HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 14, 2020

Total Value: $59.81M (100.0% shares, 0.0% debt)

Holdings (15)

— ENZO BIOCHEM INC 23.8%

Value $14.22M Shares 5,620,681 Share Price $2.53 Est. Cost/Share $3.06 Unrealized @ Report Date —

IIIV I3 VERTICALS INC 22.3%

Value $13.36M Shares 699,672 Share Price $19.09 * Est. Cost/Share $20.92 Unrealized @ Report Date +34.5%

ALCO ALICO INC 6.7%

Value $3.985M Shares 128,371 Share Price $31.04 * Est. Cost/Share $29.56 Unrealized @ Report Date +0.5%

MCHX MARCHEX INC 6.1%

Value $3.662M Shares 2,525,811 Share Price $1.45 * Est. Cost/Share $2.95 Unrealized @ Report Date -2.5%

ASYS AMTECH SYS INC 6.0%

Value $3.605M Shares 828,740 Share Price $4.35 * Est. Cost/Share $5.74 Unrealized @ Report Date -1.9%

LFCR LANDEC CORP 5.6%

Value $3.362M Shares 386,835 Share Price $8.69 * Est. Cost/Share $10.79 Unrealized @ Report Date -3.5%

— AVID TECHNOLOGY INC 4.8%

Value $2.869M Shares 426,325 Share Price $6.73 Est. Cost/Share $6.73 Unrealized @ Report Date —

— PERCEPTRON INC 4.8%

Value $2.843M Shares 987,091 Share Price $2.88 Est. Cost/Share $6.34 Unrealized @ Report Date —

— STREAMLINE HEALTH SOLUTIONS 4.7%

Value $2.84M Shares 3,341,637 Share Price $0.85 Est. Cost/Share $1.07 Unrealized @ Report Date —

— QUMU CORP 3.8%

Value $2.27M Shares 1,367,522 Share Price $1.66 Est. Cost/Share $1.95 Unrealized @ Report Date —

— GLOBAL INDTY LTD CAYMAN 3.2%

Value $1.935M Shares 75,896 Share Price $25.50 Est. Cost/Share $25.50 Unrealized @ Report Date —

DRTTF DIRTT ENVIRONMENTAL SOLUTION 3.0%

Value $1.818M Shares 1,801,109 Share Price $1.01 * Est. Cost/Share $3.26 Unrealized @ Report Date -29.8%

TACT TRANSACT TECHNOLOGIES INC 2.2%

Value $1.336M Shares 429,535 Share Price $3.11 * Est. Cost/Share $11.27 Unrealized @ Report Date -18.8%

HYG ISHARES TR 1.7%

Value $994K Shares 12,900 Share Price $77.05 Est. Cost/Share $77.05 Unrealized @ Report Date —

BKLN INVESCO EXCHANGE-TRADED FD T 1.2%

Value $716K Shares 35,000 Share Price $20.46 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ENZO BIOCHEM INC	5,620,681	$14.22M	23.8%	$2.53	$3.06	—	COM	294100102
IIIV	I3 VERTICALS INC	699,672	$13.36M	22.3%	$19.09 *	$20.92	+34.5%	COM CL A	46571Y107
ALCO	ALICO INC	128,371	$3.985M	6.7%	$31.04 *	$29.56	+0.5%	COM	016230104
MCHX	MARCHEX INC	2,525,811	$3.662M	6.1%	$1.45 *	$2.95	-2.5%	CL B	56624R108
ASYS	AMTECH SYS INC	828,740	$3.605M	6.0%	$4.35 *	$5.74	-1.9%	COM PAR $0.01N	032332504
LFCR	LANDEC CORP	386,835	$3.362M	5.6%	$8.69 *	$10.79	-3.5%	COM	514766104
—	AVID TECHNOLOGY INC	426,325	$2.869M	4.8%	$6.73	$6.73	—	COM	05367P100
—	PERCEPTRON INC	987,091	$2.843M	4.8%	$2.88	$6.34	—	COM	71361F100
—	STREAMLINE HEALTH SOLUTIONS	3,341,637	$2.84M	4.7%	$0.85	$1.07	—	COM	86323X106
—	QUMU CORP	1,367,522	$2.27M	3.8%	$1.66	$1.95	—	COM	749063103
—	GLOBAL INDTY LTD CAYMAN	75,896	$1.935M	3.2%	$25.50	$25.50	—	USD CL A SHS	G3933F105
DRTTF	DIRTT ENVIRONMENTAL SOLUTION	1,801,109	$1.818M	3.0%	$1.01 *	$3.26	-29.8%	COM	25490H106
TACT	TRANSACT TECHNOLOGIES INC	429,535	$1.336M	2.2%	$3.11 *	$11.27	-18.8%	COM	892918103
HYG	ISHARES TR	12,900	$994K	1.7%	$77.05	$77.05	—	IBOXX HI YD ETF	464288513
BKLN	INVESCO EXCHANGE-TRADED FD T	35,000	$716K	1.2%	$20.46	—	—	Put	46138G508