Nuveen Asset Management, LLC Diversified Active

CIK: 0001521019 · Show all filings

Period: Q4 2012 (← Previous) (Next →)

Filing Date: Jul 5, 2013

Total Value: $38.26M (100.0% shares, 0.0% debt)

Holdings (7)

— Barclays Bank PLC 35.4%

Value $13.56M Shares 533,210 Est. Cost $25.91 Unrealized —

— CommonWealth REIT 30.9%

Value $11.83M Shares 469,226 Est. Cost $25.22 Unrealized —

— Barclays Bank PLC 14.3%

Value $5.484M Shares 218,850 Est. Cost $25.07 Unrealized —

— Bank of America Corporation 13.2%

Value $5.039M Shares 4,440 Est. Cost $1088.96 Unrealized —

— Sunstone Hotel Investors Inc 3.7%

Value $1.414M Shares 55,448 Est. Cost $25.50 Unrealized —

— Royal Bank of Scotland Group PLC 1.5%

Value $575K Shares 25,000 Est. Cost $21.04 Unrealized —

— Royal Bank of Scotland Group PLC 0.9%

Value $354K Shares 16,000 Est. Cost $22.19 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	Barclays Bank PLC	533,210	$13.56M	35.4%	$25.91	—	ADR PFD SR 5	06739H362
—	CommonWealth REIT	469,226	$11.83M	30.9%	$25.22	—	CV PFD-E 7.25%	203233606
—	Barclays Bank PLC	218,850	$5.484M	14.3%	$25.07	—	SP ADR 7.1%PF3	06739H776
—	Bank of America Corporation	4,440	$5.039M	13.2%	$1088.96	—	7.25%CNV PFD L	060505682
—	Sunstone Hotel Investors Inc	55,448	$1.414M	3.7%	$25.50	—	CV 8% CUM PFD-D	867892507
—	Royal Bank of Scotland Group PLC	25,000	$575K	1.5%	$21.04	—	ADR PREF SHS Q	780097754
—	Royal Bank of Scotland Group PLC	16,000	$354K	0.9%	$22.19	—	SP ADR L RP PF	780097788