA INC 0.6%

Value $508K Shares 1,310 Est. Cost $355.71 Unrealized 0.0%

CI CIGNA CORP NEW 0.5%

Value $468K Shares 2,495 Est. Cost $173.56 Unrealized 0.0%

CNC CENTENE CORP DEL 0.5%

Value $427K Shares 6,715 Est. Cost $65.11 Unrealized 0.0%

— HC2 HLDGS INC 0.3%

Value $251K Shares 75,000 Est. Cost $3.35 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
IIIV	I3 VERTICALS INC	699,672	$21.16M	24.1%	$20.92	+21.4%	COM CL A	46571Y107
—	ENZO BIOCHEM INC	5,620,681	$12.59M	14.3%	$3.06	—	COM	294100102
—	QUMU CORP	1,367,522	$4.909M	5.6%	$1.95	—	COM	749063103
—	STREAMLINE HEALTH SOLUTIONS	3,341,637	$4.444M	5.1%	$1.07	—	COM	86323X106
ALCO	ALICO INC	134,104	$4.179M	4.8%	$29.41	-11.0%	COM	016230104
—	GLOBAL INDTY LTD CAYMAN	172,766	$4.136M	4.7%	$24.62	—	USD CL A SHS	G3933F105
MCHX	MARCHEX INC	2,542,311	$4.017M	4.6%	$2.95	-48.7%	CL B	56624R108
SITE	SITEONE LANDSCAPE SUPPLY INC	35,000	$3.989M	4.5%	—	—	Put	82982L103
ASYS	AMTECH SYS INC	818,501	$3.986M	4.5%	$5.74	-13.8%	COM PAR $0.01N	032332504
FOXF	FOX FACTORY HLDG CORP	45,000	$3.717M	4.2%	—	—	Put	35138V102
—	PERCEPTRON INC	987,091	$3.267M	3.7%	$6.34	—	COM	71361F100
BC	BRUNSWICK CORP	50,000	$3.201M	3.6%	—	—	Put	117043109
—	AVID TECHNOLOGY INC	409,428	$2.977M	3.4%	$6.73	—	COM	05367P100
LFCR	LANDEC CORP	309,612	$2.465M	2.8%	$10.79	-4.4%	COM	514766104
BKLN	INVESCO EXCHANGE-TRADED FD T	108,500	$2.316M	2.6%	—	—	Call	46138G508
TACT	TRANSACT TECHNOLOGIES INC	454,698	$2.083M	2.4%	$10.88	-61.4%	COM	892918103
MZTI	LANCASTER COLONY CORP	12,500	$1.937M	2.2%	—	—	Put	513847103
HYG	ISHARES TR	9,500	$775K	0.9%	$77.05	—	Call	464288513
HUM	HUMANA INC	1,310	$508K	0.6%	$355.71	0.0%	COM	444859102
CI	CIGNA CORP NEW	2,495	$468K	0.5%	$173.56	0.0%	COM	125523100
CNC	CENTENE CORP DEL	6,715	$427K	0.5%	$65.11	0.0%	COM	15135B101
—	HC2 HLDGS INC	75,000	$251K	0.3%	$3.35	—	COM	404139107