CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 15, 2023

Total Value ($000): $39,591 (100.0% shares, 0.0% debt)

Holdings (15)

SVRA SAVARA INC 34.0%

Value ($000) $13,448 Shares 6,896,551 Est. Cost $1.66 Unrealized +35.4%

XERS XERIS BIOPHARMA HOLDINGS INC 24.9%

Value ($000) $9,844 Shares 6,039,028 Est. Cost $2.16 Unrealized -42.0%

SPY SPDR S&P 500 ETF TR 16.5%

Value ($000) $6,529 Shares 15,947 Est. Cost $451.81 Unrealized —

RZLT REZOLUTE INC 6.8%

Value ($000) $2,694 Shares 1,403,157 Est. Cost $9.52 Unrealized -76.3%

XOP SPDR SER TR 5.6%

Value ($000) $2,233 Shares 17,500 Est. Cost $124.74 Unrealized —

— VECTIVBIO HLDG AG 3.4%

Value ($000) $1,346 Shares 156,651 Est. Cost $5.72 Unrealized —

AMLP ALPS ETF TR 2.9%

Value ($000) $1,140 Shares 29,500 Est. Cost $36.58 Unrealized —

— MOLECULAR TEMPLATES INC 2.0%

Value ($000) $780 Shares 2,052,991 Est. Cost $8.09 Unrealized —

CMPX COMPASS THERAPEUTICS INC 1.7%

Value ($000) $675 Shares 211,740 Est. Cost $3.99 Unrealized -1.6%

— ALLAKOS INC 1.0%

Value ($000) $385 Shares 86,533 Est. Cost $5.29 Unrealized —

CABA CABALETTA BIO INC 0.8%

Value ($000) $336 Shares 40,581 Est. Cost $3.64 Unrealized +157.1%

— ELEVATION ONCOLOGY INC 0.3%

Value ($000) $130 Shares 68,324 Est. Cost $9.95 Unrealized —

NAMSW NEWAMSTERDAM PHARMA COMPANY 0.1%

Value ($000) $41 Shares 21,333 Est. Cost $0.83 Unrealized —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value ($000) $7 Shares 39,773 Est. Cost $4.40 Unrealized —

LANV/WS LANVIN GROUP HOLDINGS LIMITE 0.0%

Value ($000) $5 Shares 12,000 Est. Cost $0.31 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SVRA	SAVARA INC	6,896,551	$13,448	34.0%	$1.66	+35.4%	COM	805111101
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$9,844	24.9%	$2.16	-42.0%	COM	98422E103
SPY	SPDR S&P 500 ETF TR	15,947	$6,529	16.5%	$451.81	—	TR UNIT	78462F103
RZLT	REZOLUTE INC	1,403,157	$2,694	6.8%	$9.52	-76.3%	COM NEW	76200L309
XOP	SPDR SER TR	17,500	$2,233	5.6%	$124.74	—	S&P OILGAS EXP	78468R556
—	VECTIVBIO HLDG AG	156,651	$1,346	3.4%	$5.72	—	ORD SHS	H9060V101
AMLP	ALPS ETF TR	29,500	$1,140	2.9%	$36.58	—	ALERIAN MLP	00162Q452
—	MOLECULAR TEMPLATES INC	2,052,991	$780	2.0%	$8.09	—	COM	608550109
CMPX	COMPASS THERAPEUTICS INC	211,740	$675	1.7%	$3.99	-1.6%	COM	20454B104
—	ALLAKOS INC	86,533	$385	1.0%	$5.29	—	COM	01671P100
CABA	CABALETTA BIO INC	40,581	$336	0.8%	$3.64	+157.1%	COM	12674W109
—	ELEVATION ONCOLOGY INC	68,324	$130	0.3%	$9.95	—	COM	28623U101
NAMSW	NEWAMSTERDAM PHARMA COMPANY	21,333	$41	0.1%	$0.83	—	*W EXP 11/22/202	N62509117
—	BRIDGETOWN HOLDINGS LTD	39,773	$7	0.0%	$4.40	—	*W EXP 09/30/202	G1355U121
LANV/WS	LANVIN GROUP HOLDINGS LIMITE	12,000	$5	0.0%	$0.31	—	*W EXP 01/14/202	G5380J118