Location: Toronto, Ontario, Canada
CIK: 0001695320 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 7, 2018
Total Value: $428M (79.3% shares, 20.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VANTAGE ENERGY ACQUISITION | 1,713,900 | $16.76M | 3.9% | $9.74 | — | COM CL A | 92211L105 |
| — | INTEL CORP | 6,000,000 | $15.03M | 3.5% | $1.72 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | FEDERAL STR ACQUISITION CORP | 1,310,500 | $12.76M | 3.0% | $9.74 | — | CL A | 31421V107 |
| — | KAYNE ANDERSON ACQUISITION | 1,189,600 | $11.65M | 2.7% | $9.75 | — | COM CL A | 48661U102 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 795,262 | $10.51M | 2.5% | $13.22 | — | TR UNIT | 85208R101 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,028,300 | $10.08M | 2.4% | $9.70 | — | CL A | 57682V106 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 7,500,000 | $9.864M | 2.3% | $1.32 | — | EBT 3.750%11/1 | C10268AC1 |
| — | ANTHEM INC | 3,000,000 | $9.032M | 2.1% | $1.99 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | PENSARE ACQUISITION CORP | 928,200 | $9.023M | 2.1% | $9.68 | — | COM | 70957E105 |
| — | LIGAND PHARMACEUTICALS INC | 4,000,000 | $8.758M | 2.0% | $1.83 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | GORES HLDGS II INC | 867,000 | $8.679M | 2.0% | $9.98 | — | COM CL A | 382867109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 867,800 | $8.661M | 2.0% | $9.93 | — | CL A | G0726L125 |
| — | CAPITOL INVT CORP IV | 816,600 | $8.26M | 1.9% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | LEGACY ACQUISITION CORP | 856,800 | $8.217M | 1.9% | $9.59 | — | COM CL A | 524643103 |
| — | CAPITOL INVT CORP IV | 806,500 | $7.831M | 1.8% | $9.73 | — | CL A ORD | G18920101 |
| — | SABAN CAP ACQUISITION CORP | 786,300 | $7.824M | 1.8% | $9.97 | — | COM CL A | 78516C106 |
| — | HENNESSY CAP ACQUSTON CORP I | 746,000 | $7.385M | 1.7% | $9.85 | — | COM | 42588L105 |
| — | ROYAL GOLD INC | 6,925,000 | $7.338M | 1.7% | $1.06 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | CM SEVEN STAR ACQUISITION CO | 746,000 | $7.266M | 1.7% | $9.64 | — | SHS | G2345N102 |
| — | HAYMAKER ACQUISITION | 695,600 | $6.922M | 1.6% | $9.91 | — | UNIT 10/19/2022 | 420870206 |
| — | GTY TECHNOLOGY HOLDINGS INC | 645,200 | $6.42M | 1.5% | $9.97 | — | CL A | G4182A102 |
| HUNTF | HUNTER MARITIME ACQUISITION | 635,100 | $6.23M | 1.5% | $9.81 | +0.0% | CL A | Y37828111 |
| — | RED HAT INC | 3,000,000 | $6.101M | 1.4% | $1.78 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | MOLINA HEALTHCARE INC | 3,000,000 | $6.045M | 1.4% | $1.75 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | FINTECH ACQUISITION CORP II | 604,900 | $6.013M | 1.4% | $9.86 | — | COM | 31810G109 |
| — | HAYMAKER ACQUISITION CORP | 604,900 | $5.792M | 1.4% | $9.52 | — | COM CLASS A | 420870107 |
| — | INDUSTREA ACQUISITION CORP | 555,000 | $5.761M | 1.3% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | MERCADOLIBRE INC | 2,000,000 | $5.654M | 1.3% | $2.03 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | LEO HOLDINGS CORP | 554,100 | $5.519M | 1.3% | $9.96 | — | UNIT 99/99/9999 | G5463L121 |
| — | HENNESSY CAP ACQUSTON CORP I | 504,100 | $5.293M | 1.2% | $10.06 | — | UNIT 06/15/2024 | 42588L204 |
| — | PENSARE ACQUISITION CORP | 504,500 | $5.255M | 1.2% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | GIGCAPITAL INC | 504,500 | $5.24M | 1.2% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | ELECTRUM SPL ACQUISITION COR | 504,100 | $5.233M | 1.2% | $9.92 | — | SHS | G3105C104 |
| — | MUDRICK CAP ACQUISITION CORP | 504,500 | $5.156M | 1.2% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | INDUSTREA ACQUISITION CORP | 524,200 | $5.137M | 1.2% | $9.77 | — | CL A | 45579J104 |
| — | ONE MADISON CORP | 504,100 | $5.041M | 1.2% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | KAYNE ANDERSON ACQUISITION | 494,000 | $4.96M | 1.2% | $10.01 | — | UNIT 06/30/2022 | 48661U201 |
| — | WORKDAY INC | 3,000,000 | $4.877M | 1.1% | $1.63 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| NESR | NATIONAL ENERGY SERVICES REU | 453,800 | $4.507M | 1.1% | $9.86 | — | SHS | G6375R107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 423,400 | $4.247M | 1.0% | $10.07 | — | CL A | G8250R103 |
| — | CM SEVEN STAR ACQUISITION CO | 403,600 | $4.137M | 1.0% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | SILVER STD RES INC | 4,130,000 | $4.079M | 1.0% | $0.95 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | LEGACY ACQUISITION CORP | 403,200 | $4.012M | 0.9% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | TPG PACE ENERGY HLDGS CORP | 383,100 | $3.873M | 0.9% | $10.02 | — | CL A | 872656103 |
| — | CONSTELLATION ALPHA CAP CORP | 352,800 | $3.483M | 0.8% | $9.77 | — | SHS | G2379F108 |
| — | GIGCAPITAL INC | 352,800 | $3.438M | 0.8% | $9.74 | — | COM | 37518N106 |
| — | BLACK RIDGE ACQUISITION CORP | 352,800 | $3.419M | 0.8% | $9.69 | — | COM | 09216T107 |
| — | LEISURE ACQUISITION CORP | 352,800 | $3.391M | 0.8% | $9.61 | — | COM | 52539T107 |
| — | PALO ALTO NETWORKS INC | 2,000,000 | $3.306M | 0.8% | $1.65 | — | NOTE 7/0 | 697435AB1 |
| — | MATLIN & PARTNERS ACQUISITIO | 302,800 | $3.113M | 0.7% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 302,400 | $3.042M | 0.7% | $9.98 | — | UNIT 99/99/9999 | G74760110 |
| — | BLACK RIDGE ACQUISITION CORP | 292,500 | $3.022M | 0.7% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | OSPREY ENERGY ACQUISITION CO CL A | 312,500 | $3.006M | 0.7% | $9.59 | — | COM | 688397108 |
| — | LEISURE ACQUISITION CORP | 302,600 | $2.995M | 0.7% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | SENTINEL ENERGY SVCS INC | 292,600 | $2.903M | 0.7% | $9.96 | — | UNIT 11/02/2022 | G8062D128 |
| — | KBL MERGER CORP IV | 272,400 | $2.837M | 0.7% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| PHUN | STELLAR ACQUISITION III INC | 267,100 | $2.765M | 0.6% | $10.07 | — | COM | Y8172W107 |
| — | CARRIAGE SVCS INC | 2,000,000 | $2.622M | 0.6% | $1.31 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | GORDON POINTE ACQUISITION CO | 252,100 | $2.604M | 0.6% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | DRAPER OAKWOOD TECHNOLOGY | 262,100 | $2.585M | 0.6% | $9.80 | — | COM CL A | 26146L103 |
| — | EASTERLY ACQUISITION CORP | 252,300 | $2.573M | 0.6% | $10.10 | — | COM | 27616L102 |
| — | OPES ACQUISITION CORP | 252,200 | $2.536M | 0.6% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | I AM CAP ACQUISITION CO | 252,000 | $2.513M | 0.6% | $9.88 | — | COM | 45074Q108 |
| — | MODERN MEDIA ACQUISITION | 252,000 | $2.508M | 0.6% | $9.79 | — | COM | 60765P103 |
| — | BISON CAP ACQUISITION CORP | 231,900 | $2.305M | 0.5% | $9.90 | — | ORD SHS | G1142P104 |
| — | CONSTELLATION ALPHA CAPITAL | 201,600 | $2.163M | 0.5% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | GORES HLDGS II INC | 201,800 | $2.149M | 0.5% | $10.44 | — | UNIT 99/99/9999 | 382867208 |
| — | PRETIUM RES INC | 2,500,000 | $2.113M | 0.5% | $0.85 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | MOSAIC ACQUISITION CORP | 211,800 | $2.063M | 0.5% | $9.74 | — | SHS CL A | G62848109 |
| — | PLATINUM EAGLE ACQUISITIN CO | 201,800 | $2.048M | 0.5% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | TIBERIUS ACQUISITION CORP | 201,800 | $2.03M | 0.5% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | 51JOB INC | 1,000,000 | $2.027M | 0.5% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | MOSAIC ACQUISITION CORP | 191,700 | $1.928M | 0.5% | $10.12 | — | UNIT 99/99/9999 | G62848117 |
| GLD | SPDR GOLD TRUST | 15,000 | $1.887M | 0.4% | — | — | Call | 78463V107 |
| — | M I ACQUISITIONS INC | 171,500 | $1.791M | 0.4% | $10.01 | — | COM | 55304A104 |
| — | TPG PACE HLDGS CORP | 181,600 | $1.782M | 0.4% | $9.77 | — | CL A | G89827128 |
| — | TTM TECHNOLOGIES INC | 1,000,000 | $1.667M | 0.4% | $1.77 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | MODERN MEDIA ACQUISITION | 151,400 | $1.605M | 0.4% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | ATLANTIC ACQUISITION CORP | 161,300 | $1.6M | 0.4% | $9.84 | — | COM | 048206106 |
| — | JENSYN ACQUISITION CORP | 149,200 | $1.56M | 0.4% | $10.19 | — | COM | 47632B102 |
| — | LANDCADIA HLDGS INC | 151,200 | $1.518M | 0.4% | $9.86 | — | CL A | 51476W107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 151,200 | $1.486M | 0.3% | $9.79 | — | COM | 089482103 |
| — | VANTAGE ENERGY ACQUISITION | 141,300 | $1.445M | 0.3% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | NEBULA ACQUISITION CORP | 131,200 | $1.328M | 0.3% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | ATLANTIC ACQUISITION CORP | 101,000 | $1.048M | 0.2% | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,800 | $1.042M | 0.2% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | FEDERAL STR ACQUISITION CORP | 100,900 | $1.033M | 0.2% | $10.31 | — | UNIT 99/99/9999 | 31421V206 |
| — | UNION ACQUISITION CORP | 101,000 | $1.033M | 0.2% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | KBL MERGER CORP IV | 101,000 | $997K | 0.2% | $9.72 | — | COM | 48242A104 |
| STNL | SENTINEL ENERGY SVCS INC | 100,900 | $975K | 0.2% | $9.66 | — | COM CL A | G8062D102 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 100,000 | $970K | 0.2% | $9.70 | — | COM CL A | G74760102 |
| — | MUDRICK CAP ACQUISITION CORP | 100,900 | $968K | 0.2% | $9.59 | — | COM CLASS A | 624745105 |
| PACK | ONE MADISON CORP | 100,900 | $964K | 0.2% | $9.55 | — | COM CL A | G6772P100 |
| — | MTECH ACQUISITION CORP | 70,600 | $718K | 0.2% | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | HUNTER MARITIME ACQUISITION | 50,500 | $513K | 0.1% | $10.14 | — | UNIT | Y37828103 |
| — | UNION ACQUISITION CORP | 50,000 | $479K | 0.1% | $9.58 | — | SHS | G9366W101 |
| — | KAYNE ANDERSON ACQUISITION | 322,600 | $320K | 0.1% | $0.86 | — | *W EXP 06/30/202 | 48661U110 |
| — | HENNESSY CAP ACQUSTON CORP I | 373,300 | $310K | 0.1% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | MTECH ACQUISITION CORP | 30,000 | $293K | 0.1% | $9.77 | — | COM CLASS A | 55378W107 |
| — | PENSARE ACQUISITION CORP | 544,900 | $272K | 0.1% | $0.40 | — | RIGHT | 70957E121 |
| — | HAYMAKER ACQUISITION CORP | 302,700 | $250K | 0.1% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | SABAN CAP ACQUISITION CORP | 171,700 | $223K | 0.1% | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | INDUSTREA ACQUISITION CORP | 383,500 | $210K | 0.0% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | GORES HLDGS II INC | 111,100 | $198K | 0.0% | $1.41 | — | *W EXP 03/06/202 | 382867117 |
| — | CAPITOL INVT CORP IV | 161,400 | $188K | 0.0% | $1.08 | — | *W EXP 01/01/202 | G18920127 |
| — | PENSARE ACQUISITION CORP | 353,200 | $188K | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 565,100 | $187K | 0.0% | $0.37 | — | *W EXP 99/99/9999 | G0726L117 |
| — | MATLIN & PARTNERS ACQUISITIO | 373,400 | $187K | 0.0% | $0.44 | — | *W EXP 03/15/202 | 57682V114 |
| — | BLACK RIDGE ACQUISITION CORP | 534,800 | $160K | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | MODERN MEDIA ACQUISITION | 353,200 | $156K | 0.0% | $0.41 | — | RIGHT 99/99/9999 | 60765P129 |
| — | LEGACY ACQUISITION CORP | 454,000 | $154K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | CONSTELLATION ALPHA CAP CORP | 343,100 | $123K | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | FEDERAL STR ACQUISITION CORP | 100,900 | $121K | 0.0% | $1.20 | — | *W EXP 07/24/202 | 31421V115 |
| — | CONVERGEONE HLDGS INC | 100,900 | $120K | 0.0% | $1.19 | — | *W EXP 04/12/202 | 212481113 |
| PSLV | SPROTT PHYSICAL SILVER TR | 19,200 | $116K | 0.0% | $6.04 | — | TR UNIT | 85207K107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 60,400 | $101K | 0.0% | $1.71 | — | *W EXP 99/99/999 | G8250R129 |
| — | LEISURE ACQUISITION CORP | 131,200 | $95,000 | 0.0% | $0.72 | — | *W EXP 12/05/201 | 52539T115 |
| — | TPG PACE ENERGY HLDGS CORP | 50,500 | $94,000 | 0.0% | $1.86 | — | *W EXP 99/99/999 | 872656111 |
| — | I AM CAP ACQUISITION CO | 202,000 | $93,000 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | MOSAIC ACQUISITION CORP | 70,600 | $89,000 | 0.0% | $1.26 | — | *W EXP 10/23/202 | G62848125 |
| — | INFRA AND ENERGY ALTRNTIVE I | 100,900 | $88,000 | 0.0% | $0.87 | — | *W EXP 05/20/202 | 45686J112 |
| — | BISON CAP ACQUISITION CORP | 171,700 | $86,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | VANTAGE ENERGY ACQUISITION | 60,500 | $85,000 | 0.0% | $1.40 | — | *W EXP 04/12/202 | 92211L113 |
| — | CM SEVEN STAR ACQUISITION CO | 252,500 | $82,000 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | HUNTER MARITIME ACQUISITION | 161,600 | $80,000 | 0.0% | $0.62 | — | *W EXP 99/99/999 | Y37828129 |
| — | OSPREY ENERGY ACQUISITION CO | 100,900 | $77,000 | 0.0% | $0.76 | — | *W EXP 07/21/202 | 688397116 |
| — | I AM CAP ACQUISITION CO | 202,000 | $76,000 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | STELLAR ACQUISITION III INC | 151,300 | $70,000 | 0.0% | $0.23 | — | *W EXP 03/22/202 | Y8172W115 |
| — | DRAPER OAKWOOD TECHNOLOGY | 121,100 | $69,000 | 0.0% | $0.55 | — | RIGHT 09/19/2018 | 26146L129 |
| — | M I ACQUISITIONS INC | 80,600 | $64,000 | 0.0% | $0.28 | — | *W EXP 99/99/999 | 55304A112 |
| — | CONSTELLATION ALPHA CAP CORP | 201,800 | $50,000 | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | KBL MERGER CORP IV | 201,800 | $48,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | ATLANTIC ACQUISITION CORP | 100,900 | $46,000 | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |
| — | CM SEVEN STAR ACQUISITION CO | 131,100 | $46,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | TPG PACE HLDGS CORP | 26,200 | $43,000 | 0.0% | $1.64 | — | *W EXP 06/27/202 | G89827110 |
| — | MODERN MEDIA ACQUISITION | 80,800 | $42,000 | 0.0% | $0.53 | — | *W EXP 05/17/202 | 60765P111 |
| — | GTY TECHNOLOGY HOLDINGS INC | 30,300 | $41,000 | 0.0% | $1.21 | — | *W EXP 99/99/999 | G4182A128 |
| — | FINTECH ACQUISITION CORP II | 30,300 | $40,000 | 0.0% | $1.32 | — | *W EXP 01/19/202 | 31810G117 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,800 | $40,000 | 0.0% | $0.40 | — | RIGHT 12/01/2022 | 089482129 |
| — | TMSR HLDG CO LTD | 101,000 | $35,000 | 0.0% | $0.35 | — | *W EXP 02/06/202 | 87266C117 |
| — | KBL MERGER CORP IV | 100,900 | $35,000 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BISON CAP ACQUISITION CORP | 80,800 | $32,000 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | LANDCADIA HLDGS INC | 40,400 | $29,000 | 0.0% | $0.70 | — | *W EXP 06/01/202 | 51476W115 |
| — | JENSYN ACQUISITION CORP | 131,300 | $29,000 | 0.0% | $0.13 | — | *W EXP 03/01/202 | 47632B110 |
| — | ESTRE AMBIENTAL INC | 50,500 | $29,000 | 0.0% | $0.73 | — | *W EXP 12/21/202 | G3206V118 |
| — | SENTINEL ENERGY SVCS INC | 30,300 | $28,000 | 0.0% | $0.92 | — | *W EXP 11/02/202 | G8062D110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 30,300 | $25,000 | 0.0% | $0.83 | — | *W EXP 09/19/202 | 26146L111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,400 | $19,000 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |