Location: Toronto, Ontario, Canada
CIK: 0001695320 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 13, 2019
Total Value: $536M (86.8% shares, 13.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VANTAGE ENERGY ACQUISITION | 1,842,900 | $18.52M | 3.5% | $9.77 | — | COM CL A | 92211L105 |
| — | CHURCHILL CAP CORP | 1,702,000 | $16.25M | 3.0% | $9.55 | — | COM CL A | 17142R103 |
| — | PURE ACQUISITION CORP | 1,550,900 | $15.26M | 2.8% | $9.66 | — | CL A | 74621Q106 |
| — | TRINITY MERGER CORP | 1,208,400 | $12.07M | 2.3% | $9.86 | — | COM CL A | 89653L106 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,248,700 | $12.03M | 2.2% | $9.63 | — | CL A COM STK | 846784106 |
| — | CAPITOL INVT CORP IV | 1,198,400 | $11.98M | 2.2% | $9.82 | — | CL A ORD | G18920101 |
| — | CITRIX SYS INC | 7,330,000 | $10.43M | 1.9% | $1.49 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | PENSARE ACQUISITION CORP | 1,007,000 | $10.2M | 1.9% | $9.69 | — | COM | 70957E105 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 803,185 | $10.07M | 1.9% | $13.22 | — | TR UNIT | 85208R101 |
| — | HAYMAKER ACQUISITION CORP | 956,700 | $9.576M | 1.8% | $9.70 | — | COM CLASS A | 420870107 |
| — | MERCADOLIBRE INC | 4,000,000 | $9.294M | 1.7% | $2.36 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | MOLINA HEALTHCARE INC | 3,000,000 | $8.541M | 1.6% | $1.75 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | LEGACY ACQUISITION CORP | 856,000 | $8.406M | 1.6% | $9.59 | — | COM CL A | 524643103 |
| — | CM SEVEN STAR ACQUISITION CO | 822,300 | $8.306M | 1.5% | $9.68 | — | SHS | G2345N102 |
| — | FEDERAL STR ACQUISITION CORP | 805,700 | $8.17M | 1.5% | $9.74 | — | CL A | 31421V107 |
| — | TRIDENT ACQUISITIONS CORP | 775,400 | $7.731M | 1.4% | $9.83 | — | COM | 89615T106 |
| — | MOSAIC ACQUISITION CORP | 765,400 | $7.516M | 1.4% | $9.82 | — | COM CL A | 61946M100 |
| — | FINTECH ACQUISITION CORP III | 705,000 | $7.05M | 1.3% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | ROYAL GOLD INC | 6,925,000 | $6.938M | 1.3% | $1.06 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | PALO ALTO NETWORKS INC | 4,000,000 | $6.841M | 1.3% | $1.85 | — | NOTE 7/0 | 697435AB1 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 6,500,000 | $6.777M | 1.3% | $1.32 | — | EBT 3.750%11/1 | C10268AC1 |
| — | THUNDER BRIDGE ACQUISITION L | 654,600 | $6.664M | 1.2% | $10.06 | — | UNIT 01/01/2025 | G8857R118 |
| — | VECTOIQ ACQUISITION CORP | 674,700 | $6.545M | 1.2% | $9.59 | — | COM | 92243N103 |
| — | CHASERG TECHNLGY ACQUISITN | 664,700 | $6.434M | 1.2% | $9.68 | — | CLASS A | 16166A103 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 654,600 | $6.428M | 1.2% | $9.76 | — | COM CL A | G74760102 |
| — | TKK SYMPHONY ACQUISITION COR | 634,500 | $6.402M | 1.2% | $10.13 | — | UNIT 08/15/2023 | G88950111 |
| PACK | ONE MADISON CORP | 634,500 | $6.364M | 1.2% | $9.70 | — | COM CL A | G6772P100 |
| — | GIGCAPITAL INC | 614,386 | $6.205M | 1.2% | $9.79 | — | COM | 37518N106 |
| — | GRAF INDL CORP | 634,400 | $6.09M | 1.1% | $9.60 | — | COM | 384278107 |
| — | TIBERIUS ACQUISITION CORP | 604,200 | $5.921M | 1.1% | $9.65 | — | COM | 88633A107 |
| — | FAR PT ACQUISITION CORP | 604,200 | $5.832M | 1.1% | $9.64 | — | COM CL A | 30734W109 |
| — | CONSTELLATION ALPHA CAP CORP | 543,800 | $5.552M | 1.0% | $9.93 | — | SHS | G2379F108 |
| — | GRAF INDL CORP | 553,900 | $5.545M | 1.0% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | MEGALITH FINL ACQUISITION CO | 548,900 | $5.533M | 1.0% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | DFB HEALTHCARE ACQUISTION CO | 563,900 | $5.531M | 1.0% | $9.66 | — | COM | 23291E109 |
| — | GORES HOLDINGS III INC | 563,900 | $5.467M | 1.0% | $9.69 | — | CLASS A | 38286G109 |
| — | ANTHEM INC | 1,500,000 | $5.444M | 1.0% | $1.99 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | LEO HOLDINGS CORP | 554,000 | $5.416M | 1.0% | $9.75 | — | COM CL A | G5463L105 |
| — | VECTOIQ ACQUISITION CORP | 523,700 | $5.279M | 1.0% | $10.06 | — | UNIT 05/11/2023 | 92243N202 |
| — | TKK SYMPHONY ACQUISITION COR | 533,800 | $5.152M | 1.0% | $9.55 | — | ORD SHS | G88950103 |
| — | TWELVE SEAS INVESTMENT COMPA | 483,400 | $4.962M | 0.9% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | TWELVE SEAS INVESTMENT COMPA | 503,500 | $4.944M | 0.9% | $9.66 | — | SHS | G9145A107 |
| — | ALLEGRO MERGER CORP | 503,500 | $4.909M | 0.9% | $9.59 | — | COM | 01749N103 |
| — | MUDRICK CAP ACQUISITION CORP | 473,300 | $4.875M | 0.9% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | FORUM MERGER II CORP | 503,500 | $4.859M | 0.9% | $9.58 | — | CL A | 34986F103 |
| — | THUNDER BRIDGE ACQUISITION L | 483,400 | $4.786M | 0.9% | $9.76 | — | SHS CLASS A | G8857R100 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 473,400 | $4.734M | 0.9% | $10.06 | — | CL A | G8250R103 |
| — | MUDRICK CAP ACQUISITION CORP | 473,300 | $4.677M | 0.9% | $9.67 | — | COM CLASS A | 624745105 |
| — | MODERN MEDIA ACQUISITION | 453,200 | $4.623M | 0.9% | $9.91 | — | COM | 60765P103 |
| — | AMCI ACQUISITION CORP | 453,200 | $4.51M | 0.8% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | CAPITOL INVT CORP IV | 423,100 | $4.375M | 0.8% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | NEW FRONTIER CORP | 433,000 | $4.243M | 0.8% | $9.68 | — | COM CL A | G6485P108 |
| — | GORDON POINTE ACQUISITION CO | 412,900 | $4.14M | 0.8% | $9.80 | — | COM CLASS A | 382788107 |
| — | SILVER STD RES INC | 4,130,000 | $4.105M | 0.8% | $0.95 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | LEGACY ACQUISITION CORP | 402,800 | $4.101M | 0.8% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | CHURCHILL CAP CORP | 402,900 | $4.073M | 0.8% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | CF FIN ACQUISITION CORP | 402,800 | $4.028M | 0.8% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | SPARTAN ENERGY ACQUISITON CO | 402,800 | $4.028M | 0.8% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | WORKDAY INC | 2,000,000 | $3.941M | 0.7% | $1.63 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | SENTINEL ENERGY SVCS INC | 382,700 | $3.835M | 0.7% | $10.02 | — | CL A | 81728P105 |
| — | SCHULTZE SPL PURP ACQUISITIO | 382,600 | $3.811M | 0.7% | $9.96 | — | UNIT 12/31/2023 | 80821R208 |
| — | LF CAP ACQUISITION CORP | 382,700 | $3.742M | 0.7% | $9.58 | — | CL A | 50200K108 |
| — | PENSARE ACQUISITION CORP | 352,500 | $3.719M | 0.7% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | LEISURE ACQUISITION CORP | 372,600 | $3.659M | 0.7% | $9.62 | — | COM | 52539T107 |
| — | LIGAND PHARMACEUTICALS INC | 2,000,000 | $3.619M | 0.7% | $1.83 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | FORUM MERGER II CORP | 352,500 | $3.567M | 0.7% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| — | BLACK RIDGE ACQUISITION CORP | 352,500 | $3.539M | 0.7% | $9.69 | — | COM | 09216T107 |
| — | ALLEGRO MERGER CORP | 302,000 | $3.117M | 0.6% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | LF CAP ACQUISITION CORP | 302,100 | $3.06M | 0.6% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | GS ACQUISITION HLDGS CORP | 302,100 | $2.961M | 0.6% | $9.75 | — | COM CL A | 36255F102 |
| — | CHASERG TECHNLGY ACQUISITN | 292,000 | $2.917M | 0.5% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | KBL MERGER CORP IV | 271,900 | $2.909M | 0.5% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | BLACK RIDGE ACQUISITION CORP | 267,099 | $2.791M | 0.5% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 281,700 | $2.786M | 0.5% | $9.78 | — | SHS | G8959N106 |
| — | ALBERTON ACQUISITION CORP | 271,900 | $2.737M | 0.5% | $10.07 | — | UNIT 04/22/2020 | G35006116 |
| — | OPES ACQUISITION CORP | 251,800 | $2.589M | 0.5% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | LEO HOLDINGS CORP | 251,700 | $2.572M | 0.5% | $9.96 | — | UNIT 99/99/9999 | G5463L121 |
| — | BIG ROCK PARTNERS ACQUISI CO | 251,800 | $2.568M | 0.5% | $9.84 | — | COM | 089482103 |
| — | CHARDAN HEALTHCARE ACQUISITI | 251,800 | $2.536M | 0.5% | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | BISON CAP ACQUISITION CORP | 231,600 | $2.409M | 0.4% | $9.90 | — | ORD SHS | G1142P104 |
| RVPH | TENZING ACQUISITION CORP | 241,700 | $2.382M | 0.4% | $9.86 | — | ORD SHS | G8708A116 |
| PBA | PEMBINA PIPELINE CORP | 80,000 | $2.376M | 0.4% | $22.67 | -1.4% | Put | 706327103 |
| — | TRIDENT ACQUISITIONS CORP | 221,600 | $2.259M | 0.4% | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| PBA | PEMBINA PIPELINE CORP | 73,000 | $2.168M | 0.4% | $22.67 | -1.4% | COM | 706327103 |
| — | PRETIUM RES INC | 2,400,000 | $2.161M | 0.4% | $0.85 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | HL ACQUISITIONS CORP | 201,400 | $2.084M | 0.4% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | ARYA SCIENCES ACQUISITION CO | 201,400 | $2.082M | 0.4% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | GS ACQUISITION HLDGS CORP | 201,600 | $2.066M | 0.4% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | TIBERIUS ACQUISITION CORP | 201,400 | $2.057M | 0.4% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | UNION ACQUISITION CORP | 201,400 | $2.028M | 0.4% | $9.87 | — | SHS | G9366W101 |
| — | DD3 ACQUISITION CORP | 201,400 | $2.018M | 0.4% | $10.02 | — | UNIT 10/12/2023 | G2692M129 |
| — | TPG PACE HLDGS CORP | 201,400 | $2.014M | 0.4% | $9.79 | — | CL A | G89827128 |
| — | BOXWOOD MERGER CORP | 201,400 | $2M | 0.4% | $9.93 | — | UNIT 11/26/2025 | 10319T200 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 195,300 | $1.969M | 0.4% | $9.84 | — | SHS CL A | G7126L100 |
| — | MEGALITH FINL ACQUISITION CO | 201,400 | $1.954M | 0.4% | $9.61 | — | CL A COM | 58518F109 |
| — | OPES ACQUISITION CORP | 191,400 | $1.901M | 0.4% | $9.82 | — | COM | 68373P100 |
| — | LEISURE ACQUISITION CORP | 181,300 | $1.836M | 0.3% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| LOAC | LONGEVITY ACQUISITION CORP | 181,300 | $1.813M | 0.3% | $10.00 | — | ORD SHS | G56372132 |
| — | EDTECHX HLDGS ACQUISITION CO | 161,200 | $1.61M | 0.3% | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | PURE ACQUISITION CORP | 151,200 | $1.572M | 0.3% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | 51JOB INC | 1,000,000 | $1.479M | 0.3% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | COLLIER CREEK HOLDINGS | 151,000 | $1.457M | 0.3% | $9.65 | — | COM CL A | G22707106 |
| — | NEBULA ACQUISITION CORP | 141,200 | $1.388M | 0.3% | $9.83 | — | COM CLASS A | 629076100 |
| — | HL ACQUISITIONS CORP | 120,800 | $1.189M | 0.2% | $9.54 | — | SHS | G4603R106 |
| — | TTM TECHNOLOGIES INC | 1,000,000 | $1.155M | 0.2% | $1.77 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | GREENLAND ACQUISITIN CORPORA | 100,800 | $1.034M | 0.2% | $10.41 | — | UNIT 03/03/2025 | G40981121 |
| — | KBL MERGER CORP IV | 100,700 | $1.027M | 0.2% | $9.72 | — | COM | 48242A104 |
| — | COLLIER CREEK HOLDINGS | 100,700 | $1.011M | 0.2% | $10.04 | — | UNIT 99/99/9999 | G22707122 |
| — | GTY TECHNOLOGY HOLDINGS INC | 100,700 | $1.007M | 0.2% | $9.97 | — | CL A | G4182A102 |
| — | GREENLAND ACQUISITIN CORPORA | 98,767 | $978K | 0.2% | $9.67 | — | SHS | G40981139 |
| — | MTECH ACQUISITION CORP | 90,600 | $914K | 0.2% | $9.85 | — | COM CLASS A | 55378W107 |
| PBA | PEMBINA PIPELINE CORP | 30,000 | $891K | 0.2% | $22.67 | -1.4% | Call | 706327103 |
| — | TENZING ACQUISITION CORP | 50,300 | $507K | 0.1% | $10.08 | — | UNIT 08/24/2024 | G8708A124 |
| — | GORES HOLDINGS III INC | 50,400 | $507K | 0.1% | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| ALAC | ALBERTON ACQUISITION CORP | 50,300 | $493K | 0.1% | $9.80 | — | ORD SHS | G35006108 |
| — | EDTECHX HLDGS ACQUISITION CO | 50,400 | $491K | 0.1% | $9.74 | — | COM | 28138X103 |
| — | ARYA SCIENCES ACQUISITION CO | 50,000 | $490K | 0.1% | $9.80 | — | SHS CL A | G3165V109 |
| — | HAYMAKER ACQUISITION CORP | 372,600 | $298K | 0.1% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | CAPITOL INVT CORP IV | 292,000 | $292K | 0.1% | $1.04 | — | *W EXP 01/01/202 | G18920127 |
| AMD | ADVANCED MICRO DEVICES INC | 13,538 | $250K | 0.0% | $21.62 | 0.0% | COM | 007903107 |
| — | GENERAL ELECTRIC CO | 31,449 | $238K | 0.0% | $7.57 | — | COM | 369604103 |
| AAL | AMERICAN AIRLS GROUP INC | 7,260 | $233K | 0.0% | $34.21 | 0.0% | COM | 02376R102 |
| XYZ | SQUARE INC | 4,045 | $227K | 0.0% | $76.06 | -7.2% | CL A | 852234103 |
| UAL | UNITED CONTL HLDGS INC | 2,686 | $225K | 0.0% | $87.84 | 0.0% | COM | 910047109 |
| MRK | MERCK & CO INC | 2,864 | $219K | 0.0% | $56.50 | 0.0% | COM | 58933Y105 |
| T | AT&T INC | 7,673 | $219K | 0.0% | $14.02 | 0.0% | COM | 00206R102 |
| FDX | FEDEX CORP | 1,358 | $219K | 0.0% | $185.88 | 0.0% | COM | 31428X106 |
| — | ONE MADISON CORP | 251,800 | $201K | 0.0% | $1.15 | — | *W EXP 99/99/999 | G6772P126 |
| — | CHURCHILL CAP CORP | 201,400 | $175K | 0.0% | $0.87 | — | *W EXP 09/11/202 | 17142R111 |
| — | LEO HOLDINGS CORP | 151,100 | $162K | 0.0% | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| — | PENSARE ACQUISITION CORP | 543,800 | $158K | 0.0% | $0.40 | — | RIGHT | 70957E121 |
| — | MOSAIC ACQUISITION CORP | 151,940 | $150K | 0.0% | $0.99 | — | *W EXP 10/23/202 | 61946M118 |
| — | CM SEVEN STAR ACQUISITION CO | 332,300 | $126K | 0.0% | $0.33 | — | RIGHT 08/21/2022 | G2345N136 |
| — | CHASERG TECHNLGY ACQUISITN | 181,300 | $123K | 0.0% | $0.68 | — | *W EXP 04/10/202 | 16166A111 |
| — | LEGACY ACQUISITION CORP | 352,500 | $117K | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | REGALWOOD GLOBAL ENERGY LTD | 100,700 | $108K | 0.0% | $1.46 | — | *W EXP 12/05/202 | G74760128 |
| — | LEISURE ACQUISITION CORP | 130,900 | $104K | 0.0% | $0.72 | — | *W EXP 12/05/201 | 52539T115 |
| — | MODERN MEDIA ACQUISITION | 402,800 | $101K | 0.0% | $0.43 | — | RIGHT 99/99/9999 | 60765P129 |
| — | BLACK RIDGE ACQUISITION CORP | 332,300 | $100K | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | PLATINUM EAGLE ACQUISITIN CO | 70,600 | $92,000 | 0.0% | $1.36 | — | *W EXP 01/17/202 | G7126L118 |
| — | GIGCAPITAL INC | 352,600 | $92,000 | 0.0% | $0.45 | — | RIGHT 03/06/2020 | 37518N114 |
| — | SABAN CAP ACQUISITION CORP | 151,100 | $91,000 | 0.0% | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | GORDON POINTE ACQUISITION CO | 201,400 | $79,000 | 0.0% | $0.53 | — | *W EXP 07/30/202 | 382788115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 204,400 | $74,000 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| — | ALBERTON ACQUISITION CORP | 251,800 | $71,000 | 0.0% | $0.28 | — | RIGHT 10/04/2020 | G35006132 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 100,700 | $71,000 | 0.0% | $1.31 | — | *W EXP 99/99/999 | G8250R129 |
| — | PENSARE ACQUISITION CORP | 352,500 | $71,000 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | NEBULA ACQUISITION CORP | 60,500 | $67,000 | 0.0% | $1.11 | — | *W EXP 03/12/202 | 629076118 |
| — | GIGCAPITAL INC | 261,800 | $65,000 | 0.0% | $0.45 | — | *W EXP 06/08/202 | 37518N122 |
| — | CONSTELLATION ALPHA CAP CORP | 241,700 | $60,000 | 0.0% | $0.26 | — | RIGHT 99/99/9999 | G2379F132 |
| — | CONSTELLATION ALPHA CAP CORP | 402,800 | $52,000 | 0.0% | $0.18 | — | *W EXP 03/23/202 | G2379F116 |
| — | UNION ACQUISITION CORP | 201,500 | $50,000 | 0.0% | $0.30 | — | *W EXP 07/01/202 | G9366W127 |
| — | BISON CAP ACQUISITION CORP | 171,200 | $48,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | NEW FRONTIER CORP | 50,350 | $46,000 | 0.0% | $0.91 | — | *W EXP 99/99/999 | G6485P124 |
| — | KBL MERGER CORP IV | 110,900 | $43,000 | 0.0% | $0.30 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CM SEVEN STAR ACQUISITION CO | 171,200 | $43,000 | 0.0% | $0.28 | — | *W EXP 08/21/202 | G2345N110 |
| — | MTECH ACQUISITION CORP | 70,500 | $42,000 | 0.0% | $0.60 | — | *W EXP 08/01/202 | 55378W115 |
| — | MODERN MEDIA ACQUISITION | 151,200 | $40,000 | 0.0% | $0.59 | — | *W EXP 05/17/202 | 60765P111 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,800 | $38,000 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | UNION ACQUISITION CORP | 100,700 | $38,000 | 0.0% | $0.38 | — | RIGHT 12/02/2019 | G9366W135 |
| — | VANTAGE ENERGY ACQUISITION | 80,600 | $38,000 | 0.0% | $0.47 | — | *W EXP 04/12/202 | 92211L113 |
| — | FEDERAL STR ACQUISITION CORP | 50,450 | $38,000 | 0.0% | $0.75 | — | *W EXP 07/24/202 | 31421V115 |
| — | SMAAASH ENTERTAINMENT INC | 201,600 | $35,000 | 0.0% | $0.17 | — | *W EXP 05/22/202 | 831550116 |
| — | TOTTENHAM ACQUISITION I LTD | 221,500 | $35,000 | 0.0% | $0.18 | — | *W EXP 05/06/202 | G8959N114 |
| — | SENTINEL ENERGY SVCS INC | 38,700 | $32,000 | 0.0% | $0.83 | — | *W EXP 11/02/202 | 81728P113 |
| — | U S WELL SVCS INC | 50,400 | $30,000 | 0.0% | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| — | OPES ACQUISITION CORP | 100,800 | $29,000 | 0.0% | $0.36 | — | *W EXP 03/13/202 | 68373P118 |
| — | TOTTENHAM ACQUISITION I LTD | 120,800 | $26,000 | 0.0% | $0.22 | — | RIGHT 06/05/2020 | G8959N122 |
| — | LONGEVITY ACQUISITION CORP | 80,600 | $24,000 | 0.0% | $0.30 | — | RIGHT 07/31/2020 | G56372124 |
| — | ALLEGRO MERGER CORP | 80,600 | $23,000 | 0.0% | $0.29 | — | RIGHT 12/31/2023 | 01749N129 |
| — | ALBERTON ACQUISITION CORP | 201,400 | $23,000 | 0.0% | $0.11 | — | *W EXP 04/26/202 | G35006124 |
| — | HUNTER MARITIME ACQUISITION | 181,200 | $23,000 | 0.0% | $0.57 | — | *W EXP 99/99/999 | Y37828129 |
| — | BISON CAP ACQUISITION CORP | 100,800 | $20,000 | 0.0% | $0.33 | — | *W EXP 06/20/202 | G1142P112 |
| — | KBL MERGER CORP IV | 201,400 | $18,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | PHUNWARE INC | 70,500 | $18,000 | 0.0% | $0.26 | — | *W EXP 08/11/202 | 71948P118 |
| — | TENZING ACQUISITION CORP | 40,300 | $13,000 | 0.0% | $0.32 | — | *W EXP 02/23/202 | G8708A108 |
| — | LONGEVITY ACQUISITION CORP | 80,600 | $12,000 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | GREENLAND ACQUISITIN CORPORA | 50,400 | $9,000 | 0.0% | $0.24 | — | *W EXP 03/03/202 | G40981105 |
| — | JENSYN ACQUISITION CORP | 80,600 | $6,000 | 0.0% | $0.13 | — | *W EXP 03/01/202 | 47632B110 |
| — | ORGANOGENESIS HLDGS INC | 362,500 | $0 | 0.0% | — | — | *W EXP 10/07/202 | 68621F110 |