Nuveen Asset Management, LLC Diversified Active

CIK: 0001521019 · Show all filings

Period: Q3 2012 (Next →)

Filing Date: Jul 5, 2013

Total Value: $26.41M (100.0% shares, 0.0% debt)

Holdings (6)

— Barclays Bank PLC 51.7%

Value $13.67M Shares 527,310 Est. Cost $25.92 Unrealized —

— Barclays Bank PLC 24.8%

Value $6.554M Shares 255,534 Est. Cost $25.65 Unrealized —

— Bank of America Corporation 18.3%

Value $4.835M Shares 4,440 Est. Cost $1088.96 Unrealized —

— Royal Bank of Scotland Group PLC 2.0%

Value $526K Shares 25,000 Est. Cost $21.04 Unrealized —

— Barclays Bank PLC 1.8%

Value $474K Shares 18,850 Est. Cost $25.15 Unrealized —

— Royal Bank of Scotland Group PLC 1.3%

Value $355K Shares 16,000 Est. Cost $22.19 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	Barclays Bank PLC	527,310	$13.67M	51.7%	$25.92	—	ADR PFD SR 5	06739H362
—	Barclays Bank PLC	255,534	$6.554M	24.8%	$25.65	—	ADS7.75%PFD S4	06739H511
—	Bank of America Corporation	4,440	$4.835M	18.3%	$1088.96	—	7.25%CNV PFD L	060505682
—	Royal Bank of Scotland Group PLC	25,000	$526K	2.0%	$21.04	—	ADR PREF SHS Q	780097754
—	Barclays Bank PLC	18,850	$474K	1.8%	$25.15	—	SP ADR 7.1%PF3	06739H776
—	Royal Bank of Scotland Group PLC	16,000	$355K	1.3%	$22.19	—	SP ADR L RP PF	780097788