CIK: 0001695320 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 8, 2018
Total Value ($000): $524,829 (81.7% shares, 18.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VANTAGE ENERGY ACQUISITION | 1,661,600 | $16,608 | 3.2% | $9.74 | — | COM CL A | 92211L105 |
| — | PURE ACQUISITION CORP | 1,484,900 | $14,411 | 2.7% | $9.65 | — | CL A | 74621Q106 |
| — | RED HAT INC | 7,000,000 | $12,951 | 2.5% | $1.81 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | CITRIX SYS INC | 7,330,000 | $11,268 | 2.1% | $1.49 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | MOLINA HEALTHCARE INC | 3,000,000 | $10,948 | 2.1% | $1.75 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | MERCADOLIBRE INC | 4,000,000 | $10,799 | 2.1% | $2.36 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | PENSARE ACQUISITION CORP | 1,007,000 | $10,030 | 1.9% | $9.69 | — | COM | 70957E105 |
| — | FEDERAL STR ACQUISITION CORP | 950,717 | $9,612 | 1.8% | $9.74 | — | CL A | 31421V107 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 797,785 | $9,318 | 1.8% | $13.22 | — | TR UNIT | 85208R101 |
| — | MATLIN & PARTNERS ACQUISITIO | 926,500 | $9,274 | 1.8% | $9.70 | — | CL A | 57682V106 |
| — | HENNESSY CAP ACQUSTON CORP I | 846,000 | $8,621 | 1.6% | $9.88 | — | COM | 42588L105 |
| — | CAPITOL INVT CORP IV | 815,800 | $8,468 | 1.6% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 6,500,000 | $8,385 | 1.6% | $1.32 | — | EBT 3.750%11/1 | C10268AC1 |
| — | LEGACY ACQUISITION CORP | 856,000 | $8,312 | 1.6% | $9.59 | — | COM CL A | 524643103 |
| — | PALO ALTO NETWORKS INC | 4,000,000 | $8,162 | 1.6% | $1.85 | — | NOTE 7/0 | 697435AB1 |
| — | CHURCHILL CAP CORP | 805,700 | $8,162 | 1.6% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| PACK | ONE MADISON CORP | 835,900 | $8,133 | 1.5% | $9.70 | — | COM CL A | G6772P100 |
| — | CAPITOL INVT CORP IV | 805,700 | $7,989 | 1.5% | $9.73 | — | CL A ORD | G18920101 |
| — | CM SEVEN STAR ACQUISITION CO | 745,300 | $7,512 | 1.4% | $9.64 | — | SHS | G2345N102 |
| — | MOSAIC ACQUISITION CORP | 765,400 | $7,471 | 1.4% | $9.74 | — | SHS CL A | G62848109 |
| — | TRINITY MERGER CORP | 755,300 | $7,425 | 1.4% | $9.78 | — | COM CL A | 89653L106 |
| — | LIGAND PHARMACEUTICALS INC | 2,000,000 | $7,326 | 1.4% | $1.83 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | GIGCAPITAL INC | 705,000 | $7,015 | 1.3% | $9.79 | — | COM | 37518N106 |
| — | ROYAL GOLD INC | 6,925,000 | $6,982 | 1.3% | $1.06 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 674,800 | $6,836 | 1.3% | $9.93 | — | CL A | G0726L125 |
| — | THUNDER BRIDGE ACQUISITION L | 654,600 | $6,651 | 1.3% | $10.06 | — | UNIT 01/01/2025 | G8857R118 |
| — | MODERN MEDIA ACQUISITION | 654,600 | $6,611 | 1.3% | $9.91 | — | COM | 60765P103 |
| — | TKK SYMPHONY ACQUISITION COR | 634,500 | $6,425 | 1.2% | $10.13 | — | UNIT 08/15/2023 | G88950111 |
| HUNTF | HUNTER MARITIME ACQUISITION | 634,500 | $6,320 | 1.2% | $9.81 | +0.8% | CL A | Y37828111 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 634,400 | $6,201 | 1.2% | $9.76 | — | COM CL A | G74760102 |
| — | HAYMAKER ACQUISITION | 594,200 | $6,189 | 1.2% | $9.91 | — | UNIT 10/19/2022 | 420870206 |
| — | HAYMAKER ACQUISITION CORP | 604,300 | $5,898 | 1.1% | $9.52 | — | COM CLASS A | 420870107 |
| — | TIBERIUS ACQUISITION CORP | 596,500 | $5,769 | 1.1% | $9.65 | — | COM | 88633A107 |
| — | LEO HOLDINGS CORP | 554,100 | $5,696 | 1.1% | $9.96 | — | UNIT 99/99/9999 | G5463L121 |
| — | ANTHEM INC | 1,500,000 | $5,663 | 1.1% | $1.99 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | KAYNE ANDERSON ACQUISITION | 553,900 | $5,628 | 1.1% | $9.75 | — | COM CL A | 48661U102 |
| — | SENTINEL ENERGY SVCS INC | 543,800 | $5,609 | 1.1% | $10.02 | — | UNIT 11/02/2022 | G8062D128 |
| — | MEGALITH FINL ACQUISITION CO | 553,900 | $5,594 | 1.1% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | TRIDENT ACQUISITIONS CORP | 553,900 | $5,439 | 1.0% | $9.78 | — | COM | 89615T106 |
| — | VECTOIQ ACQUISITION CORP | 523,700 | $5,342 | 1.0% | $10.06 | — | UNIT 05/11/2023 | 92243N202 |
| — | INDUSTREA ACQUISITION CORP | 523,700 | $5,342 | 1.0% | $9.77 | — | CL A | 45579J104 |
| — | VECTOIQ ACQUISITION CORP | 553,900 | $5,300 | 1.0% | $9.56 | — | COM | 92243N103 |
| — | DFB HEALTHCARE ACQUISTION CO | 513,600 | $5,000 | 1.0% | $9.64 | — | COM | 23291E109 |
| — | TWELVE SEAS INVESTMENT COMPA | 483,400 | $4,984 | 0.9% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | MUDRICK CAP ACQUISITION CORP | 478,600 | $4,925 | 0.9% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | TWELVE SEAS INVESTMENT COMPA | 499,500 | $4,825 | 0.9% | $9.66 | — | SHS | G9145A107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 468,100 | $4,639 | 0.9% | $10.06 | — | CL A | G8250R103 |
| — | GTY TECHNOLOGY HOLDINGS INC | 443,100 | $4,493 | 0.9% | $9.97 | — | CL A | G4182A102 |
| — | KAYNE ANDERSON ACQUISITION | 392,700 | $4,202 | 0.8% | $10.01 | — | UNIT 06/30/2022 | 48661U201 |
| — | MUDRICK CAP ACQUISITION CORP | 423,000 | $4,110 | 0.8% | $9.65 | — | COM CLASS A | 624745105 |
| — | SPARTAN ENERGY ACQUISITON CO | 402,800 | $4,088 | 0.8% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | LEGACY ACQUISITION CORP | 402,800 | $4,080 | 0.8% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | SILVER STD RES INC | 4,130,000 | $4,075 | 0.8% | $0.95 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| — | ALLEGRO MERGER CORP | 402,800 | $3,847 | 0.7% | $9.55 | — | COM | 01749N103 |
| — | PENSARE ACQUISITION CORP | 352,800 | $3,747 | 0.7% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | WORKDAY INC | 2,000,000 | $3,614 | 0.7% | $1.63 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | LF CAP ACQUISITION CORP | 377,100 | $3,613 | 0.7% | $9.58 | — | CL A | 50200K108 |
| — | LEISURE ACQUISITION CORP | 371,200 | $3,610 | 0.7% | $9.62 | — | COM | 52539T107 |
| — | CONSTELLATION ALPHA CAP CORP | 352,500 | $3,567 | 0.7% | $9.77 | — | SHS | G2379F108 |
| — | FORUM MERGER II CORP | 352,500 | $3,564 | 0.7% | $10.11 | — | UNIT 09/30/2025 | 34986F202 |
| — | TKK SYMPHONY ACQUISITION COR ORD | 374,600 | $3,559 | 0.7% | $9.50 | — | SHS | G88950103 |
| — | THUNDER BRIDGE ACQUISITION L | 362,500 | $3,520 | 0.7% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | GORDON POINTE ACQUISITION CO | 352,500 | $3,482 | 0.7% | $9.76 | — | COM CLASS A | 382788107 |
| — | BLACK RIDGE ACQUISITION CORP | 352,500 | $3,462 | 0.7% | $9.69 | — | COM | 09216T107 |
| PBA | PEMBINA PIPELINE CORP | 100,000 | $3,336 | 0.6% | $23.15 | 0.0% | Put | 706327103 |
| STNL | SENTINEL ENERGY SVCS INC | 322,300 | $3,178 | 0.6% | $9.76 | — | COM CL A | G8062D102 |
| — | FORUM MERGER II CORP | 326,100 | $3,114 | 0.6% | $9.55 | — | CL A | 34986F103 |
| — | ALLEGRO MERGER CORP | 302,000 | $3,103 | 0.6% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| — | LF CAP ACQUISITION CORP | 302,100 | $3,066 | 0.6% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | KBL MERGER CORP IV | 271,900 | $3,005 | 0.6% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | GS ACQUISITION HLDGS CORP | 302,100 | $2,945 | 0.6% | $9.75 | — | COM CL A | 36255F102 |
| — | BLACK RIDGE ACQUISITION CORP | 267,099 | $2,945 | 0.6% | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | EASTERLY ACQUISITION CORP | 271,900 | $2,842 | 0.5% | $10.11 | — | COM | 27616L102 |
| — | DRAPER OAKWOOD TECHNOLOGY | 261,800 | $2,670 | 0.5% | $9.80 | — | COM CL A | 26146L103 |
| — | NEW FRONTIER CORP | 276,400 | $2,659 | 0.5% | $9.62 | — | COM CL A | G6485P108 |
| — | I AM CAP ACQUISITION CO | 252,000 | $2,558 | 0.5% | $9.88 | — | COM | 45074Q108 |
| — | OPES ACQUISITION CORP | 251,800 | $2,558 | 0.5% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | VANTAGE ENERGY ACQUISITION | 241,900 | $2,528 | 0.5% | $10.24 | — | UNIT 04/12/2024 | 92211L204 |
| — | BIG ROCK PARTNERS ACQUISI CO | 252,000 | $2,526 | 0.5% | $9.84 | — | COM | 089482103 |
| — | FAR PT ACQUISITION CORP | 251,800 | $2,425 | 0.5% | $9.63 | — | COM CL A | 30734W109 |
| — | BISON CAP ACQUISITION CORP | 231,600 | $2,364 | 0.5% | $9.90 | — | ORD SHS | G1142P104 |
| — | TRIDENT ACQUISITIONS CORP | 221,800 | $2,243 | 0.4% | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | PRETIUM RES INC | 2,400,000 | $2,127 | 0.4% | $0.85 | — | NOTE 2.250% 3/1 | 74139CAB8 |
| — | GS ACQUISITION HLDGS CORP | 201,600 | $2,085 | 0.4% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | LEISURE ACQUISITION CORP | 201,400 | $2,064 | 0.4% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | HL ACQUISITIONS CORP | 201,400 | $2,064 | 0.4% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | TIBERIUS ACQUISITION CORP | 201,400 | $2,059 | 0.4% | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | TPG PACE HLDGS CORP | 201,600 | $2,030 | 0.4% | $9.79 | — | CL A | G89827128 |
| — | CONSTELLATION ALPHA CAPITAL | 191,500 | $2,028 | 0.4% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 201,400 | $1,981 | 0.4% | $9.84 | — | SHS CL A | G7126L100 |
| — | OPES ACQUISITION CORP | 191,400 | $1,886 | 0.4% | $9.82 | — | COM | 68373P100 |
| — | 51JOB INC | 1,000,000 | $1,813 | 0.3% | $1.48 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | TTM TECHNOLOGIES INC | 1,000,000 | $1,702 | 0.3% | $1.77 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | INDUSTREA ACQUISITION CORP | 151,800 | $1,695 | 0.3% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 170,700 | $1,656 | 0.3% | $9.70 | — | SHS | G8959N106 |
| — | PURE ACQUISITION CORP | 151,200 | $1,568 | 0.3% | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | LEO HOLDINGS CORP | 151,200 | $1,475 | 0.3% | $9.66 | — | COM CL A | G5463L105 |
| — | NEBULA ACQUISITION CORP | 141,200 | $1,433 | 0.3% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | TOTTENHAM ACQUISITION I LTD | 120,800 | $1,254 | 0.2% | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| — | GORES HLDGS II INC | 110,800 | $1,176 | 0.2% | $9.98 | — | COM CL A | 382867109 |
| — | HL ACQUISITIONS CORP | 120,800 | $1,152 | 0.2% | $9.54 | — | SHS | G4603R106 |
| — | FEDERAL STR ACQUISITION CORP | 100,900 | $1,059 | 0.2% | $10.31 | — | UNIT 99/99/9999 | 31421V206 |
| — | UNION ACQUISITION CORP | 100,900 | $1,054 | 0.2% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | GREENLAND ACQUISITIN CORPORA | 100,800 | $1,049 | 0.2% | $10.41 | — | UNIT 03/03/2025 | G40981121 |
| — | NEW FRONTIER CORP | 100,700 | $1,027 | 0.2% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | KBL MERGER CORP IV | 100,700 | $1,017 | 0.2% | $9.72 | — | COM | 48242A104 |
| — | GREENLAND ACQUISITIN CORPORA | 100,700 | $974 | 0.2% | $9.67 | — | SHS | G40981139 |
| PBA | PEMBINA PIPELINE CORP | 29,000 | $967 | 0.2% | $23.15 | 0.0% | COM | 706327103 |
| — | UNION ACQUISITION CORP | 98,413 | $960 | 0.2% | $9.67 | — | SHS | G9366W101 |
| — | MEGALITH FINL ACQUISITION CO CL A | 100,700 | $959 | 0.2% | $9.52 | — | COM | 58518F109 |
| — | CM SEVEN STAR ACQUISITION CO | 81,000 | $881 | 0.2% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | MTECH ACQUISITION CORP | 70,600 | $826 | 0.2% | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | LONGEVITY ACQUISITION CORP | 80,600 | $825 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | MTECH ACQUISITION CORP | 70,600 | $720 | 0.1% | $9.79 | — | COM CLASS A | 55378W107 |
| — | GORES HOLDINGS III INC | 50,400 | $515 | 0.1% | $10.22 | — | UNIT 09/07/2024 | 38286G208 |
| — | HUNTER MARITIME ACQUISITION | 50,500 | $510 | 0.1% | $10.14 | — | UNIT | Y37828103 |
| — | TENZING ACQUISITION CORP | 40,300 | $406 | 0.1% | $10.07 | — | UNIT 08/24/2024 | G8708A124 |
| — | HENNESSY CAP ACQUSTON CORP I | 261,800 | $393 | 0.1% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| BB | BLACKBERRY LTD | 30,706 | $350 | 0.1% | $10.22 | 0.0% | COM | 09228F103 |
| XYZ | SQUARE INC | 3,385 | $335 | 0.1% | $77.13 | 0.0% | CL A | 852234103 |
| — | MATCH GROUP INC | 5,505 | $319 | 0.1% | $57.95 | — | COM | 57665R106 |
| LULU | LULULEMON ATHLETICA INC | 1,911 | $310 | 0.1% | $137.08 | 0.0% | COM | 550021109 |
| — | FOOT LOCKER INC | 5,903 | $301 | 0.1% | $50.99 | — | COM | 344849104 |
| ADBE | ADOBE SYS INC | 1,107 | $298 | 0.1% | $257.84 | 0.0% | COM | 00724F101 |
| — | ONE MADISON CORP | 251,800 | $290 | 0.1% | $1.15 | — | *W EXP 99/99/999 | G6772P126 |
| — | HAYMAKER ACQUISITION CORP | 201,400 | $253 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | PENSARE ACQUISITION CORP | 543,800 | $245 | 0.0% | $0.40 | — | RIGHT | 70957E121 |
| — | CAPITOL INVT CORP IV | 161,100 | $239 | 0.0% | $1.08 | — | *W EXP 01/01/202 | G18920127 |
| — | GORES HLDGS II INC | 100,700 | $213 | 0.0% | $1.41 | — | *W EXP 03/06/202 | 382867117 |
| — | MOSAIC ACQUISITION CORP | 151,100 | $194 | 0.0% | $1.27 | — | *W EXP 10/23/202 | G62848125 |
| — | GIGCAPITAL INC | 352,600 | $186 | 0.0% | $0.45 | — | RIGHT 03/06/2020 | 37518N114 |
| — | PENSARE ACQUISITION CORP | 352,500 | $183 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | INDUSTREA ACQUISITION CORP | 182,000 | $182 | 0.0% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | MODERN MEDIA ACQUISITION | 402,800 | $175 | 0.0% | $0.43 | — | RIGHT 99/99/9999 | 60765P129 |
| — | SABAN CAP ACQUISITION CORP | 151,100 | $174 | 0.0% | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | LEGACY ACQUISITION CORP | 352,500 | $157 | 0.0% | $0.34 | — | *W EXP 11/30/202 | 524643111 |
| — | LEISURE ACQUISITION CORP | 130,900 | $154 | 0.0% | $0.72 | — | *W EXP 12/05/201 | 52539T115 |
| — | REGALWOOD GLOBAL ENERGY LTD | 100,700 | $147 | 0.0% | $1.46 | — | *W EXP 12/05/202 | G74760128 |
| — | CM SEVEN STAR ACQUISITION CO | 252,000 | $132 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | GORDON POINTE ACQUISITION CO | 201,800 | $131 | 0.0% | $0.53 | — | *W EXP 07/30/202 | 382788115 |
| — | GIGCAPITAL INC | 261,800 | $130 | 0.0% | $0.45 | — | *W EXP 06/08/202 | 37518N122 |
| — | BLACK RIDGE ACQUISITION CORP | 332,300 | $126 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | MATLIN & PARTNERS ACQUISITIO | 161,100 | $121 | 0.0% | $0.44 | — | *W EXP 03/15/202 | 57682V114 |
| — | I AM CAP ACQUISITION CO | 201,400 | $101 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | PLATINUM EAGLE ACQUISITIN CO | 70,600 | $96 | 0.0% | $1.36 | — | *W EXP 01/17/202 | G7126L118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 201,600 | $94 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| — | KAYNE ANDERSON ACQUISITION | 70,500 | $94 | 0.0% | $0.86 | — | *W EXP 06/30/202 | 48661U110 |
| — | BISON CAP ACQUISITION CORP | 171,200 | $90 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | MODERN MEDIA ACQUISITION | 151,200 | $87 | 0.0% | $0.59 | — | *W EXP 05/17/202 | 60765P111 |
| — | I AM CAP ACQUISITION CO | 201,600 | $71 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 364,500 | $69 | 0.0% | $0.37 | — | *W EXP 99/99/9999 | G0726L117 |
| — | CM SEVEN STAR ACQUISITION CO | 131,100 | $64 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 60,400 | $64 | 0.0% | $1.71 | — | *W EXP 99/99/999 | G8250R129 |
| — | KBL MERGER CORP IV | 201,400 | $52 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | KBL MERGER CORP IV | 100,900 | $46 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CONSTELLATION ALPHA CAP CORP | 201,400 | $44 | 0.0% | $0.23 | — | *W EXP 03/23/202 | G2379F116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,800 | $42 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | HUNTER MARITIME ACQUISITION | 161,300 | $42 | 0.0% | $0.62 | — | *W EXP 99/99/999 | Y37828129 |
| — | BISON CAP ACQUISITION CORP | 80,800 | $41 | 0.0% | $0.36 | — | *W EXP 06/20/202 | G1142P112 |
| — | OPES ACQUISITION CORP | 100,800 | $40 | 0.0% | $0.36 | — | *W EXP 03/13/202 | 68373P118 |
| — | SENTINEL ENERGY SVCS INC | 30,300 | $38 | 0.0% | $0.92 | — | *W EXP 11/02/202 | G8062D110 |
| — | UNION ACQUISITION CORP | 100,800 | $36 | 0.0% | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | STELLAR ACQUISITION III INC | 181,000 | $24 | 0.0% | $0.21 | — | *W EXP 03/22/202 | Y8172W115 |
| — | DRAPER OAKWOOD TECHNOLOGY | 40,300 | $20 | 0.0% | $0.55 | — | RIGHT 09/19/2018 | 26146L129 |
| — | TOTTENHAM ACQUISITION I LTD | 100,000 | $20 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | DRAPER OAKWOOD TECHNOLOGY | 30,300 | $18 | 0.0% | $0.83 | — | *W EXP 09/19/202 | 26146L111 |
| — | CONSTELLATION ALPHA CAP CORP | 40,300 | $16 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | GREENLAND ACQUISITIN CORPORA | 50,400 | $12 | 0.0% | $0.24 | — | *W EXP 03/03/202 | G40981105 |
| — | JENSYN ACQUISITION CORP | 80,600 | $7 | 0.0% | $0.13 | — | *W EXP 03/01/202 | 47632B110 |