Location: Toronto, Ontario, Canada
CIK: 0001695320 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 25, 2017
Total Value: $294M (72.0% shares, 28.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PRICELINE GRP INC | 8,500,000 | $16.44M | 5.6% | $1.61 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | INTEL CORP | 6,000,000 | $11.04M | 3.8% | $1.72 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | CAPITOL INVT CORP IV | 989,800 | $10.02M | 3.4% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | KAYNE ANDERSON ACQUISITION | 848,400 | $8.273M | 2.8% | $9.73 | — | COM CL A | 48661U102 |
| — | MATLIN & PARTNERS ACQUISITIO | 818,100 | $7.96M | 2.7% | $9.69 | — | CL A | 57682V106 |
| — | CENTRAL FD CDA LTD | 619,838 | $7.854M | 2.7% | $11.42 | — | CL A | 153501101 |
| — | ANTHEM INC | 3,000,000 | $7.805M | 2.7% | $1.99 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | VERISIGN INC | 2,500,000 | $7.785M | 2.6% | $2.23 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | VANTAGE ENERGY ACQUISITION | 787,800 | $7.712M | 2.6% | $9.76 | — | COM CL A | 92211L105 |
| — | BOULEVARD ACQUISITION | 758,000 | $7.58M | 2.6% | $9.92 | — | CL A | 10157Q102 |
| — | PENSARE ACQUISITION CORP | 767,600 | $7.427M | 2.5% | $9.68 | — | COM | 70957E105 |
| — | M III ACQUISITION CORP | 757,500 | $7.424M | 2.5% | $9.77 | — | COM | 55378T104 |
| — | LIGAND PHARMACEUTICALS INC | 4,000,000 | $7.32M | 2.5% | $1.83 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | KAYNE ANDERSON ACQUISITION | 707,000 | $7.084M | 2.4% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | GP INVTS ACQUISITION COR | 700,700 | $7.049M | 2.4% | $9.93 | — | SHS | G40357124 |
| — | MOLINA HEALTHCARE INC | 4,000,000 | $6.935M | 2.4% | $1.75 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | ELECTRUM SPL ACQUISITION COR | 657,300 | $6.738M | 2.3% | $9.92 | — | SHS | G3105C104 |
| — | HENNESSY CAP ACQUSTON CORP I | 595,900 | $5.875M | 2.0% | $9.86 | — | COM | 42588L105 |
| — | ROYAL GOLD INC | 5,225,000 | $5.759M | 2.0% | $1.06 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | HENNESSY CAP ACQUSTON CORP I | 555,500 | $5.736M | 2.0% | $10.06 | — | UNIT 06/15/2024 | 42588L204 |
| — | INDUSTREA ACQUISITION CORP | 565,600 | $5.719M | 1.9% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 525,200 | $5.541M | 1.9% | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| HUNTF | HUNTER MARITIME ACQUISITION | 555,500 | $5.441M | 1.9% | $9.81 | +0.2% | CL A | Y37828111 |
| — | PENSARE ACQUISITION CORP | 505,000 | $5.217M | 1.8% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | SILVER STD RES INC | 5,030,000 | $5.053M | 1.7% | $0.95 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | FEDERAL STR ACQUISITION CORP | 505,000 | $4.932M | 1.7% | $9.77 | — | CL A | 31421V107 |
| — | INDUSTREA ACQUISITION CORP | 505,000 | $4.932M | 1.7% | $9.77 | — | CL A | 45579J104 |
| — | GORES HLDGS II INC | 464,600 | $4.632M | 1.6% | $10.01 | — | COM CL A | 382867109 |
| — | MERCADOLIBRE INC | 2,000,000 | $4.183M | 1.4% | $2.03 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | FEDERAL STR ACQUISITION CORP | 405,000 | $4.175M | 1.4% | $10.31 | — | UNIT 99/99/9999 | 31421V206 |
| — | FINTECH ACQUISITION CORP II | 424,200 | $4.157M | 1.4% | $9.84 | — | COM | 31810G109 |
| — | WABASH NATL CORP | 2,000,000 | $3.946M | 1.3% | $1.92 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | FORUM MERGER CORP | 404,000 | $3.929M | 1.3% | $9.71 | — | COM CL A | 34985B103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 373,700 | $3.737M | 1.3% | $9.93 | — | CL A | G0726L125 |
| — | MODERN MEDIA ACQUISITION | 303,000 | $3.418M | 1.2% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | VANTAGE ENERGY ACQUISITION | 323,200 | $3.287M | 1.1% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | MATLIN & PARTNERS ACQUISITIO | 303,000 | $3.075M | 1.0% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| PHUN | STELLAR ACQUISITION III INC | 292,900 | $2.976M | 1.0% | $10.07 | — | COM | Y8172W107 |
| — | SALESFORCE COM INC | 2,000,000 | $2.81M | 1.0% | $1.41 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | M I ACQUISITIONS INC | 262,600 | $2.665M | 0.9% | $10.01 | — | COM | 55304A104 |
| — | SILVER RUN ACQUISITION | 250,390 | $2.549M | 0.9% | $10.13 | — | COM CL A | 82812A103 |
| — | CURRENCYSHARES CDN DLR TR | 30,000 | $2.372M | 0.8% | $73.57 | — | CDN DOLLAR SHS | 23129X105 |
| — | GTY TECHNOLOGY HOLDINGS INC | 222,200 | $2.224M | 0.8% | $10.04 | — | CL A | G4182A102 |
| — | GORES HLDGS II INC | 202,000 | $2.125M | 0.7% | $10.44 | — | UNIT 99/99/9999 | 382867208 |
| — | CONSTELLATION ALPHA CAPITAL | 202,000 | $2.075M | 0.7% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | I AM CAP ACQUISITION CO | 202,000 | $2.071M | 0.7% | $10.25 | — | UNIT 08/15/2022 | 45074Q207 |
| — | KBL MERGER CORP IV | 202,000 | $2.06M | 0.7% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | CONSTELLATION ALPHA CAP CORP | 202,000 | $1.967M | 0.7% | $9.74 | — | SHS | G2379F108 |
| — | JENSYN ACQUISITION CORP | 181,800 | $1.859M | 0.6% | $10.19 | — | COM | 47632B102 |
| — | DRAPER OAKWOOD TECHNOLOGY | 176,300 | $1.801M | 0.6% | $10.22 | — | UNIT 09/30/2024 | 26146L202 |
| — | MODERN MEDIA ACQUISITION | 173,900 | $1.7M | 0.6% | $9.78 | — | COM | 60765P103 |
| — | TTM TECHNOLOGIES INC | 1,000,000 | $1.691M | 0.6% | $1.77 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | TPG PACE ENERGY HLDGS CORP | 152,000 | $1.555M | 0.5% | $10.43 | — | UNIT 99/99/9999 | 872656202 |
| — | ANDINA ACQUISITION CORP II | 151,500 | $1.541M | 0.5% | $10.13 | — | SHS | G0441P104 |
| — | AXAR ACQUISITION CORP | 151,500 | $1.53M | 0.5% | $9.93 | — | COM | 05455L102 |
| — | LANDCADIA HLDGS INC | 151,500 | $1.518M | 0.5% | $9.86 | — | CL A | 51476W107 |
| — | 51JOB INC | 1,000,000 | $1.475M | 0.5% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | OSPREY ENERGY ACQUISITION CO CL A | 151,500 | $1.447M | 0.5% | $9.55 | — | COM | 688397108 |
| — | SABAN CAP ACQUISITION CORP | 100,000 | $1.063M | 0.4% | $10.63 | — | UNIT 99/99/9999 | 78516C205 |
| TPGH/U | TPG PACE HLDGS CORP | 101,000 | $1.039M | 0.4% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | ATLANTIC ACQUISITION CORP | 101,000 | $1.038M | 0.4% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | FORUM MERGER CORP | 101,000 | $1.035M | 0.4% | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| — | SABAN CAP ACQUISITION CORP | 101,000 | $1.016M | 0.3% | $10.16 | — | COM CL A | 78516C106 |
| — | GLOBAL PARTNER ACQUISITION C | 101,000 | $1.014M | 0.3% | $9.95 | — | COM | 37954X105 |
| — | OSPREY ENERGY ACQUISITION CO | 101,000 | $1.006M | 0.3% | $9.96 | — | UNIT 07/21/2022 | 688397207 |
| — | BISON CAP ACQUISITION CORP | 101,000 | $998K | 0.3% | $9.88 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 101,000 | $992K | 0.3% | $9.82 | — | COM | 048206106 |
| — | KBL MERGER CORP IV | 101,000 | $982K | 0.3% | $9.72 | — | COM | 48242A104 |
| NESR | NATIONAL ENERGY SERVICES REU | 101,000 | $972K | 0.3% | $9.55 | — | SHS | G6375R107 |
| — | HUNTER MARITIME ACQUISITION | 86,470 | $877K | 0.3% | $10.14 | — | UNIT | Y37828103 |
| — | FINTECH ACQUISITION CORP II | 75,600 | $790K | 0.3% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | BISON CAP ACQUISITION CORP | 70,700 | $726K | 0.2% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | HENNESSY CAP ACQUSTON CORP I | 454,500 | $332K | 0.1% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | PENSARE ACQUISITION CORP | 606,000 | $242K | 0.1% | $0.40 | — | RIGHT | 70957E121 |
| — | KAYNE ANDERSON ACQUISITION | 272,700 | $223K | 0.1% | $0.83 | — | *W EXP 06/30/202 | 48661U110 |
| — | INDUSTREA ACQUISITION CORP | 505,000 | $202K | 0.1% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | MATLIN & PARTNERS ACQUISITIO | 516,600 | $199K | 0.1% | $0.44 | — | *W EXP 03/15/202 | 57682V114 |
| — | PENSARE ACQUISITION CORP | 353,500 | $177K | 0.1% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 413,700 | $166K | 0.1% | $0.47 | — | *W EXP 99/99/9999 | G0726L117 |
| — | SILVER RUN ACQUISITION | 101,000 | $154K | 0.1% | $1.79 | — | *W EXP 03/28/202 | 82812A111 |
| — | GORES HLDGS II INC | 105,000 | $154K | 0.1% | $1.40 | — | *W EXP 03/06/202 | 382867117 |
| — | CONSTELLATION ALPHA CAP CORP | 343,400 | $110K | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | M III ACQUISITION CORP | 202,000 | $109K | 0.0% | $0.24 | — | *W EXP 10/10/202 | 55378T112 |
| — | HUNTER MARITIME ACQUISITION | 161,600 | $98,000 | 0.0% | $0.62 | — | *W EXP 99/99/999 | Y37828129 |
| — | FORUM MERGER CORP | 282,800 | $97,000 | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | STELLAR ACQUISITION III INC | 252,600 | $94,000 | 0.0% | $0.23 | — | *W EXP 03/22/202 | Y8172W115 |
| — | M I ACQUISITIONS INC | 222,200 | $77,000 | 0.0% | $0.28 | — | *W EXP 99/99/999 | 55304A112 |
| — | OSPREY ENERGY ACQUISITION CO | 75,750 | $58,000 | 0.0% | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | MODERN MEDIA ACQUISITION | 151,500 | $57,000 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | ATLANTIC ACQUISITION CORP | 101,000 | $56,000 | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |
| — | FEDERAL STR ACQUISITION CORP | 51,500 | $55,000 | 0.0% | $1.07 | — | *W EXP 07/24/202 | 31421V115 |
| NESRW | NATIONAL ENERGY SERVICES REU | 111,000 | $55,000 | 0.0% | $0.53 | — | *W EXP 05/05/202 | G6375R115 |
| — | BOULEVARD ACQUISITION | 60,600 | $54,000 | 0.0% | $0.78 | — | *W EXP 09/25/202 | 10157Q110 |
| — | FORUM MERGER CORP | 131,300 | $49,000 | 0.0% | $0.35 | — | *W EXP 06/01/202 | 34985B111 |
| — | CONSTELLATION ALPHA CAP CORP | 202,000 | $47,000 | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | MODERN MEDIA ACQUISITION | 75,600 | $40,000 | 0.0% | $0.53 | — | *W EXP 05/17/202 | 60765P111 |
| — | KBL MERGER CORP IV | 202,000 | $34,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | JM GLOBAL HLDG CO | 101,000 | $31,000 | 0.0% | $0.31 | — | *W EXP 07/29/201 | 46590H119 |
| — | BISON CAP ACQUISITION CORP | 101,000 | $30,000 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | KBL MERGER CORP IV | 101,000 | $29,000 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | JENSYN ACQUISITION CORP | 131,300 | $29,000 | 0.0% | $0.13 | — | *W EXP 03/01/202 | 47632B110 |
| — | LANDCADIA HLDGS INC | 33,200 | $24,000 | 0.0% | $0.70 | — | *W EXP 06/01/202 | 51476W115 |
| — | GTY TECHNOLOGY HOLDINGS INC | 20,200 | $23,000 | 0.0% | $1.14 | — | *W EXP 99/99/999 | G4182A128 |
| — | BISON CAP ACQUISITION CORP | 50,500 | $17,000 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |
| — | BORQS TECHNOLOGIES INC | 50,500 | $14,000 | 0.0% | $0.28 | — | *W EXP 08/18/202 | G1466B111 |