CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value ($000): $39,150 (100.0% shares, 0.0% debt)

Holdings (17)

SVRA SAVARA INC 27.3%

Value ($000) $10,690 Shares 6,896,551 Est. Cost $1.66 Unrealized -17.6%

XERS XERIS BIOPHARMA HOLDINGS INC 20.5%

Value ($000) $8,032 Shares 6,039,028 Est. Cost $2.16 Unrealized -34.6%

SPY SPDR S&P 500 ETF TR 15.6%

Value ($000) $6,099 Shares 15,947 Est. Cost $451.81 Unrealized —

RZLT REZOLUTE INC 7.4%

Value ($000) $2,905 Shares 1,403,157 Est. Cost $9.52 Unrealized -80.3%

SCYX SCYNEXIS INC 6.9%

Value ($000) $2,689 Shares 1,723,947 Est. Cost $6.13 Unrealized -63.9%

XOP SPDR SER TR 6.1%

Value ($000) $2,378 Shares 17,500 Est. Cost $124.74 Unrealized —

— VECTIVBIO HLDG AG 3.4%

Value ($000) $1,346 Shares 156,222 Est. Cost $5.72 Unrealized —

ACLX ARCELLX INC 2.9%

Value ($000) $1,125 Shares 36,302 Est. Cost $16.24 Unrealized +41.3%

AMLP ALPS ETF TR 2.9%

Value ($000) $1,123 Shares 29,500 Est. Cost $36.58 Unrealized —

CMPX COMPASS THERAPEUTICS INC 2.7%

Value ($000) $1,062 Shares 211,159 Est. Cost $3.99 Unrealized 0.0%

CABA CABALETTA BIO INC 2.0%

Value ($000) $784 Shares 84,728 Est. Cost $3.64 Unrealized 0.0%

— MOLECULAR TEMPLATES INC 1.7%

Value ($000) $673 Shares 2,052,991 Est. Cost $8.09 Unrealized —

— ALLAKOS INC 0.4%

Value ($000) $154 Shares 18,271 Est. Cost $8.42 Unrealized —

— ELEVATION ONCOLOGY INC 0.2%

Value ($000) $65 Shares 68,324 Est. Cost $9.95 Unrealized —

NAMSW NEWAMSTERDAM PHARMA COMPANY 0.0%

Value ($000) $18 Shares 21,333 Est. Cost $0.83 Unrealized —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value ($000) $5 Shares 39,773 Est. Cost $4.40 Unrealized —

LANV/WS LANVIN GROUP HOLDINGS LIMITE 0.0%

Value ($000) $4 Shares 12,000 Est. Cost $0.31 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SVRA	SAVARA INC	6,896,551	$10,690	27.3%	$1.66	-17.6%	COM	805111101
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$8,032	20.5%	$2.16	-34.6%	COM	98422E103
SPY	SPDR S&P 500 ETF TR	15,947	$6,099	15.6%	$451.81	—	TR UNIT	78462F103
RZLT	REZOLUTE INC	1,403,157	$2,905	7.4%	$9.52	-80.3%	COM NEW	76200L309
SCYX	SCYNEXIS INC	1,723,947	$2,689	6.9%	$6.13	-63.9%	COM NEW	811292200
XOP	SPDR SER TR	17,500	$2,378	6.1%	$124.74	—	S&P OILGAS EXP	78468R556
—	VECTIVBIO HLDG AG	156,222	$1,346	3.4%	$5.72	—	ORD SHS	H9060V101
ACLX	ARCELLX INC	36,302	$1,125	2.9%	$16.24	+41.3%	COMMON STOCK	03940C100
AMLP	ALPS ETF TR	29,500	$1,123	2.9%	$36.58	—	ALERIAN MLP	00162Q452
CMPX	COMPASS THERAPEUTICS INC	211,159	$1,062	2.7%	$3.99	0.0%	COM	20454B104
CABA	CABALETTA BIO INC	84,728	$784	2.0%	$3.64	0.0%	COM	12674W109
—	MOLECULAR TEMPLATES INC	2,052,991	$673	1.7%	$8.09	—	COM	608550109
—	ALLAKOS INC	18,271	$154	0.4%	$8.42	—	COM	01671P100
—	ELEVATION ONCOLOGY INC	68,324	$65	0.2%	$9.95	—	COM	28623U101
NAMSW	NEWAMSTERDAM PHARMA COMPANY	21,333	$18	0.0%	$0.83	—	*W EXP 11/22/202	N62509117
—	BRIDGETOWN HOLDINGS LTD	39,773	$5	0.0%	$4.40	—	*W EXP 09/30/202	G1355U121
LANV/WS	LANVIN GROUP HOLDINGS LIMITE	12,000	$4	0.0%	$0.31	—	*W EXP 99/99/999	G5380J118