CIK: 0001695320 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 2, 2018
Total Value ($000): $405,608 (79.2% shares, 20.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PRICELINE GRP INC | 8,500,000 | $15,596 | 3.8% | $1.61 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | VANTAGE ENERGY ACQUISITION | 1,541,200 | $14,981 | 3.7% | $9.74 | — | COM CL A | 92211L105 |
| — | SILVER RUN ACQUISITION | 1,412,200 | $13,995 | 3.5% | $9.95 | — | COM CL A | 82812A103 |
| — | INTEL CORP | 6,000,000 | $13,331 | 3.3% | $1.72 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | PENSARE ACQUISITION CORP | 1,137,900 | $11,009 | 2.7% | $9.68 | — | COM | 70957E105 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,037,000 | $10,122 | 2.5% | $9.70 | — | CL A | 57682V106 |
| — | ANTHEM INC | 3,000,000 | $9,246 | 2.3% | $1.99 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | FEDERAL STR ACQUISITION CORP | 948,400 | $9,210 | 2.3% | $9.74 | — | CL A | 31421V107 |
| — | KAYNE ANDERSON ACQUISITION | 887,900 | $8,844 | 2.2% | $10.01 | — | UNIT 06/30/2022 | 48661U201 |
| — | GORES HLDGS II INC | 865,300 | $8,602 | 2.1% | $9.98 | — | COM CL A | 382867109 |
| — | LEGACY ACQUISITION CORP | 856,800 | $8,517 | 2.1% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | CAPITOL INVT CORP IV | 811,500 | $8,135 | 2.0% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | CAPITOL INVT CORP IV | 807,100 | $7,853 | 1.9% | $9.73 | — | CL A ORD | G18920101 |
| — | KAYNE ANDERSON ACQUISITION | 797,000 | $7,739 | 1.9% | $9.73 | — | COM CL A | 48661U102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 773,000 | $7,660 | 1.9% | $9.92 | — | CL A | G0726L125 |
| — | MOLINA HEALTHCARE INC | 4,000,000 | $7,644 | 1.9% | $1.75 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | M III ACQUISITION CORP | 756,000 | $7,499 | 1.8% | $9.77 | — | COM | 55378T104 |
| — | ROYAL GOLD INC | 6,925,000 | $7,469 | 1.8% | $1.06 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | HENNESSY CAP ACQUSTON CORP I | 752,600 | $7,383 | 1.8% | $9.85 | — | COM | 42588L105 |
| — | LIGAND PHARMACEUTICALS INC | 4,000,000 | $7,314 | 1.8% | $1.83 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | CM SEVEN STAR ACQUISITION CO | 696,200 | $6,705 | 1.7% | $9.63 | — | SHS | G2345N102 |
| HUNTF | HUNTER MARITIME ACQUISITION | 665,300 | $6,494 | 1.6% | $9.81 | -0.1% | CL A | Y37828111 |
| — | GTY TECHNOLOGY HOLDINGS INC | 615,500 | $6,112 | 1.5% | $9.97 | — | CL A | G4182A102 |
| — | HAYMAKER ACQUISITION | 605,400 | $5,993 | 1.5% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | HAYMAKER ACQUISITION CORP | 605,600 | $5,768 | 1.4% | $9.52 | — | COM CLASS A | 420870107 |
| — | HENNESSY CAP ACQUSTON CORP I | 555,000 | $5,761 | 1.4% | $10.06 | — | UNIT 06/15/2024 | 42588L204 |
| — | INDUSTREA ACQUISITION CORP | 565,000 | $5,695 | 1.4% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | SABAN CAP ACQUISITION CORP | 544,300 | $5,408 | 1.3% | $9.98 | — | COM CL A | 78516C106 |
| — | PENSARE ACQUISITION CORP | 505,000 | $5,212 | 1.3% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | ELECTRUM SPL ACQUISITION COR | 504,500 | $5,206 | 1.3% | $9.92 | — | SHS | G3105C104 |
| — | FINTECH ACQUISITION CORP II | 523,900 | $5,197 | 1.3% | $9.85 | — | COM | 31810G109 |
| — | INDUSTREA ACQUISITION CORP | 523,100 | $5,092 | 1.3% | $9.77 | — | CL A | 45579J104 |
| — | GIGCAPITAL INC | 504,500 | $5,045 | 1.2% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | MERCADOLIBRE INC | 2,000,000 | $5,012 | 1.2% | $2.03 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | SALESFORCE COM INC | 3,000,000 | $4,602 | 1.1% | $1.45 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| NESR | NATIONAL ENERGY SERVICES REU | 452,470 | $4,502 | 1.1% | $9.86 | — | SHS | G6375R107 |
| — | LEISURE ACQUISITION CORP | 453,500 | $4,495 | 1.1% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | MOSAIC ACQUISITION CORP | 403,200 | $4,082 | 1.0% | $10.12 | — | UNIT 99/99/9999 | G62848117 |
| — | SILVER STD RES INC | 4,130,000 | $4,050 | 1.0% | $0.95 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | CM SEVEN STAR ACQUISITION CO | 404,200 | $4,026 | 1.0% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | WABASH NATL CORP | 2,000,000 | $3,761 | 0.9% | $1.92 | — | NOTE 3.375% 5/0 | 929566AH0 |
| GLD | SPDR GOLD TRUST | 30,000 | $3,710 | 0.9% | — | — | Put | 78463V107 |
| GLD | SPDR GOLD TRUST | 30,000 | $3,710 | 0.9% | — | — | Call | 78463V107 |
| — | BLACK RIDGE ACQUISITION CORP | 353,500 | $3,424 | 0.8% | $9.69 | — | COM | 09216T107 |
| — | RED HAT INC | 2,000,000 | $3,294 | 0.8% | $1.65 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | VANTAGE ENERGY ACQUISITION | 323,200 | $3,284 | 0.8% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | CURRENCYSHARES CDN DLR TR | 41,500 | $3,257 | 0.8% | $74.93 | — | CDN DOLLAR SHS | 23129X105 |
| — | MODERN MEDIA ACQUISITION | 302,700 | $3,182 | 0.8% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | FEDERAL STR ACQUISITION CORP | 303,000 | $3,107 | 0.8% | $10.31 | — | UNIT 99/99/9999 | 31421V206 |
| — | MATLIN & PARTNERS ACQUISITIO | 302,800 | $3,052 | 0.8% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | FORUM MERGER CORP | 302,700 | $3,021 | 0.7% | $9.71 | — | COM CL A | 34985B103 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 302,700 | $3,021 | 0.7% | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| PHUN | STELLAR ACQUISITION III INC | 292,300 | $2,984 | 0.7% | $10.07 | — | COM | Y8172W107 |
| — | BLACK RIDGE ACQUISITION CORP | 292,500 | $2,965 | 0.7% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | KBL MERGER CORP IV | 272,400 | $2,775 | 0.7% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | M I ACQUISITIONS INC | 262,600 | $2,676 | 0.7% | $10.01 | — | COM | 55304A104 |
| — | SABAN CAP ACQUISITION CORP | 242,400 | $2,550 | 0.6% | $10.57 | — | UNIT 99/99/9999 | 78516C205 |
| — | EASTERLY ACQUISITION CORP | 250,595 | $2,531 | 0.6% | $10.10 | — | COM | 27616L102 |
| — | I AM CAP ACQUISITION CO | 252,500 | $2,494 | 0.6% | $9.88 | — | COM | 45074Q108 |
| — | MODERN MEDIA ACQUISITION | 251,700 | $2,475 | 0.6% | $9.79 | — | COM | 60765P103 |
| — | CONSTELLATION ALPHA CAP CORP | 252,500 | $2,455 | 0.6% | $9.73 | — | SHS | G2379F108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 242,200 | $2,444 | 0.6% | $10.09 | — | CL A | G8250R103 |
| — | GORES HLDGS II INC | 202,000 | $2,093 | 0.5% | $10.44 | — | UNIT 99/99/9999 | 382867208 |
| — | BIG ROCK PARTNERS ACQUISI CO | 201,600 | $2,063 | 0.5% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | CONSTELLATION ALPHA CAPITAL | 201,600 | $2,050 | 0.5% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | SENTINEL ENERGY SVCS INC | 201,600 | $2,010 | 0.5% | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 181,900 | $1,928 | 0.5% | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | DRAPER OAKWOOD TECHNOLOGY | 193,900 | $1,897 | 0.5% | $9.78 | — | COM CL A | 26146L103 |
| — | JENSYN ACQUISITION CORP | 181,700 | $1,853 | 0.5% | $10.19 | — | COM | 47632B102 |
| — | GLOBAL PARTNER ACQUISITION C | 181,800 | $1,827 | 0.5% | $9.99 | — | COM | 37954X105 |
| — | TTM TECHNOLOGIES INC | 1,000,000 | $1,712 | 0.4% | $1.77 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | BISON CAP ACQUISITION CORP | 161,600 | $1,597 | 0.4% | $9.88 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 161,300 | $1,591 | 0.4% | $9.84 | — | COM | 048206106 |
| — | ANDINA ACQUISITION CORP II | 151,500 | $1,559 | 0.4% | $10.13 | — | SHS | G0441P104 |
| — | TPG PACE ENERGY HLDGS CORP | 152,000 | $1,549 | 0.4% | $10.43 | — | UNIT 99/99/9999 | 872656202 |
| — | LANDCADIA HLDGS INC | 151,200 | $1,505 | 0.4% | $9.86 | — | CL A | 51476W107 |
| — | 51JOB INC | 1,000,000 | $1,474 | 0.4% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | OSPREY ENERGY ACQUISITION CO CL A | 151,500 | $1,458 | 0.4% | $9.55 | — | COM | 688397108 |
| — | FORUM MERGER CORP | 101,000 | $1,101 | 0.3% | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| — | ATLANTIC ACQUISITION CORP | 101,000 | $1,037 | 0.3% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | OSPREY ENERGY ACQUISITION CO | 101,000 | $1,009 | 0.2% | $9.96 | — | UNIT 07/21/2022 | 688397207 |
| — | KBL MERGER CORP IV | 101,000 | $995 | 0.2% | $9.72 | — | COM | 48242A104 |
| — | TPG PACE HLDGS CORP | 101,000 | $983 | 0.2% | $9.73 | — | CL A | G89827128 |
| — | TPG PACE ENERGY HLDGS CORP | 90,900 | $886 | 0.2% | $9.75 | — | CL A | 872656103 |
| — | DRAPER OAKWOOD TECHNOLOGY | 78,800 | $831 | 0.2% | $10.22 | — | UNIT 09/30/2024 | 26146L202 |
| TPGH/U | TPG PACE HLDGS CORP | 80,800 | $830 | 0.2% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | FINTECH ACQUISITION CORP II | 75,100 | $789 | 0.2% | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | BISON CAP ACQUISITION CORP | 70,700 | $726 | 0.2% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | HUNTER MARITIME ACQUISITION | 54,400 | $541 | 0.1% | $10.14 | — | UNIT | Y37828103 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,400 | $490 | 0.1% | $9.72 | — | COM | 089482103 |
| — | HENNESSY CAP ACQUSTON CORP I | 373,300 | $316 | 0.1% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | PENSARE ACQUISITION CORP | 546,700 | $273 | 0.1% | $0.40 | — | RIGHT | 70957E121 |
| — | GTY TECHNOLOGY HOLDINGS INC | 25,000 | $258 | 0.1% | $10.32 | — | UNIT | G4182A110 |
| — | HAYMAKER ACQUISITION CORP | 302,700 | $242 | 0.1% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 838,400 | $234 | 0.1% | $0.37 | — | *W EXP 99/99/9999 | G0726L117 |
| — | KAYNE ANDERSON ACQUISITION | 272,400 | $229 | 0.1% | $0.83 | — | *W EXP 06/30/202 | 48661U110 |
| — | MATLIN & PARTNERS ACQUISITIO | 512,600 | $215 | 0.1% | $0.44 | — | *W EXP 03/15/202 | 57682V114 |
| — | INDUSTREA ACQUISITION CORP | 504,500 | $210 | 0.1% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | PENSARE ACQUISITION CORP | 357,000 | $197 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | CAPITOL INVT CORP IV | 161,400 | $174 | 0.0% | $1.08 | — | *W EXP 01/01/202 | G18920127 |
| — | GORES HLDGS II INC | 111,100 | $162 | 0.0% | $1.41 | — | *W EXP 03/06/202 | 382867117 |
| — | BLACK RIDGE ACQUISITION CORP | 534,800 | $149 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | SILVER RUN ACQUISITION | 101,000 | $146 | 0.0% | $1.79 | — | *W EXP 03/28/202 | 82812A111 |
| — | M III ACQUISITION CORP | 182,985 | $144 | 0.0% | $0.24 | — | *W EXP 10/10/202 | 55378T112 |
| — | FORUM MERGER CORP | 181,600 | $120 | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | CONSTELLATION ALPHA CAP CORP | 346,800 | $119 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | FORUM MERGER CORP | 123,800 | $84 | 0.0% | $0.35 | — | *W EXP 06/01/202 | 34985B111 |
| — | CM SEVEN STAR ACQUISITION CO | 252,500 | $81 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | M I ACQUISITIONS INC | 202,200 | $81 | 0.0% | $0.28 | — | *W EXP 99/99/999 | 55304A112 |
| — | STELLAR ACQUISITION III INC | 255,100 | $80 | 0.0% | $0.23 | — | *W EXP 03/22/202 | Y8172W115 |
| — | SABAN CAP ACQUISITION CORP | 50,500 | $66 | 0.0% | $1.31 | — | *W EXP 09/21/202 | 78516C114 |
| — | I AM CAP ACQUISITION CO | 202,000 | $66 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | I AM CAP ACQUISITION CO | 202,000 | $61 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | MODERN MEDIA ACQUISITION | 151,400 | $60 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | ESTRE AMBIENTAL INC | 80,700 | $59 | 0.0% | $0.73 | — | *W EXP 12/21/202 | G3206V118 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 30,800 | $54 | 0.0% | $1.75 | — | *W EXP 99/99/999 | G8250R129 |
| — | ATLANTIC ACQUISITION CORP | 102,000 | $53 | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |
| — | CONSTELLATION ALPHA CAP CORP | 201,800 | $53 | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | OSPREY ENERGY ACQUISITION CO | 70,700 | $49 | 0.0% | $0.77 | — | *W EXP 07/21/202 | 688397116 |
| — | HUNTER MARITIME ACQUISITION | 161,600 | $48 | 0.0% | $0.62 | — | *W EXP 99/99/999 | Y37828129 |
| — | MODERN MEDIA ACQUISITION | 80,800 | $44 | 0.0% | $0.53 | — | *W EXP 05/17/202 | 60765P111 |
| — | KBL MERGER CORP IV | 204,000 | $43 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | BISON CAP ACQUISITION CORP | 101,000 | $38 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | JENSYN ACQUISITION CORP | 131,300 | $37 | 0.0% | $0.13 | — | *W EXP 03/01/202 | 47632B110 |
| — | CM SEVEN STAR ACQUISITION CO | 126,100 | $36 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | KBL MERGER CORP IV | 100,900 | $30 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | GTY TECHNOLOGY HOLDINGS INC | 20,200 | $26 | 0.0% | $1.14 | — | *W EXP 99/99/999 | G4182A128 |
| — | DRAPER OAKWOOD TECHNOLOGY | 49,000 | $25 | 0.0% | $0.51 | — | RIGHT 09/19/2018 | 26146L129 |
| — | LANDCADIA HLDGS INC | 35,300 | $24 | 0.0% | $0.70 | — | *W EXP 06/01/202 | 51476W115 |
| — | JM GLOBAL HLDG CO | 101,000 | $21 | 0.0% | $0.31 | — | *W EXP 07/29/201 | 46590H119 |
| NESRW | NATIONAL ENERGY SERVICES REU | 25,600 | $21 | 0.0% | $0.53 | — | *W EXP 05/05/202 | G6375R115 |
| — | BISON CAP ACQUISITION CORP | 50,500 | $18 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |