HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q3 2025 (← Previous) (Next →)

Filing Date: Nov 13, 2025

Total Value ($000): $15,327 (100.0% shares, 0.0% debt)

Holdings (12)

LQDA LIQUIDIA CORPORATION 23.0%

Value ($000) $3,520 Shares 154,811 Est. Cost $2.77 Unrealized +682.7%

PCSC PERCEPTIVE CAP SOLUTIONS COR 20.7%

Value ($000) $3,180 Shares 300,000 Est. Cost $10.07 Unrealized +5.1%

INVE IDENTIV INC 17.7%

Value ($000) $2,710 Shares 785,557 Est. Cost $7.63 Unrealized -53.1%

TACT TRANSACT TECHNOLOGIES INC 14.7%

Value ($000) $2,255 Shares 416,119 Est. Cost $10.19 Unrealized -58.6%

FENC FENNEC PHARMACEUTICALS INC 10.9%

Value ($000) $1,664 Shares 177,815 Est. Cost $8.22 Unrealized +5.3%

OCUL OCULAR THERAPEUTIX INC 3.8%

Value ($000) $585 Shares 50,000 Est. Cost $11.96 Unrealized 0.0%

NTSK NETSKOPE INC 2.2%

Value ($000) $341 Shares 15,000 Est. Cost $23.79 Unrealized 0.0%

AMZN AMAZON COM INC 2.2%

Value ($000) $331 Shares 1,507 Est. Cost $119.77 Unrealized +89.0%

TSM TAIWAN SEMICONDUCTOR MFG LTD 2.2%

Value ($000) $330 Shares 1,181 Est. Cost $279.29 Unrealized —

MSFT MICROSOFT CORP 1.8%

Value ($000) $277 Shares 535 Est. Cost $350.59 Unrealized +45.1%

ONCHU 1RT ACQUISITION CORP. 0.7%

Value ($000) $106 Shares 10,000 Est. Cost $10.55 Unrealized —

ILLR TRILLER GROUP INC 0.2%

Value ($000) $28 Shares 33,182 Est. Cost $3.65 Unrealized -81.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LQDA	LIQUIDIA CORPORATION	154,811	$3,520	23.0%	$2.77	+682.7%	COM NEW	53635D202
PCSC	PERCEPTIVE CAP SOLUTIONS COR	300,000	$3,180	20.7%	$10.07	+5.1%	CL A ORD SHS	G70077105
INVE	IDENTIV INC	785,557	$2,710	17.7%	$7.63	-53.1%	COM NEW	45170X205
TACT	TRANSACT TECHNOLOGIES INC	416,119	$2,255	14.7%	$10.19	-58.6%	COM	892918103
FENC	FENNEC PHARMACEUTICALS INC	177,815	$1,664	10.9%	$8.22	+5.3%	COM	31447P100
OCUL	OCULAR THERAPEUTIX INC	50,000	$585	3.8%	$11.96	0.0%	COM	67576A100
NTSK	NETSKOPE INC	15,000	$341	2.2%	$23.79	0.0%	CL A	64119N608
AMZN	AMAZON COM INC	1,507	$331	2.2%	$119.77	+89.0%	COM	023135106
TSM	TAIWAN SEMICONDUCTOR MFG LTD	1,181	$330	2.2%	$279.29	—	SPONSORED ADS	874039100
MSFT	MICROSOFT CORP	535	$277	1.8%	$350.59	+45.1%	COM	594918104
ONCHU	1RT ACQUISITION CORP.	10,000	$106	0.7%	$10.55	—	UNIT 06/26/2030	G6757R121
ILLR	TRILLER GROUP INC	33,182	$28	0.2%	$3.65	-81.5%	COM	895970101