HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 14, 2020

Total Value ($000): $59,812 (100.0% shares, 0.0% debt)

Holdings (15)

— ENZO BIOCHEM INC 23.8%

Value ($000) $14,220 Shares 5,620,681 Est. Cost $3.06 Unrealized —

IIIV I3 VERTICALS INC 22.3%

Value ($000) $13,357 Shares 699,672 Est. Cost $20.92 Unrealized +34.5%

ALCO ALICO INC 6.7%

Value ($000) $3,985 Shares 128,371 Est. Cost $29.56 Unrealized +0.5%

MCHX MARCHEX INC 6.1%

Value ($000) $3,662 Shares 2,525,811 Est. Cost $2.95 Unrealized -2.5%

ASYS AMTECH SYS INC 6.0%

Value ($000) $3,605 Shares 828,740 Est. Cost $5.74 Unrealized -1.9%

LFCR LANDEC CORP 5.6%

Value ($000) $3,362 Shares 386,835 Est. Cost $10.79 Unrealized -3.5%

— AVID TECHNOLOGY INC 4.8%

Value ($000) $2,869 Shares 426,325 Est. Cost $6.73 Unrealized —

— PERCEPTRON INC 4.8%

Value ($000) $2,843 Shares 987,091 Est. Cost $6.34 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 4.7%

Value ($000) $2,840 Shares 3,341,637 Est. Cost $1.07 Unrealized —

— QUMU CORP 3.8%

Value ($000) $2,270 Shares 1,367,522 Est. Cost $1.95 Unrealized —

— GLOBAL INDTY LTD CAYMAN 3.2%

Value ($000) $1,935 Shares 75,896 Est. Cost $25.50 Unrealized —

DRTTF DIRTT ENVIRONMENTAL SOLUTION 3.0%

Value ($000) $1,818 Shares 1,801,109 Est. Cost $3.26 Unrealized -29.8%

TACT TRANSACT TECHNOLOGIES INC 2.2%

Value ($000) $1,336 Shares 429,535 Est. Cost $11.27 Unrealized -18.8%

HYG ISHARES TR 1.7%

Value ($000) $994 Shares 12,900 Est. Cost $77.05 Unrealized —

BKLN INVESCO EXCHANGE-TRADED FD T 1.2%

Value ($000) $716 Shares 35,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ENZO BIOCHEM INC	5,620,681	$14,220	23.8%	$3.06	—	COM	294100102
IIIV	I3 VERTICALS INC	699,672	$13,357	22.3%	$20.92	+34.5%	COM CL A	46571Y107
ALCO	ALICO INC	128,371	$3,985	6.7%	$29.56	+0.5%	COM	016230104
MCHX	MARCHEX INC	2,525,811	$3,662	6.1%	$2.95	-2.5%	CL B	56624R108
ASYS	AMTECH SYS INC	828,740	$3,605	6.0%	$5.74	-1.9%	COM PAR $0.01N	032332504
LFCR	LANDEC CORP	386,835	$3,362	5.6%	$10.79	-3.5%	COM	514766104
—	AVID TECHNOLOGY INC	426,325	$2,869	4.8%	$6.73	—	COM	05367P100
—	PERCEPTRON INC	987,091	$2,843	4.8%	$6.34	—	COM	71361F100
—	STREAMLINE HEALTH SOLUTIONS	3,341,637	$2,840	4.7%	$1.07	—	COM	86323X106
—	QUMU CORP	1,367,522	$2,270	3.8%	$1.95	—	COM	749063103
—	GLOBAL INDTY LTD CAYMAN	75,896	$1,935	3.2%	$25.50	—	USD CL A SHS	G3933F105
DRTTF	DIRTT ENVIRONMENTAL SOLUTION	1,801,109	$1,818	3.0%	$3.26	-29.8%	COM	25490H106
TACT	TRANSACT TECHNOLOGIES INC	429,535	$1,336	2.2%	$11.27	-18.8%	COM	892918103
HYG	ISHARES TR	12,900	$994	1.7%	$77.05	—	IBOXX HI YD ETF	464288513
BKLN	INVESCO EXCHANGE-TRADED FD T	35,000	$716	1.2%	—	—	Put	46138G508