HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Nov 13, 2025

Total Value: $15.33M (100.0% shares, 0.0% debt)

Holdings (12)

LQDA LIQUIDIA CORPORATION 23.0%

Value $3.52M Shares 154,811 Share Price $22.74 * Est. Cost/Share $2.77 Unrealized @ Report Date +682.7%

PCSC PERCEPTIVE CAP SOLUTIONS COR 20.7%

Value $3.18M Shares 300,000 Share Price $10.60 Est. Cost/Share $10.07 Unrealized @ Report Date +5.1%

INVE IDENTIV INC 17.7%

Value $2.71M Shares 785,557 Share Price $3.45 * Est. Cost/Share $7.63 Unrealized @ Report Date -53.1%

TACT TRANSACT TECHNOLOGIES INC 14.7%

Value $2.255M Shares 416,119 Share Price $5.42 * Est. Cost/Share $10.19 Unrealized @ Report Date -58.6%

FENC FENNEC PHARMACEUTICALS INC 10.9%

Value $1.664M Shares 177,815 Share Price $9.36 * Est. Cost/Share $8.22 Unrealized @ Report Date +5.3%

OCUL OCULAR THERAPEUTIX INC 3.8%

Value $585K Shares 50,000 Share Price $11.69 * Est. Cost/Share $11.96 Unrealized @ Report Date 0.0%

NTSK NETSKOPE INC 2.2%

Value $341K Shares 15,000 Share Price $22.73 * Est. Cost/Share $23.79 Unrealized @ Report Date 0.0%

AMZN AMAZON COM INC 2.2%

Value $331K Shares 1,507 Share Price $219.57 * Est. Cost/Share $119.77 Unrealized @ Report Date +89.0%

TSM TAIWAN SEMICONDUCTOR MFG LTD 2.2%

Value $330K Shares 1,181 Share Price $279.29 Est. Cost/Share $279.29 Unrealized @ Report Date —

MSFT MICROSOFT CORP 1.8%

Value $277K Shares 535 Share Price $517.95 Est. Cost/Share $350.59 Unrealized @ Report Date +45.1%

ONCHU 1RT ACQUISITION CORP. 0.7%

Value $106K Shares 10,000 Share Price $10.55 Est. Cost/Share $10.55 Unrealized @ Report Date —

ILLR TRILLER GROUP INC 0.2%

Value $27,544 Shares 33,182 Share Price $0.83 * Est. Cost/Share $3.65 Unrealized @ Report Date -81.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LQDA	LIQUIDIA CORPORATION	154,811	$3.52M	23.0%	$22.74 *	$2.77	+682.7%	COM NEW	53635D202
PCSC	PERCEPTIVE CAP SOLUTIONS COR	300,000	$3.18M	20.7%	$10.60	$10.07	+5.1%	CL A ORD SHS	G70077105
INVE	IDENTIV INC	785,557	$2.71M	17.7%	$3.45 *	$7.63	-53.1%	COM NEW	45170X205
TACT	TRANSACT TECHNOLOGIES INC	416,119	$2.255M	14.7%	$5.42 *	$10.19	-58.6%	COM	892918103
FENC	FENNEC PHARMACEUTICALS INC	177,815	$1.664M	10.9%	$9.36 *	$8.22	+5.3%	COM	31447P100
OCUL	OCULAR THERAPEUTIX INC	50,000	$585K	3.8%	$11.69 *	$11.96	0.0%	COM	67576A100
NTSK	NETSKOPE INC	15,000	$341K	2.2%	$22.73 *	$23.79	0.0%	CL A	64119N608
AMZN	AMAZON COM INC	1,507	$331K	2.2%	$219.57 *	$119.77	+89.0%	COM	023135106
TSM	TAIWAN SEMICONDUCTOR MFG LTD	1,181	$330K	2.2%	$279.29	$279.29	—	SPONSORED ADS	874039100
MSFT	MICROSOFT CORP	535	$277K	1.8%	$517.95	$350.59	+45.1%	COM	594918104
ONCHU	1RT ACQUISITION CORP.	10,000	$106K	0.7%	$10.55	$10.55	—	UNIT 06/26/2030	G6757R121
ILLR	TRILLER GROUP INC	33,182	$27,544	0.2%	$0.83 *	$3.65	-81.5%	COM	895970101