Location: Princeton, NJ
CIK: 0001388551 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $123M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CRDF | CARDIFF ONCOLOGY INC | 2,522,083 | $16.8M | 13.6% | $6.66 * | $5.04 | +24.6% | COM | 14147L108 |
| — | STRONGBRIDGE BIOPHARMA PLC | 8,024,542 | $16.37M | 13.3% | $2.04 | $2.77 | — | SHS USD | G85347105 |
| — | MOLECULAR TEMPLATES INC | 2,137,991 | $14.35M | 11.6% | $6.71 | $8.09 | — | COM | 608550109 |
| — | SIERRA ONCOLOGY INC | 442,754 | $9.705M | 7.9% | $21.92 | $9.82 | — | COM NEW | 82640U404 |
| SVRA | SAVARA INC | 6,896,551 | $9.517M | 7.7% | $1.38 | $1.66 | -18.9% | COM | 805111101 |
| SCYX | SCYNEXIS INC | 1,564,400 | $8.291M | 6.7% | $5.30 * | $6.13 | +6.8% | COM NEW | 811292200 |
| GLD | SPDR GOLD TR | 40,820 | $6.703M | 5.4% | $164.21 | $173.82 | — | GOLD SHS | 78463V107 |
| — | KALA PHARMACEUTICALS INC | 1,727,751 | $4.527M | 3.7% | $2.62 | $6.28 | — | COM | 483119103 |
| RZLT | REZOLUTE INC | 424,243 | $3.173M | 2.6% | $7.48 * | $19.25 | -47.8% | COM NEW | 76200L309 |
| — | CTI BIOPHARMA CORP | 1,000,000 | $2.95M | 2.4% | $2.95 | $2.01 | — | COM | 12648L601 |
| — | ADDEX THERAPEUTICS LTD | 265,940 | $2.396M | 1.9% | $9.01 | $12.96 | — | SPONSORED ADS | 00654J107 |
| — | LUX HEALTH TECH ACQUISITION | 200,000 | $1.962M | 1.6% | $9.81 | $10.27 | — | COM CL A | 55068A100 |
| SPY | SPDR S&P 500 ETF TR | 3,480 | $1.493M | 1.2% | $429.02 | $429.02 | — | TR UNIT | 78462F103 |
| EFA | ISHARES TR | 19,000 | $1.482M | 1.2% | $78.00 | $78.00 | — | MSCI EAFE ETF | 464287465 |
| — | ARES ACQUISITION CORPORATION | 139,680 | $1.383M | 1.1% | $9.90 | $10.00 | — | UNIT 99/99/9999 | G33032114 |
| INTU | INTUIT | 1,884 | $1.016M | 0.8% | $539.28 * | $381.51 | +37.5% | COM | 461202103 |
| GOOG | ALPHABET INC | 372 | $992K | 0.8% | $2666.67 * | $101.35 | +35.0% | CAP STK CL C | 02079K107 |
| — | EIGER BIOPHARMACEUTICALS INC | 140,622 | $939K | 0.8% | $6.68 | $9.18 | — | COM | 28249U105 |
| SPGI | S&P GLOBAL INC | 2,072 | $880K | 0.7% | $424.71 | $342.24 | +22.1% | COM | 78409V104 |
| CVNA | CARVANA CO | 2,886 | $870K | 0.7% | $301.46 * | $254.56 | +30.6% | CL A | 146869102 |
| META | FACEBOOK INC | 2,565 | $870K | 0.7% | $339.18 * | $290.78 | +23.0% | CL A | 30303M102 |
| MSFT | MICROSOFT CORP | 3,057 | $862K | 0.7% | $281.98 | $225.94 | +24.3% | COM | 594918104 |
| MCO | MOODYS CORP | 2,380 | $845K | 0.7% | $355.04 * | $290.83 | +24.9% | COM | 615369105 |
| NFLX | NETFLIX INC | 1,357 | $828K | 0.7% | $610.17 * | $51.45 | +7.0% | COM | 64110L106 |
| CRM | SALESFORCE COM INC | 2,986 | $810K | 0.7% | $271.27 * | $230.55 | +8.8% | COM | 79466L302 |
| PYPL | PAYPAL HLDGS INC | 3,058 | $796K | 0.6% | $260.30 * | $238.15 | +18.9% | COM | 70450Y103 |
| V | VISA INC | 3,513 | $783K | 0.6% | $222.89 | $208.66 | +8.8% | COM CL A | 92826C839 |
| TDG | TRANSDIGM GROUP INC | 1,238 | $773K | 0.6% | $624.39 * | $490.88 | +5.8% | COM | 893641100 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,061 | $772K | 0.6% | $727.62 * | $649.86 | +16.8% | CL A | 16119P108 |
| AMT | AMERICAN TOWER CORP NEW | 2,894 | $768K | 0.6% | $265.38 * | $207.41 | +19.9% | COM | 03027X100 |
| MA | MASTERCARD INCORPORATED | 2,184 | $759K | 0.6% | $347.53 * | $343.34 | +3.3% | CL A | 57636Q104 |
| DIS | DISNEY WALT CO | 4,397 | $744K | 0.6% | $169.21 * | $161.31 | +8.0% | COM | 254687106 |
| WHR | WHIRLPOOL CORP | 3,488 | $711K | 0.6% | $203.84 * | $210.61 | +4.1% | COM | 963320106 |
| MDLZ | MONDELEZ INTL INC | 12,038 | $700K | 0.6% | $58.15 * | $51.98 | +6.6% | CL A | 609207105 |
| — | FRAZIER LIFESCIENCES ACQU CO | 64,000 | $629K | 0.5% | $9.83 | $9.95 | — | CL A SHS | G3710A105 |
| — | SCIENCE STRATEGIC ACQ ALPHA | 62,000 | $618K | 0.5% | $9.97 | $9.94 | — | UNIT 01/20/2026 | 808641203 |
| — | BRIDGETOWN HOLDINGS LTD | 62,688 | $615K | 0.5% | $9.81 | $15.48 | — | COM CL A | G1355U113 |
| — | HUMANCO ACQUISITION CORP | 57,724 | $592K | 0.5% | $10.26 | $11.02 | — | UNIT 12/08/2023 | 44487N208 |
| FICO | FAIR ISAAC CORP | 1,485 | $591K | 0.5% | $397.98 * | $484.61 | -1.9% | COM | 303250104 |
| CDLX | CARDLYTICS INC | 6,801 | $571K | 0.5% | $83.96 * | $112.85 | -10.1% | COM | 14161W105 |
| — | GIGCAPITAL4 INC | 45,000 | $459K | 0.4% | $10.20 | $9.87 | — | UNIT 99/99/9999 | 37518G200 |
| SWBK/U | SWITCHBACK II CORPORATION | 39,000 | $398K | 0.3% | $10.21 | $10.18 | — | UNIT 99/99/9999 | G8633T123 |
| — | ELEVATION ONCOLOGY INC | 48,183 | $375K | 0.3% | $7.78 | $12.53 | — | COM | 28623U101 |
| — | BOA ACQUISITION CORP | 34,070 | $337K | 0.3% | $9.89 | $9.92 | — | UNIT 99/99/9999 | 05601A208 |
| — | SVF INVESTMENT CORP | 27,900 | $272K | 0.2% | $9.75 | $10.22 | — | CL A SHS | G8601L102 |
| — | PRIMAVERA CAPITAL ACQUIST CO | 24,000 | $234K | 0.2% | $9.75 | $9.79 | — | SHS CL A | G7255E109 |
| — | SCION TECH GROWTH I | 22,410 | $223K | 0.2% | $9.95 | $10.32 | — | UNIT 12/17/2025 | G31067120 |
| — | PIVOTAL INVESTMENT CORP III | 16,800 | $166K | 0.1% | $9.88 | $10.00 | — | UNIT 01/28/2028 | 72582M205 |
| MLTX | HELIX ACQUISITION CORP | 16,009 | $158K | 0.1% | $9.87 | $11.37 | — | COM CL A | G4444C102 |
| — | RMG ACQUISITION CORP III | 11,000 | $109K | 0.1% | $9.91 | $9.91 | — | UNIT 02/08/2026 | G76088114 |
| CZOWF | CAZOO GROUP LTD | 62,500 | $94,000 | 0.1% | $1.50 | $1.50 | — | *W EXP 08/26/202 | G2007L113 |
| — | LUX HEALTH TECH ACQUISITION | 66,666 | $77,000 | 0.1% | $1.16 | $1.49 | — | *W EXP 11/30/202 | 55068A118 |
| — | BRIDGETOWN HOLDINGS LTD | 39,773 | $41,000 | 0.0% | $1.03 | $4.40 | — | *W EXP 09/30/202 | G1355U121 |
| — | FRAZIER LIFESCIENCES ACQU CO | 21,333 | $14,000 | 0.0% | $0.66 | $0.89 | — | *W EXP 11/30/202 | G3710A113 |
| — | PRIMAVERA CAPITAL ACQUIST CO | 12,000 | $10,000 | 0.0% | $0.83 | $0.83 | — | *W EXP 01/19/202 | G7255E117 |